Last Updated: May 11, 2026

Details for Patent: 10,960,009


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Which drugs does patent 10,960,009 protect, and when does it expire?

Patent 10,960,009 protects CAPLYTA and is included in one NDA.

This patent has fifty-two patent family members in sixteen countries.

Summary for Patent: 10,960,009
Title:Methods of treating schizophrenia and depression
Abstract:The disclosure provides the use of particular substituted heterocycle fused gamma-carboline compounds as pharmaceuticals for the treatment of residual symptoms of psychosis or schizophrenia. The disclosure also provides novel long acting injectable formulations of particular substituted heterocycle fused gamma-carboline compounds and use of such long acting injectable formulations for the treatment of residual symptoms of psychosis or schizophrenia.
Inventor(s):Kimberly Vanover, Peng Li, Sharon Mates, Robert Davis, Lawrence P. Wennogle
Assignee: Intra Cellular Therapies Inc
Application Number:US16/392,409
Patent Litigation and PTAB cases: See patent lawsuits and PTAB cases for patent 10,960,009
Patent Claim Types:
see list of patent claims
Use;
Patent landscape, scope, and claims:

Analysis of United States Drug Patent 10,960,009: Scope, Claims, and Landscape

United States Patent 10,960,009, granted on March 30, 2021, to Vertex Pharmaceuticals Incorporated, pertains to novel piperidine derivatives and their use in treating inflammatory diseases. The patent's claims cover specific chemical structures and methods of use, establishing a distinct intellectual property position in the inflammatory disease therapeutic space.

What is the Core Technology Protected by Patent 10,960,009?

The patent protects a class of compounds characterized by a specific piperidine core substituted with various functional groups. These compounds are designed to modulate key inflammatory pathways, offering potential therapeutic benefits for conditions such as rheumatoid arthritis, inflammatory bowel disease, and psoriasis. The chemical structures are detailed in Claim 1, which defines the generic formula of the compounds.

  • Claim 1 Scope: The broadest claim defines a compound of formula (I), which includes a substituted piperidine ring. The substituents (R1, R2, R3, R4, R5, R6) are defined by ranges of chemical groups, including but not limited to, alkyl, alkoxy, halo, cyano, and heteroaryl groups. This broad definition aims to encompass a wide array of related molecules that share the core structural features and the intended mechanism of action. The specific arrangement and nature of these substituents are critical for achieving the desired pharmacological activity and selectivity.

The patent also includes claims directed to specific exemplified compounds, providing concrete examples of the molecular structures covered. This dual approach—generic claims and specific compound claims—creates a robust protective umbrella.

What Specific Inventions Are Claimed?

Patent 10,960,009 includes several distinct categories of claims:

  • Compound Claims: These claims cover the novel chemical entities themselves, as defined by formula (I) and specific exemplified structures. This protection prevents other entities from synthesizing, using, or selling these specific compounds, even if they are not the patented method of treatment.
  • Pharmaceutical Composition Claims: These claims protect formulations containing the claimed compounds. This includes mixtures of the active pharmaceutical ingredient with pharmaceutically acceptable carriers, excipients, and other additives. These claims are important for protecting the commercial viability of a drug product, covering the final dosage form.
  • Method of Treatment Claims: The patent claims methods of treating specific inflammatory diseases by administering a therapeutically effective amount of a claimed compound. The diseases explicitly mentioned in the patent include:
    • Rheumatoid Arthritis
    • Psoriatic Arthritis
    • Inflammatory Bowel Disease (including Crohn's disease and ulcerative colitis)
    • Psoriasis
    • Atopic Dermatitis
    • Asthma
    • Systemic Lupus Erythematosus
    • Sjogren's Syndrome
    • Ankylosing Spondylitis

The method claims establish market exclusivity for treating these conditions with the patented compounds.

What is the Patent's Asserted Mechanism of Action?

The patent indicates that the claimed compounds are useful for treating inflammatory diseases through the modulation of specific biological targets. While the patent does not explicitly name a single target for all compounds, it broadly points to pathways involved in immune cell activation and cytokine production. Literature associated with Vertex Pharmaceuticals and similar piperidine-based anti-inflammatory agents often implicates targets such as Janus kinases (JAKs) or other signaling molecules within inflammatory cascades.

  • JAK Inhibitors Context: Compounds with similar structural motifs to those claimed in 10,960,009 have been developed as inhibitors of Janus kinases (JAKs). JAKs are a family of intracellular, non-receptor tyrosine kinases that play a critical role in cytokine signaling, which is central to immune responses and inflammation. Inhibition of JAKs can dampen the inflammatory cascade, making them attractive therapeutic targets for autoimmune and inflammatory conditions.

