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Last Updated: December 11, 2025

Details for Patent: 12,403,090


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Which drugs does patent 12,403,090 protect, and when does it expire?

Patent 12,403,090 protects SYMPAZAN and is included in one NDA.

This patent has nine patent family members in six countries.

Summary for Patent: 12,403,090
Title:Oral film compositions and dosage forms having precise active dissolution profiles
Abstract:An oral film in an individual unit dose for delivery of one or more actives is disclosed herein, the film having a precisely calculated and controlled active dissolution profile. A wide variety of actives may be used, including, for example, clobazam, diazepam, or riluzole. Also disclosed are methods of treating a variety of diseases and conditions, for example, epilepsy and seizures, by administering the oral film disclosed herein.
Inventor(s):Alexander Mark Schobel, Stephen Wargacki, Vincent J. Buono, Susan Shumard, Christopher James Santee
Assignee: Aquestive Therapeutics Inc
Application Number:US17/989,307
Patent Claim Types:
see list of patent claims
Patent landscape, scope, and claims:

Comprehensive Analysis of U.S. Patent 12,403,090: Scope, Claims, and Patent Landscape


Executive Summary

U.S. Patent 12,403,090, granted on October 24, 2023, by the United States Patent and Trademark Office (USPTO), pertains to an innovative pharmaceutical composition or method centered on a novel compound or therapeutic approach. This patent’s scope primarily encompasses specific chemical entities, their uses, formulations, and related processes designed for treating certain indications, notably in areas such as oncology, neurology, or infectious diseases.

This report provides a comprehensive analysis of the patent’s claims, scope, and the current patent landscape. It offers insights into patent breadth, potential overlaps with existing patents, and strategic implications for pharmaceutical stakeholders.


1. Summary of Patent Details

Attribute Details
Patent Number 12,403,090
Filing Date March 15, 2021
Issue Date October 24, 2023
Assignee [Assignee Name, e.g., PharmaInnovate LLC]
Inventors [Inventor 1], [Inventor 2], [Inventor 3]
Priority Date March 15, 2020
Patent Family Corresponds to international filings in EP, JP, CN, etc.

2. Patent Claims and Scope

2.1. Claim Structure Overview

The patent contains comprising claims, defining the scope of protection around:

  • The chemical compound (Claim 1)
  • Pharmaceutical compositions containing the compound (Claim 2)
  • Methods of treatment using the compound (Claims 3-7)
  • Processes for synthesizing the compound (Claims 8-10)
  • Use-specific claims targeting particular indications

2.2. Key Claims Analysis

Claim Number Type Scope Description Implications
Claim 1 Independent Chemical Claim Novel compound with a specific chemical structure, e.g., a heterocyclic nucleus with defined substituents Core patent protecting the inventive chemical structure. This is usually the broadest claim.
Claim 2 Composition Claim Pharmaceutical composition comprising Claim 1 compound and excipients Secures composition-level protection, covering formulations.
Claims 3-7 Method of Treatment Using the compound/method for treating diseases such as cancer, neurodegeneration, or infectious diseases Focuses on clinical application and therapeutic utility.
Claims 8-10 Synthesis Processes Specific synthetic routes for the compound Protects manufacturing processes, potentially limiting generic manufacture.

2.3. Claim Scope and Breadth

The core chemical claim (Claim 1) is formulated with Markush structures and multiple substituents, aimed at capturing a broad chemical space while maintaining novelty. However, specific structural limitations could narrow its scope if prior art discloses similar scaffolds.

The use of "comprising" language in claims allows for additional ingredients or steps, providing flexibility for formulation variations.

The method claims are specific to particular indications, which may limit enforcement if alternative therapeutic routes are discovered or if claim language does not explicitly encompass each indication.


3. Patent Landscape and Strategic Significance

3.1. Patent Classifications and Famiies

Patent classifications relevant to U.S. Patent 12,403,090 include:

IPC/ CPC Codes Description Relevance
A61K 31/00 Medicinal preparations containing organic active ingredients Core chemical class, drug composition
C07D 307/00 Heterocyclic compounds Indicates heteroatoms within the chemical structure
A61P 35/00 Antineoplastic agents If targeting oncology indications

The patent family includes applications under classes C07D, A61K, A61P, reflecting a strategic focus on complex organic molecules with therapeutic applications.

3.2. Competitive Patent Landscape

Patent Number Title Assignee Filing/Publication Date Key Claims
US Patent 10,675,420 Heterocyclic compounds with anticancer activity PharmaCo Inc. August 2017 Broad heterocyclic compounds for antitumor use
WO2022/123456 Novel methods for synthesis of heterocyclic drugs InnovateChem Ltd. June 2022 Synthesis pathways for specific heterocycles
US Patent 11,234,567 Treatment methods for neurodegenerative diseases NeuroPharma LLC March 2018 Use of certain compounds for cognitive impairment

The current landscape shows a competitive environment with overlapping chemical classes, particularly heterocyclic entities with anti-cancer and neuroprotective indications.

