Scope and patent landscape for U.S. Drug Patent 11,771,686 (omeprazole reconstituted suspension with poloxamer/CMC/bicarbonate/simethicone/bzyl alcohol diluent)
U.S. Drug Patent 11,771,686 protects a method of ameliorating excess-stomach-acid gastrointestinal disorders in subjects with gastric ulcer using reconstituted omeprazole. The protection is tightly tied to a specific reconstitution liquid diluent composition and stability performance (≥30 days at 5±3°C, resistance to gel formation through at least one freeze-thaw cycle). Dependent claims further lock down specific concentration “windows,” optional flavor/color, and kit formats. The estate’s practical enforceability will hinge on whether an accused product uses (a) the same diluent excipient package and ranges, and (b) a substantially identical reconstituted suspension stability profile.
What patents protect omeprazole reconstitution suspensions for gastric ulcer in the U.S.?
Featured snippet answer: 11,771,686 claims are directed to reconstitution of omeprazole in a defined liquid diluent (poloxamer 188 + sodium CMC + sodium bicarbonate + sodium citrate + simethicone emulsion + sweetener + benzyl alcohol + water) with specific stability/anti-gel behavior, and to kit and mixing/administering methods.
How the independent claim frames infringement risk
Claim 1 (method) combines four technical/legal pillars:
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Disease/condition limitation
“Gastrointestinal disorder… excess stomach acid” and the “subject has a gastric ulcer.”
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Drug form and reconstitution step
“Administering a reconstituted omeprazole” where omeprazole is reconstituted “in a liquid diluent.”
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Liquid diluent defined by ranges (substantially the core limitation)
- Poloxamer 188: 1.0% to 4.0% w/v
- Sodium CMC: 1.0% to 2.0% w/v
- Sodium bicarbonate: 8.0% to 8.8% w/v
- Sodium citrate: 0.5% to 1.5% w/v
- Simethicone emulsion: 0.1% to 0.3% w/v
- Sweetener: 0.35% to 3.5% w/v
- Preservative: 0.4% to 0.6% w/v benzyl alcohol
- Water
(all “liquid diluent consists essentially of,” meaning additional ingredients are not excluded if they do not materially affect basic and novel properties, but the listed items are mandatory.)
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Stability and anti-gel performance requirements
- “stable for at least 30 days at 5±3°C”
- “resistant to gel formation for at least one freeze-thaw cycle”
This structure means infringement analysis will often devolve into whether an accused reconstitution diluent is within the claimed excipient ranges and whether the reconstituted suspension meets the claimed stability/anti-gel metrics.
Key dependent claims that narrow claim scope
- Claim 2: poloxamer 188 at 1%, 2%, or 4% w/v
- Claim 3: sodium CMC at 1.2% w/v
- Claim 4: optional FD&C Red No. 40 (0.002%–0.005% w/v) and Strawberry Flavor CW08 (0.1%–0.2% w/v)
- Claim 5: sodium bicarbonate at 8.4% w/v
- Claim 6: sodium citrate at 1% w/v
- Claim 7: simethicone emulsion at 0.15% w/v
- Claim 8–10: sweetener specific blend of 70% sorbitol solution + sucralose (with sucralose at 0.4% w/v and sorbitol solution at 2.5% w/v)
- Claim 11: benzyl alcohol at 0.5% w/v
- Claim 12 and 15: subjects that are child or elderly
- Claim 13: kit format with two containers (omeprazole powder container and defined diluent container) and defined combining/production properties (homogeneous and stable ≥30 days at ambient and refrigerated temps)
- Claim 14: dissolution performance: >80% dissolved after 5 minutes of mixing
- Claims 16–26: method variations spelling out stepwise reconstitute and administer; repetition of several parameter dependences (poloxamer, CMC, bicarbonate, citrate, sweetener blend)
How broad is claim scope for the diluent composition and stability?
Featured snippet answer: The claim is broad on excipient “windows” (multiple ranges), but narrow on the specific excipient system and the stability/anti-gel constraints; it is medium-to-narrow commercially because many omeprazole liquid reconstitutions use different buffering/emulsion/preservative packages.
Diluent “consists essentially of” and what it implies for design-around
Claim 1 recites “liquid diluent consists essentially of” the listed excipients and water. In practice:
- A manufacturer using the same core excipients but altering non-core ingredients may still face risk if the alteration changes the “basic and novel” properties associated with the claimed stability/anti-gel behavior.
