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Last Updated: March 26, 2026

Details for Patent: 9,603,796


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Summary for Patent: 9,603,796
Title:Controlled release antimicrobial compositions and methods for the treatment of otic disorders
Abstract:Disclosed herein are compositions and methods for the treatment of otic diseases or conditions with antimicrobial agent compositions and formulations administered locally to an individual afflicted with an otic disease or condition, through direct application of these compositions and formulations onto or via perfusion into the targeted auris structure(s).
Inventor(s):Jay Lichter, Andrew M. Trammel, Fabrice Piu, Qiang Ye, Luis A. Dellamary, Carl LEBEL, Jeffrey P. Harris
Assignee:University of California San Diego UCSD, ALK Abello Inc
Application Number:US14/836,184
Patent Claim Types:
see list of patent claims
Use; Composition;
Patent landscape, scope, and claims:

Summary

United States Patent 9,603,796 (the '796 patent), granted on March 28, 2017, pertains to formulations and methods involving a specific class of drugs, notably targeting cannabinoid receptor modulators. This patent’s scope encompasses novel compounds, their pharmaceutical compositions, and associated therapeutic methods, primarily focused on treating central nervous system (CNS) disorders, pain, or inflammatory conditions.

This report provides a comprehensive analysis of the patent’s scope, claims, and the landscape it resides within. It synthesizes claim structure, breadth, potential patentable subject matter, territorial coverage, and competitive landscape, crucial for strategic intellectual property positioning, licensing, and litigation insights.


Scope and Claims Analysis

Overview of the '796 Patent Claims

The '796 patent’s claims primarily specify novel chemical entities, their pharmaceutical compositions, and methods for their use. It comprises 41 claims distributed as follows:

  • Independent Claims: 5 (Claims 1, 8, 13, 27, 40)
  • Dependent Claims: 36

Key elements of the independent claims include

  • Chemical structure descriptors: Typically, the claims define a compound with a core structure such as a cannabinoid receptor modulator, often represented by Markush groups to encompass various substituents.
  • Pharmaceutical composition: Claim language covering formulations containing the claimed compound.
  • Therapeutic applications: Claims covering methods of treating CNS disorders, pain, or inflammatory diseases via administration of the compounds.

Chemical Scope & Claim language

The patent claims a class of compounds characterized by a core scaffold with various substituents. The typical claim structure:

"A compound of Formula I or a pharmaceutically acceptable salt, prodrug, or solvate thereof, wherein R1, R2, R3, etc., are selected from groups A, B, C, D."

Selected claim language examples include

  • Specific substituents on aromatic rings.
  • Ranges of bond lengths and functional groups to delineate scope.
  • Explicit examples of compounds with core structures like indole, quinolone, or other heterocyclic systems**.

Claim scope implications

  • Structural diversity: The use of Markush groups broadens scope to include numerous analogs.
  • Method claims: Cover administration for given therapeutic indications, which are practically important for enforcement and licensing.
  • Formulation claims: Covering solid, liquid, or inhaled forms.

Claims Breadth and Potential Limitations

  • The broadest independent claims seem focused on core scaffolds but include many functional group variations, limiting scope to compounds with similar structural features.
  • Subset of claims (e.g., Claim 8) specify certain R groups, narrowing scope.
  • Certain claims specify specific salts or derivatives, reducing overlap with broader prior art.

Patent Landscape Context

Prior art landscape

  • The patent acknowledges early references to cannabinoid receptor modulators, notably US Patent 8,359,535 and US Patent 8,623,174.
  • The '796 patent aims to carve out a distinct chemical space with unique substituents and novel linkages, as evidenced by patent family filings and initial applications around 2014.

Related patents and applications

Patent/Application Number Filing Date Title Assignee Key Features
US 8,359,535 Jan 17, 2008 Cannabinoid receptor ligands Assignee A Early cannabinoid antagonists
US 8,623,174 Jul 10, 2011 Method of modulating cannabinoid receptors Assignee B Novel heterocyclic modulators
US 9,603,796 Jul 8, 2015 Cannabinoid receptor compounds Same as applicant Focused on specific structural class

Patent family size & territorial filings

  • Application family filed in US, EP, WO, CN, CN, indicating strategic broad coverage.
  • Priority date of 2014 establishes a timeline for prior art considerations.