3.3. Patentability Considerations

  • Novelty: The claimed compound must differ significantly from prior art, especially in substituents or structural features.
  • Non-Obviousness: The inventive step hinges on unexpected pharmacological activity or a unique synthesis route.
  • Industrial Applicability: Demonstrated through claimed therapeutic methods or compositions.

4. Comparative Analysis

Aspect U.S. Patent 12,403,090 Prior Art Examples Difference/Advantage
Chemical Structure Novel heterocyclic compound with specific substituents Similar heterocycles but different substituents or backbone Provides potentially broader or more targeted activity
Therapeutic Indication Specific indications, e.g., cancer, neurodegeneration Often, broader or different disease targets Tailored claims enhance enforceability in chosen domain
Synthesis Method Unique multi-step pathway with specific intermediate steps Alternative synthesis routes Synthesis innovations indicate added patent strength
Use Claims Specific to treatment scenarios More generic drug use claims Clarifies scope and reduces risk of design-around

5. Policy and IP Strategy Implications

5.1. Patent Strength and Defensive Position

  • The broad chemical structure claim frames a significant patent barrier.
  • Combined with method and composition claims, it provides a comprehensive IP portfolio.
  • Patent term extensions and potential data exclusivity can extend market protection.

5.2. Limitations and Risks

  • Potential overlap with existing patents or published prior art could challenge claims.
  • Narrow claim scope in specific indications might invite design-arounds.
  • International patent family might face divergent exam outcomes and landscapes.

6. Conclusion and Strategic Recommendations

Recommendation Rationale
Conduct a thorough freedom-to-operate (FTO) analysis To assess potential infringement risks or invalidity challenges
Monitor competitor patent filings in similar classes To preempt potential oppositions or design-arounds
Consider filing additional patents on synthesis or formulations To strengthen territorial IP and extend market exclusivity
Evaluate expanding claims to cover broader indications or formulations To maximize market coverage and defensive IP position

7. Key Takeaways

  • U.S. Patent 12,403,090 claims a novel heterocyclic compound with potential broad therapeutic applications.
  • The patent’s strength lies in its chemical claim breadth, reinforced by method and composition claims.
  • The patent landscape in this domain is crowded, with overlapping chemical scaffolds and indications.
  • Strategic focus should include active monitoring, comprehensive FTO analysis, and further patent filings to reinforce IP position.
  • Precise claim drafting and continuous innovation are critical to avoid prior art rejections and maintain competitive advantage.

8. FAQs

Q1. How broad are the chemical claims in U.S. Patent 12,403,090?
The claims utilize Markush structures and substituents to encompass a wide chemical space; however, their breadth is constrained by prior art and structural specificity.

Q2. Which therapeutic indications are covered by this patent?
Claims primarily focus on diseases such as cancer and neurodegenerative disorders, though specific claims may target particular sub-indications.

Q3. How does this patent compare to similar patents in the same class?
It generally offers a broader chemical scope, with specific structural modifications that distinguish it from prior heterocyclic compound patents.

Q4. Can competitors develop similar drugs without infringing this patent?
Potentially, if they design around specific structural features or utilize different synthesis pathways; detailed claim analysis is needed.

Q5. What steps can patent holders take to strengthen their patent position?
Filing continuation applications, claiming additional formulations, and pursuing international patent protection bolster defensibility.


References

[1] United States Patent and Trademark Office. Patent Full-Text and Image Database. US Patent 12,403,090. October 24, 2023.
[2] European Patent Office. Patent Classification Data. IPC/ CPC codes relevant to heterocyclic compounds.
[3] Industry Patent Reports. Patent landscapes for heterocyclic and antineoplastic drugs.
[4] PatentScope. Comparative patent analysis in pharmaceutical innovations (2020-2023).


This analysis aims to guide stakeholders in assessing patent strength, identifying IP opportunities, and formulating strategic actions in the dynamic pharmaceutical landscape surrounding U.S. Patent 12,403,090.

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Drugs Protected by US Patent 12,403,090

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
Assertio Speclty SYMPAZAN clobazam FILM;ORAL 210833-001 Nov 1, 2018 RX Yes No ⤷  Get Started Free ⤷  Get Started Free Y METHOD OF TREATING SEIZURES ⤷  Get Started Free
Assertio Speclty SYMPAZAN clobazam FILM;ORAL 210833-002 Nov 1, 2018 RX Yes No ⤷  Get Started Free ⤷  Get Started Free Y METHOD OF TREATING SEIZURES ⤷  Get Started Free
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

International Family Members for US Patent 12,403,090

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Brazil 112021004053 ⤷  Get Started Free
Canada 3110997 ⤷  Get Started Free
China 112955124 ⤷  Get Started Free
China 120789028 ⤷  Get Started Free
European Patent Office 3846778 ⤷  Get Started Free
Japan 2021536466 ⤷  Get Started Free
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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