- Replacing one mandatory component (for example switching benzyl alcohol to methylparaben/propylparaben, or substituting a different polymer for CMC) is the cleanest way to reduce claim coverage but requires empirical stability and reconstitution performance.
Parameter matrix: where “gray zone” infringement sits
| Component |
Claim 1 range |
Dependent locking points |
Design-around pressure point |
| Poloxamer 188 |
1.0–4.0% w/v |
1%, 2%, 4% |
Medium: substituting a different surfactant can work but must maintain anti-gel performance |
| Sodium CMC |
1.0–2.0% w/v |
1.2% |
High: CMC is a structural viscosity/anti-settling driver |
| Sodium bicarbonate |
8.0–8.8% w/v |
8.4% |
High: buffering affects suspension pH and stability |
| Sodium citrate |
0.5–1.5% w/v |
1% |
Medium: citrate can function as chelator/buffer |
| Simethicone emulsion |
0.1–0.3% w/v |
0.15% |
Medium: emulsion affects mouthfeel and foaming; could be altered if stability maintained |
| Sweetener |
0.35–3.5% w/v |
70% sorbitol solution + sucralose (2.5% + 0.4% w/v) |
Medium: changing sweetener system risks losing claimed “sweetener” dependency if used in ranges |
| Benzyl alcohol |
0.4–0.6% w/v |
0.5% |
High: preservative swaps are common but reduce overlap |
| Stability |
≥30 days at 5±3°C and anti-gel across freeze-thaw |
Not expressly limited further |
Very High: performance-based terms can be decisive |
Stability terms turn “composition” claims into “process-performance” claims
Even if excipient concentrations are within range, accused products must contend with:
- ≥30 days at 5±3°C
- resistant to gel formation for at least one freeze-thaw cycle
That shifts disputes toward analytical testing, comparability protocols, and documentation of formulation behavior during storage and temperature cycling.
When does U.S. Drug Patent 11,771,686 lose exclusivity?
Featured snippet answer: Exclusivity timing cannot be computed from the claim text alone. The determinative dates are the patent’s filing, priority, issuance, and any FDA-related exclusivity or patent term adjustment/extension, which are not provided in the prompt.
How strong is the patent estate for omeprazole reconstituted suspension kits?
Featured snippet answer: Within this single patent, enforceability is strongest for products that:
- are sold as powder + liquid diluent kits or require a similar reconstitution workflow, and
- use the same excipient system with overlapping ranges, and
- document anti-gel and refrigerated stability consistent with the claim.
What claim 13 adds for enforceability against “kit” suppliers
Claim 13 is structurally enforceable against kit configurations:
- first container contains “100% w/w omeprazole powder”
- second container contains the defined liquid diluent
- the container sizes allow combining in either container
- the reconstituted suspension is homogeneous and stable ≥30 days at ambient and refrigerated temperatures
This is narrower than claim 1, but it targets the commercial packaging pattern common in pediatric or elder dosing products.
Claim 14 adds a measurable dissolution endpoint
Claim 14 requires that percent dissolved is >80% after 5 minutes of mixing (dissolution assay). This is an additional performance discriminator that can support a more quantitative infringement case.
What would a Paragraph IV challenge look like for this patent?
Featured snippet answer: A Paragraph IV filing would likely allege non-infringement and/or invalidity by arguing either (a) the generic reconstituted omeprazole uses a diluent outside the claimed “consists essentially of” composition ranges, and/or (b) the generic does not meet the claimed stability/anti-gel requirements, and/or (c) the claims are invalid over prior art on omeprazole suspensions and excipient systems.
Typical non-infringement theories for this claim family
- Different preservative: not benzyl alcohol at 0.4–0.6% w/v
- Different buffer system: sodium bicarbonate and/or citrate outside the ranges
- Different polymer system: replacing sodium CMC
- Different surfactant/emulsion system: poloxamer 188 range avoided; simethicone emulsion avoided
- Stability failure: showing gel formation in freeze-thaw and/or reduced refrigerated stability
Typical validity theories
- Prior art teaching the same diluent excipient system and similar stability outcomes for omeprazole or other acid-suppressing drugs
- Obviousness arguments combining known excipients at known concentrations to achieve expected stability and anti-gel results
- Written description/enablement: whether the patent specification supports the full breadth of the ranges and performance claims
Which companies are likely holders, and who would be sued?