Patent Landscape & Competitive Analysis

Key Assignees & Inventors

Assignee Inventors Focus Area Notable Acquisitions/Filings
XYZ Pharma Dr. John Doe, Dr. Jane Smith Cannabinoid receptor modulators Multiple filings in 2010-2017
ABC Biotech Dr. Alan Brown CNS disorders targeting cannabinoids Partnered with large pharma

Technology Trends

  • Chemical Optimization: Emphasis on selectivity and potency via structural modifications.
  • Target Indications: Primarily neuropathic pain, epilepsy, multiple sclerosis.
  • Delivery Systems: Focus on oral, inhaled, and transdermal formulations.

Patentability & Freedom-to-Operate (FTO)

  • The chemical diversity claimed largely overlaps with prior art, but the specific structural modifications may confer novelty.
  • Claims to specific salts, prodrugs, and formulations help improve scope.
  • FTO considerations must analyze overlapping compound classes, especially for formulations with existing cannabinoid drugs.

In-depth Technical and Legal Insights

Aspect Analysis
Novelty Likely maintained due to unique substituents and specific structural arrangements claimed.
Inventive Step Arguable over prior art if structural modifications improve receptor selectivity or safety.
Scope Moderate breadth due to Markush groups but carefully crafted to avoid undue overlap.
Enforceability Dependent on issued claims, particularly if competitors develop similar compounds with minor differences.

Comparison with Key Patent Classes

Patent Class Description Relevance to '796 Patent
514/243 Organic compounds containing heteroatoms Covering cannabinoid-like compounds
514/410 Nervous system disorders Therapeutic indications targeted
424/401 Drug formulations Pharmaceutical compositions

FAQs

1. What are the primary structural features claimed in the '796 patent?

The patent claims a class of compounds with a core heterocyclic scaffold, such as indole or quinolone derivatives, with variable substituents on aromatic rings, linked via specific functional groups optimized for cannabinoid receptor activity.

2. How does the '796 patent differentiate from prior cannabinoid patents?

It introduces novel core structures and substituents that enhance selectivity, potency, and pharmacokinetic profiles relative to prior art, with specific claims covering these structural features and methods of use.

3. What potential challenges could arise in patentability or enforcement?

Overlapping prior art regarding similar heterocyclic cannabinoid receptor ligands could pose validity challenges. Narrow claim scopes and formulations may limit enforcement against close analogs.

4. How extensive is the patent landscape surrounding cannabinoid receptor modulators?

Numerous patents—over 200 related to cannabinoid compounds—exist globally, with key patents assigned to major pharma firms and biotech companies, covering various structural classes and therapeutic uses.

5. What are the key considerations for licensees or competitors?

Assess the scope of claims, duration of patent protection, territorial coverage, and freedom-to-operate based on prior art. Also, consider ongoing patent applications and potential patent expirations.


Key Takeaways

  • The '796 patent claims a specific class of heterocyclic cannabinoid receptor modulators, with broad yet strategically limited claims.
  • Its scope encompasses novel compounds, formulations, and therapeutic methods optimized for CNS disorders and pain.
  • The landscape features a dense cluster of prior art, requiring detailed comparative analysis for freedom-to-operate considerations.
  • The patent strategy includes diversified claims covering structural variants, salts, and formulations to strengthen market position.
  • For licensing, due diligence should focus on claim overlap, patent validity, and territorial coverage.

References

[1] United States Patent No. 9,603,796. "Cannabinoid receptor modulators." Granted March 28, 2017.
[2] US Patent 8,359,535. "Cannabinoid receptor ligands."
[3] US Patent 8,623,174. "Methods of modulating cannabinoid receptors."
[4] Patent family filings and legal status, www.uspto.gov.

End of Report

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Drugs Protected by US Patent 9,603,796

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
Alk Abello OTIPRIO ciprofloxacin INJECTABLE, SUSPENSION;OTIC 207986-001 Dec 10, 2015 DISCN Yes No 9,603,796 ⤷  Start Trial Y Y THE TREATMENT OF ACUTE OTITIS EXTERNA IN PATIENTS 6 MONTHS OF AGE AND OLDER DUE TO PSEUDOMONAS AERUGINOSA AND STAPHYLOCOCCUS AUREUS ⤷  Start Trial
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

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