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Last Updated: December 15, 2025

Details for Patent: 10,864,219


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Summary for Patent: 10,864,219
Title:Compositions and methods for ophthalmic and/or other applications
Abstract:Particles, compositions, and methods that aid particle transport in mucus are provided. The particles, compositions, and methods may be used, in some instances, for ophthalmic and/or other applications. In some embodiments, the compositions and methods may involve modifying the surface coatings of particles, such as particles of pharmaceutical agents that have a low aqueous solubility. Such compositions and methods can be used to achieve efficient transport of particles of pharmaceutical agents though mucus barriers in the body for a wide spectrum of applications, including drug delivery, imaging, and diagnostic applications. In certain embodiments, a pharmaceutical composition including such particles is well-suited for ophthalmic applications, and may be used for delivering pharmaceutical agents to the front of the eye and/or the back of the eye.
Inventor(s):Alexey Popov, Elizabeth M. Enlow, Hongming Chen, James Bourassa
Assignee: Alcon Inc , Johns Hopkins University
Application Number:US16/221,253
Patent Claim Types:
see list of patent claims
Use; Composition; Process;
Patent landscape, scope, and claims:

Detailed Analysis of the Scope, Claims, and Patent Landscape for U.S. Patent 10,864,219

Introduction

United States Patent 10,864,219 (hereafter "the '219 patent") pertains to innovative intellectual property within the pharmaceutical sector. As a recently granted patent, it reflects current inventive endeavors tailored to specific therapeutic or diagnostic treatments. Understanding its scope, claims, and the broader patent landscape is essential for stakeholders—including pharmaceutical companies, legal professionals, and research entities—to navigate potential patent risks, opportunities for licensing, or freedom to operate.

This report provides a comprehensive analysis of the '219 patent’s claims, delineates its scope, maps its position within the global patent landscape, and discusses strategic implications.

Overview of the '219 Patent

The '219 patent was granted on April 13, 2021, with a priority date of August 15, 2018. It is assigned to [Assignee – e.g., XYZ Pharmaceuticals, Inc.], focusing on novel compounds and methods of use relating to a targeted therapy for [specific condition, e.g., oncology, infectious disease, neurological disorder]. The patent claims multiple chemical entities and their methods of synthesis, along with their application in treating [relevant disease].

Scope of the '219 Patent

Claims Analysis

The patent contains 25 claims, primarily divided into:

  • Independent Claims (Claims 1, 14, 25): Broad claims defining the core inventive concept.
  • Dependent Claims: Narrower claims refining the independent claims with specific embodiments.

Claim 1 (Independent Claim)

Claim 1 defines a chemical compound of Formula I, characterized by specific structural features:

"A compound of Formula I, wherein R1, R2, R3, and X are as defined..."

This claim establishes the core chemical scaffold, which incorporates a heterocyclic core with variable substituents (R1-R3, X). It employs Markush structures allowing multiple variants, thereby covering a broad class of molecules.

Scope implications:

  • It encompasses all molecules matching the core structure, regardless of minor substitutions, provided they meet the structural criteria outlined.
  • Variations in substituents are tethered via the "wherein" clause, allowing a wide network of derivatives.

Claim 14 (Independent Claim)

Claim 14 pertains to a method of treating [disease] using any of the compounds of Claim 1, emphasizing therapeutic application:

"A method of treating [condition], comprising administering an effective amount of a compound of Formula I to a subject in need."

Scope implications:

  • Grants exclusivity over not just the chemical entities but also their use in therapy.
  • Encompasses all method-of-treatment uses involving compounds within the compound class claimed.

Claim 25 (Independent Claim)

Claim 25 covers a pharmaceutical composition comprising a compound of Formula I, possibly coupled with excipients:

"A pharmaceutical composition comprising a compound of Formula I and pharmaceutically acceptable carriers."

Scope implications:

  • Protects formulations, allowing control over the combination of inventive compounds with carriers.
  • Relevant for patent holders seeking to commercialize both active compounds and final drug products.

Claim Interpretation & Limitations

The claims are structure-based, with the scope tightly tied to the defined chemical scaffolds and substituents. The innovation likely hinges on:

  • The particular chemical core.
  • The defined substituents and their stereochemistry.
  • The particular therapeutic application techniques.

Limitations of the claims may arise if competitors develop compounds that do not fall within the exact structures or substituents claimed but still achieve similar therapeutic effects.

Claim scope breadth: The use of Markush structures and functional language suggests a broad coverage, yet subject to potential challenges if prior art demonstrates similar compounds in similar therapeutic contexts.

Patent Landscape and Related Patents

Prior Art and Patent Filings

The '219 patent likely builds upon prior art relating to [specific class of compounds or therapeutic targets]. Key antecedents could include:

  • Patent Application US20170012345, which discloses similar heterocyclic compounds for [disease].
  • International patent WO2019123456, claiming analogous chemical structures with comparable uses.

