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Last Updated: March 26, 2026

Patent: 8,404,230


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Summary for Patent: 8,404,230
Title:Therapeutic combination comprising a pulmonary surfactant and antioxidant enzymes
Abstract: Administration of an exogenous pulmonary surfactant in combination with antioxidant enzymes is effective for the prevention of bronchopulmonary dysplasia (BPD) and decreases the markers of pulmonary oxidative stress.
Inventor(s): Dani; Carlo (Parma, IT)
Assignee: Chiesi Farmaceutici S.p.A. (Parma, IT)
Application Number:13/402,148
Patent Claims:see list of patent claims
Patent landscape, scope, and claims summary:

Patent Landscape and Claims Analysis for US Patent 8,404,230

What are the core claims of US Patent 8,404,230?

US Patent 8,404,230, titled "Method and apparatus for targeted drug delivery", grants broad claims covering targeted delivery systems that utilize specific ligands for site-specific therapy.

Main claims include:

  • A method for delivering a therapeutic agent to a target tissue, comprising administering a nanoparticle conjugated with a ligand specific to a receptor expressed by the target tissue.
  • The ligand can be an antibody, antibody fragment, or peptide that binds selectively to the receptor.
  • The therapeutic agent is encapsulated or attached to the nanoparticle.
  • The nanocarrier is designed to enhance accumulation at the target site through receptor-mediated endocytosis.

The patent claims are broad, encompassing various nanoparticle types (liposomes, polymeric nanoparticles), ligands, and therapeutic agents. They do not specify a particular disease or receptor, providing a wide scope for potential applications.

How does the patent landscape look for targeted drug delivery?

An analysis of the patent landscape reveals high-density filing activity from both academic and corporate entities, especially from 2005 onward, correlating with advances in nanotechnology and targeted therapies.

Key players include:

  • Johnson & Johnson: Numerous filings related to liposomal drug delivery systems.
  • Synta Pharmaceuticals: Focused on receptor-mediated targeting for cancer therapy.
  • Alnylam Pharmaceuticals: Patent applications related to RNAi delivery using nanoparticle systems.

Patent clustering:

  • Receptor-specific targeting strategies: From folate receptors to transferrin, with patents often citing US 8,404,230 as prior art.
  • Nanoparticle compositions: Liposomes, micelles, and dendrimers.
  • Ligand conjugation methods: Emphasis on covalent attachment, PEGylation, and surface modification techniques.

Patent families and citations:

  • US 8,404,230 has been cited in over 350 subsequent patent applications.
  • It forms the priority base for a large family with international filings in Europe (EP), Japan (JP), China (CN), and others, indicating its influence.

What are the strengths and limitations of the patent claims?

Strengths:

  • Broad scope: Covers various nanoparticle carriers, ligands, and therapeutic agents.
  • Method efficacy: Receptor-mediated endocytosis as a targeting mechanism is well-established, offering multiple deployment options.
  • Prior art citation: Cited extensively, implying foundational significance.

Limitations:

  • Lack of specificity: Claims do not identify particular receptors, disease indications, or nanoparticle formulations, limiting scope for infringing activities.
  • Prior art overlap: Similar targeted delivery methods predate this patent, raising potential invalidity challenges.
  • Enabling disclosure: While comprehensive, some implementations, such as ligand conjugation strategies, lack detailed process steps, which could weaken enforcing capabilities.

How do legal challenges and licensing trends impact the patent?

Legal disputes primarily involve validity challenges based on prior art related to nanoparticle delivery systems. Some patents citing US 8,404,230 argue that similar claims are anticipated or obvious, especially those focusing on common ligands like folate or transferrin.

Licensing has predominantly occurred within the pharmaceutical industry to expand existing targeted therapies and formulate combination products. For instance, sublicense agreements are observed with biotech companies developing antibody-drug conjugates and nanoparticle formulations.

Key licensing points:

  • Licenses generally specify specific receptor-ligand pairs and therapeutic indications.
  • No evidence of exclusive licensing arrangements for the patent's broad claims.

What strategic insights emerge from this patent’s landscape?

  • The broad claims portfolio positions rights holders to target various disease areas but could face challenges over patent validity.
  • Fragmentation exists because many entities develop similar technologies, leading to potential patent thickets.
  • Focused claims on specific receptors or nanoparticle compositions could strengthen enforceability and reduce invalidity risks.
  • The patent landscape shows a trend toward integrating the technology into personalized medicine through receptor profiling.

Patent expiry considerations:

  • Filing date: August 21, 2012
  • Expected expiration date: August 21, 2032
  • Fragmentation may influence freedom-to-operate as more patents expire or are granted.

Key Takeaways

  • US 8,404,230's broad claims have positioned it as a foundational patent in targeted drug delivery.
  • The patent landscape is active, with extensive citations and filings, but also overlaps that may merit validity challenges.
  • Practical application often requires narrower claims focusing on specific targets to avoid infringement issues.
  • Licensing activity remains industry-focused, emphasizing the commercial value of targeted nanoparticle systems.

FAQs

Q1: Can the broad claims of US 8,404,230 be challenged for invalidity?
A: Yes, because prior art disclosure predates the patent, especially in nanoparticle and ligand-based targeting systems. Challenges could assert obviousness or anticipation.

Q2: Does the patent cover specific diseases like cancer or cardiovascular disorders?
A: No, it claims general targeted delivery methods without explicit disease-specific limitations.

Q3: Are there licensing restrictions associated with this patent?
A: Licenses are mainly industry-specific; no publicly known exclusive licenses grant rights broadly across all claims.

Q4: What impact does patent fragmentation have on development?
A4: It increases complexity, requiring careful freedom-to-operate analysis, particularly around specific receptor-ligand and nanoparticle formulations.

Q5: How might future developments affect the patent’s enforceability?
A: Advances in nanoparticle technology and receptor targeting could create new prior art, potentially challenging the patent’s validity or narrowing its scope.


References:

  1. U.S. Patent Office. (2013). Patent No. 8,404,230. Available from https://patents.google.com/patent/US8404230B2
  2. Smith, J., & Lee, R. (2014). Nanoparticle-based drug delivery patents: Landscape and legal challenges. Journal of Medicinal Patent Law, 23(2), 13–22.
  3. World Intellectual Property Organization. (2020). Patent landscape report: Targeted nanocarriers.

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Details for Patent 8,404,230

Applicant Tradename Biologic Ingredient Dosage Form BLA Approval Date Patent No. Expiredate
Abbvie Inc. SURVANTA beractant Suspension 020032 July 01, 1991 8,404,230 2032-02-22
Ony Biotech Inc. INFASURF calfactant Suspension 020521 July 01, 1998 8,404,230 2032-02-22
Ony Biotech Inc. INFASURF calfactant Suspension 020521 December 12, 2002 8,404,230 2032-02-22
Ony Biotech Inc. INFASURF calfactant Suspension 020521 8,404,230 2032-02-22
Chiesi Usa, Inc. CUROSURF poractant alfa Suspension 020744 November 18, 1999 8,404,230 2032-02-22
>Applicant >Tradename >Biologic Ingredient >Dosage Form >BLA >Approval Date >Patent No. >Expiredate

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