Featured snippet answer: The assignee, current owner, AND likely ANDA filers or challengers are not provided in the prompt. Without those identifiers, a complete and accurate company-by-company landscape cannot be generated.
What FDA regulatory status ties to this patent?
Featured snippet answer: The Orange Book listing, NDA/BLA number, and whether the patent is listed as a method-of-use patent or formulation/compound-related patent cannot be determined from the provided claim text alone.
How does this patent compare with other omeprazole formulation patents?
Featured snippet answer: This patent’s distinguishing feature is the claimed combination of:
- a defined poloxamer 188 + sodium CMC + sodium bicarbonate + sodium citrate + simethicone emulsion + benzyl alcohol + sweetener diluent system, and
- explicit refrigerated stability and anti-gel freeze-thaw performance.
Compared to generic omeprazole formulation patents that typically claim the active plus dosage form without such performance-based excipient windows, 11,771,686 is more likely to be contested on formulation testing and on “consists essentially of” interpretation.
Key differentiator: anti-gel across freeze-thaw
Many formulation patents do not include explicit gel-formation resistance during freeze-thaw. Here it is a core claim element, raising the bar for any product using alternative excipients.
What generic entry risks exist for products that might sell omeprazole reconstituted suspensions?
Featured snippet answer: The highest entry risk exists for products whose commercial diluent:
- replicates the excipient set with overlapping ranges,
- uses benzyl alcohol as preservative at ~0.5% w/v, and
- demonstrates ≥30-day refrigerated stability and freeze-thaw anti-gel behavior.
If a generic uses a materially different diluent system but can still achieve acid suppression and acceptable palatability/stability, it can reduce infringement exposure.
Key claim-to-design-around mapping (actionable)
| Claim element |
What an accused product must avoid |
Practical formulation lever |
| Poloxamer 188 1–4% w/v |
Use poloxamer outside range or switch surfactant |
Surfactant redesign + stability testing |
| Sodium CMC 1–2% w/v |
Replace CMC or reduce out of range |
Polymer substitution |
| Sodium bicarbonate 8.0–8.8% w/v |
Use different buffer/molarity |
Buffer redesign and pH control |
| Sodium citrate 0.5–1.5% w/v |
Swap citrate or change concentration |
Chelator/buffer substitution |
| Simethicone emulsion 0.1–0.3% w/v |
Remove or replace emulsion system |
Emulsion/mouthfeel redesign |
| Sweetener 0.35–3.5% w/v; or specific sorbitol/sucralose |
Use different sweetener or outside specific dependent blend |
Taste system change |
| Benzyl alcohol 0.4–0.6% w/v |
Use different preservative or different concentration |
Preservation system change |
| Stable ≥30 days at 5±3°C; anti-gel freeze-thaw |
Demonstrate gel formation or inadequate refrigerated stability |
Storage and temperature cycling proof |
Key Takeaways
- 11,771,686 is an omeprazole reconstitution-and-diluent performance patent. Coverage depends on using a reconstituted suspension with a defined excipient system and meeting ≥30 days stability at 5±3°C and anti-gel behavior through freeze-thaw.
- The claim is range-based for excipient concentrations, but the ranges are anchored to a specific excipient package, with benzyl alcohol as a key preservative anchor.
- Kit format (claim 13) and dissolution endpoint (claim 14) provide additional, testable footholds for enforcement against competitors replicating the commercial packaging and mixing performance.
- Any generic entry strategy that targets non-infringement will likely rely on changing at least one mandatory excipient class (preservative, polymer, buffer, or emulsion) and on showing failure to meet stability/anti-gel criteria.
FAQs
- If a generic omeprazole suspension uses a different preservative than benzyl alcohol, does it automatically avoid claim coverage?
- How do courts typically interpret “consists essentially of” when additional excipients are present in the diluent?
- Can a product infringe claim 1 if its excipient concentrations fall within ranges but its stability testing differs from the claimed performance conditions?
- What is the litigation significance of claim 14’s “>80% dissolved after 5 minutes” mixing/dissolution requirement?
- Do kit-format claims (claim 13) increase exposure for distributors and contract manufacturers who only supply the two containers?
References
- U.S. Patent 11,771,686 (claims provided in prompt).