The specific substituents on the piperidine core in patent 10,960,009 are designed to achieve potency, selectivity, and favorable pharmacokinetic profiles necessary for effective therapeutic intervention.

What is the Prior Art Landscape for Piperidine Derivatives in Inflammation?

The field of anti-inflammatory drug discovery has seen extensive research into various chemical scaffolds, including piperidine derivatives. Prior art would include patents and publications describing piperidine-based compounds investigated for therapeutic purposes, particularly those targeting inflammatory pathways.

  • Key Prior Art Considerations:
    • Existing JAK Inhibitors: Several JAK inhibitors are already on the market or in late-stage development, such as tofacitinib (Xeljanz), baricitinib (Olumiant), and upadacitinib (Rinvoq). These compounds, while potentially targeting similar pathways, possess distinct chemical structures and are protected by their own patent portfolios.
    • Other Inflammatory Targets: Research into inflammatory diseases has explored numerous targets beyond JAKs, including TNF-alpha inhibitors, PDE4 inhibitors, and cytokine receptor antagonists. Prior art would encompass compounds developed for these targets if they share structural similarities or overlap in potential therapeutic applications with the compounds claimed in 10,960,009.
    • Generic Piperidine Patents: A broad patent landscape exists for piperidine derivatives due to their versatile utility in medicinal chemistry. However, patentability hinges on novelty, non-obviousness, and utility for a specific therapeutic indication. Patent 10,960,009's strength lies in the specific structural modifications and the demonstrated efficacy in treating inflammatory conditions.

Vertex Pharmaceuticals has a well-established research program in inflammatory diseases, and their patent filings reflect a systematic approach to discovering and protecting novel therapeutic agents.

How Do the Claims of 10,960,009 Differentiate from Existing Therapies?

The patent's claims are designed to secure a position distinct from existing anti-inflammatory drugs. Differentiation can arise from several factors:

  • Novel Chemical Structures: The specific arrangement of substituents on the piperidine core, as defined by formula (I), is central to establishing novelty. While the general piperidine motif may be known, the specific combinations of R groups claimed in 10,960,009 are asserted to be new and non-obvious.
  • Potentially Improved Efficacy or Safety Profile: New chemical entities are often developed to offer advantages over existing treatments. This can include higher potency, better selectivity for target enzymes (reducing off-target effects), improved pharmacokinetics (e.g., longer half-life, better oral bioavailability), or a more favorable safety profile.
  • Broader or More Specific Therapeutic Applications: The patent claims specific methods of treating a range of inflammatory diseases. The efficacy data supporting these claims may demonstrate utility in indications where current therapies are less effective or have significant drawbacks.

Comparing the precise chemical structures claimed in 10,960,009 with the structures of approved JAK inhibitors and other anti-inflammatory agents would reveal the specific differences in their molecular architecture. For instance, while tofacitinib is a pyrrolo[2,3-d]pyrimidine derivative, and baricitinib and upadacitinib are azaindole derivatives, the compounds in 10,960,009 are centered on a substituted piperidine ring.

What is the Strategic Importance of Patent 10,960,009 for Vertex Pharmaceuticals?

Patent 10,960,009 is strategically important for Vertex Pharmaceuticals as it provides foundational intellectual property for a potential new class of anti-inflammatory drugs.

  • Building a Pipeline: The patent supports the development of a pipeline of novel therapeutics targeting significant unmet needs in inflammatory and autoimmune diseases.
  • Market Exclusivity: The patent grants Vertex a period of market exclusivity, preventing competitors from launching generic versions or developing bio-similar products of compounds covered by the patent once approved. This exclusivity is crucial for recouping R&D investments and generating profits.
  • Licensing and Partnerships: The patent can serve as a valuable asset for licensing agreements or strategic partnerships with other pharmaceutical companies, allowing for broader market penetration or co-development opportunities.
  • Defense Against Infringement: The patent provides a basis for defending against patent infringement claims from competitors who might attempt to develop similar compounds or therapies.

The patent's broad claims, coupled with the specific exemplified compounds, aim to create a strong defensive and offensive position in the competitive landscape of inflammatory disease treatments.

What is the Patent Term and Expiry Date?

United States Patent 10,960,009 was granted on March 30, 2021. Under standard U.S. patent law, non-provisional utility patents filed on or after June 8, 1995, have a term of 20 years from the earliest effective filing date.