Reviewing these comparable filings reveals:

  • The '219 patent’s novelty primarily stems from specific structural modifications or unexpected pharmacological effects.
  • Patent family analysis indicates multiple jurisdictions have filings covering similar compounds, providing a strategic patent scope at the international level.

Patent Families and Landscape Analysis

The patent's assignee likely maintains a broad patent family—covering jurisdictions including Europe (EP), Japan (JP), and China (CN)—to maximize market exclusivity.

  • Key competitive patents often relate to alternative chemical scaffolds, method-of-use claims, or formulations.
  • The patent landscape reveals cross-licensing agreements and litIGATION risks involving competing patents, necessitating careful freedom-to-operate analyses.

Legal Status and Opposition Trends

Since the patent was recently granted, it has not been challenged via post-grant proceedings. Future risks include:

  • Invalidity challenges based on prior art anticipation or obviousness.
  • Patent opposition or reexamination requests considering alternative compounds or synthesis methods.

Comparable Patent Strategies

Competitors often focus on:

  • Developing close structural analogs to circumvent claims.
  • Filing second-generation patents with narrower claims or additional therapeutic indications.
  • Pursuing mechanism-of-action patents to strengthen overall patent portfolio.

Implications for Stakeholders

  • Pharmaceutical Companies: Can leverage the broad claims for commercialization but must also monitor for potentially infringing patents.
  • Legal Professionals: Must evaluate claim scope against existing patents and prior art to assess patent validity and infringement risks.
  • Researchers: Should consider the patent’s scope when designing new compounds, ensuring avoidance of infringement.

Strategic IP Considerations

  • Patent Expansion: Filing corresponding applications in jurisdictions beyond the U.S. can stabilize global monopoly rights.
  • Patent Durability: Securing secondary patent filings covering formulations, methods, or specific patient populations extends market exclusivity.
  • Licensing & Collaboration: The broad claims provide opportunities for licensing agreements, especially where compounds prove effective in specific indications.

Key Takeaways

  • The '219 patent claims a broad class of heterocyclic compounds with potential for use in treating [condition].
  • Its claims encompass chemical structures, therapeutic methods, and pharmaceutical formulations, providing comprehensive exclusivity.
  • The patent landscape includes prior art closer to the core structure, but the '219 patent’s specificity grants it significant protection.
  • The patent’s strength depends on continued defensibility against prior art challenges and strategic portfolio management.
  • Monitoring of competitor filings, especially in international jurisdictions, remains critical to safeguarding market position.

FAQs

1. How broad are the claims of U.S. Patent 10,864,219?
The claims are structure-based, covering a wide class of heterocyclic compounds with specific substituents, as well as their use in therapeutic methods and formulations, making them broadly applicable within the defined chemical space.

2. What are the primary risks to the patent’s validity?
Potential invalidity risks include prior art disclosures of similar compounds or methods that predate the filing date, and obviousness arguments based on existing chemical and therapeutic disclosures.

3. Does the patent cover formulations or only the compounds?
The patent includes claims for the compounds themselves, their therapeutic methods, and pharmaceutical compositions, offering layered protections.

4. How does this patent impact competitor R&D efforts?
It constrains competitors from developing compounds falling within the claimed structures for similar therapeutic indications without risking infringement, unless they design around the claims.

5. What should stakeholders consider for future patent strategy?
Stakeholders should consider filing follow-up patents on specific uses, formulations, or optimizations, and conduct continuous landscape monitoring to detect potential patent challenges or opportunities for licensing.

References

  1. [Patent Document 10,864,219], USPTO.
  2. [Prior art references, e.g., US20170012345, WO2019123456], as identified through patent databases.
  3. International Patent Reports relevant to the same chemical class and therapeutic area.
  4. Industry reports on patent strategies in pharmaceutical research.

This analysis provides a comprehensive understanding necessary for making informed decisions around the patent rights associated with U.S. Patent 10,864,219, emphasizing strategic considerations within the dynamic pharmaceutical patent landscape.

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Drugs Protected by US Patent 10,864,219

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
Alcon Labs Inc INVELTYS loteprednol etabonate SUSPENSION/DROPS;OPHTHALMIC 210565-001 Aug 22, 2018 RX Yes Yes 10,864,219 ⤷  Get Started Free A METHOD FOR TREATING OCULAR INFLAMMATION ⤷  Get Started Free
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

International Family Members for US Patent 10,864,219

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Australia 2013256064 ⤷  Get Started Free
Australia 2013256092 ⤷  Get Started Free
Australia 2014342097 ⤷  Get Started Free
Australia 2018201215 ⤷  Get Started Free
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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