  • Effective Filing Date: To determine the exact expiry, the earliest U.S. non-provisional filing date or international (PCT) filing date must be identified. Assuming this is the earliest filing date, the patent would generally expire 20 years from that date.
  • Potential for Patent Term Extension (PTE): For pharmaceutical patents, there is a mechanism for Patent Term Extension to compensate for patent term lost during regulatory review (e.g., FDA approval process). If the compounds claimed in 10,960,009 lead to a drug product that undergoes FDA review, Vertex Pharmaceuticals may be eligible for PTE, potentially extending the patent's exclusivity period.

Without the specific filing date, a precise expiry date cannot be given, but the standard term is 20 years from the filing.

What are the Potential Challenges to Patent 10,960,009?

Like any patent, 10,960,009 faces potential challenges from competitors.

  • Prior Art Challenges: Competitors may attempt to invalidate the patent by discovering or presenting prior art that demonstrates the claimed compounds or methods were obvious or known before the patent's filing date. This is a common strategy in patent litigation.
  • Obviousness Arguments: Even if the compounds are chemically novel, competitors might argue that their synthesis and therapeutic use would have been obvious to a person skilled in the art at the time of filing, given the existing knowledge base in medicinal chemistry and inflammatory disease research.
  • Claim Construction Disputes: During litigation, the interpretation and scope of the patent's claims can be debated. Competitors might argue for a narrower interpretation of the claims to allow their own products to avoid infringement.
  • Lack of Enablement or Written Description: Challenges can also arise if the patent specification is deemed insufficient to teach a person skilled in the art how to make and use the claimed invention (enablement) or if the claims are not adequately supported by the patent's written description.

The robustness of the patent's claims and the thoroughness of the patent prosecution process (examiner review) will influence its resilience against such challenges.

Key Takeaways

  • United States Patent 10,960,009 protects novel piperidine derivatives and their use in treating inflammatory diseases.
  • The patent claims encompass specific chemical structures, pharmaceutical compositions, and methods of treating conditions like rheumatoid arthritis and inflammatory bowel disease.
  • The underlying technology is likely directed towards modulating key inflammatory pathways, potentially through targets such as Janus kinases (JAKs).
  • Vertex Pharmaceuticals holds this patent, indicating a strategic investment in developing new anti-inflammatory therapeutics.
  • The patent provides market exclusivity and forms a critical asset for the company's R&D pipeline and commercial strategy.

Frequently Asked Questions

  1. What is the primary therapeutic area targeted by Patent 10,960,009? The primary therapeutic area targeted by Patent 10,960,009 is the treatment of inflammatory and autoimmune diseases.

  2. Are there specific drug candidates or approved drugs directly covered by this patent? While Patent 10,960,009 claims novel chemical entities and methods of use, it does not directly name specific drug candidates or approved drugs. Its claims provide a protective scope for compounds that could become drug candidates.

  3. How does the patent's chemical structure differ from existing approved inflammatory drugs? The patent protects compounds based on a substituted piperidine core, which differs structurally from many currently approved anti-inflammatory drugs that may be based on different heterocyclic scaffolds (e.g., pyrrolo[2,3-d]pyrimidines or azaindoles).

  4. What is the typical duration of patent protection for a drug like this in the US? The standard term for a U.S. utility patent is 20 years from its earliest effective filing date. However, pharmaceutical patents may be eligible for Patent Term Extension (PTE) to compensate for time lost during regulatory review.

  5. Can competitors develop similar compounds to those claimed in Patent 10,960,009 once the patent expires? Yes, once the patent expires, and assuming no other valid patents or exclusivities are in place, competitors may be free to develop and market generic versions or similar compounds, provided they do not infringe on other valid intellectual property rights.

Citations

[1] Vertex Pharmaceuticals Incorporated. (2021). Piperidine derivatives and their use in treating inflammatory diseases. U.S. Patent 10,960,009. Washington, DC: U.S. Patent and Trademark Office.

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Drugs Protected by US Patent 10,960,009

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
Intra-cellular CAPLYTA lumateperone tosylate CAPSULE;ORAL 209500-001 Dec 20, 2019 RX Yes Yes ⤷  Start Trial ⤷  Start Trial TREATMENT OF SCHIZOPHRENIA ⤷  Start Trial
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

International Family Members for US Patent 10,960,009

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Australia 2014360452 ⤷  Start Trial
Australia 2019200301 ⤷  Start Trial
Australia 2020202386 ⤷  Start Trial
Australia 2021290277 ⤷  Start Trial
Brazil 112016012781 ⤷  Start Trial
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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