Last Updated: November 13, 2026

Details for Patent: 5,464,864

« Back to Dashboard


Summary for Patent: 5,464,864
Title:Use of tetrahydrocarbazone derivatives as 5HT1 receptor agonists
Abstract:PCT No. PCT/GB92/01082 Sec. 371 Date Dec. 23, 1993 Sec. 102(e) Date Dec. 23, 1993 PCT Filed Jun. 17, 1992 PCT Pub. No. WO93/00086 PCT Pub. Date Jan. 7, 1993. (I) Use of a compound of general formula (I), wherein R1 represents hydrogen, halogen, trifluoromethyl, nitro, hydroxy, C1-6alkyl, C1-6alkoxy, arylC1-6alkoxy, -CO2R4, -(CH2)nCN, -(CH2)nCONR5R6, -(CH2)nSO2NR5R6, C1-6alkanoylamino(CH2)n, or C1-6alkylsulphonylamino(CH2)n; R4 represents hydrogen, C1-6alkyl or arylC1-6alkyl; R5 and R6 each independently represent hydrogen or C1-6alkyl, or R5 and R6 together with the nitrogen atom to which they are attached form a ring; n represents 0, 1 or 2; and R2 and R3 each independently represent hydrogen, C1-6alkyl; or benzyl or together with the nitrogen atom to which they are attached form a pyrrolidino, piperidino or hexahydroazepino ring; or a physiologically acceptable salt thereof, in the manufacture of a medicament for the treatment of a condition where a 5-HT1-like agonist is indicated, for example migraine. Novel compounds of formula (I), processes for preparing them and pharmaceutical compositions containing them are also described.
Inventor(s):Francis D. King, Laramie M. Gaster, Alberto J. Kaumann, Rodney C. Young
Assignee: Endo Pharmaceuticals Inc
Application Number:US08/167,846
Patent Claim Types:
see list of patent claims
Use; Composition;
Patent landscape, scope, and claims:

US Patent 5,464,864: Frovatriptan Patent Scope, Expiration, Orange Book Status, and Generic Risk

US Patent 5,464,864 covers frovatriptan, the 5-HT1B/1D receptor agonist marketed as Frova, together with its pharmaceutically acceptable salts, solvates, hydrates, therapeutic use in headache disorders, and pharmaceutical compositions. The patent issued on November 7, 1995, and its original US patent term expired on November 7, 2012, subject to any applicable patent-term adjustment or pediatric exclusivity. The claims do not cover every triptan. They focus on the defined tetrahydrocarbazole compound and products containing it.

Because the patent has expired, it no longer creates a current US patent barrier to an otherwise approvable generic frovatriptan product. Any current market protection must arise from other patents, regulatory exclusivity, product-specific litigation, or commercial factors rather than enforceability of US Patent 5,464,864.

What drug does US Patent 5,464,864 protect?

The claimed compound is frovatriptan, chemically identified as the 3-methylamino-6-carboxamido tetrahydrocarbazole compound. Frovatriptan is generally administered as frovatriptan succinate and is used for the acute treatment of migraine attacks, with or without aura.

The chemical claim, as reproduced in the question, covers:

  • The tetrahydrocarbazole active pharmaceutical ingredient.
  • Salts of the compound.
  • Solvates and hydrates.
  • The stereochemical form shown in the patent’s formula, if the original formula contains a defined stereocenter.

The stereochemical point is material. Frovatriptan is a chiral compound. The legally relevant scope depends on the structural formula and definition in the issued patent, not only on the abbreviated text of claim 1. If the formula depicts the active 3R configuration, the claim may be limited to that stereoisomer and its permitted salt, solvate, or hydrate forms.

What is the commercial identity of the compound?

Item Description
Active ingredient Frovatriptan
Common marketed form Frovatriptan succinate
Therapeutic class Triptan; 5-HT1B/1D receptor agonist
Reference product Frova
Dosage form Oral tablet
Primary indication Acute treatment of migraine attacks
Patent at issue US 5,464,864
Patent issue date November 7, 1995
Original patent expiration November 7, 2012

The FDA-approved label identifies frovatriptan succinate as a selective agonist at serotonin 5-HT1B and 5-HT1D receptors. The label’s approved indication is narrower than the patent’s broad method language because FDA approval is based on the submitted clinical and regulatory record. [2]

What does claim 1 of US 5,464,864 cover?

Claim 1 is a product claim. It covers the defined frovatriptan molecule and its salt, solvate, and hydrate forms.

Product claims generally provide the strongest form of pharmaceutical patent protection because infringement does not depend on the accused party’s intended indication. A manufacturer that makes, imports, sells, or offers for sale the claimed active ingredient can potentially infringe regardless of whether the product label identifies migraine, cluster headache, or another condition.

Scope of the chemical claim

The claim reaches:

  1. The specifically identified tetrahydrocarbazole compound.
  2. Acceptable salts of that compound.
  3. Solvates of the compound.
  4. Hydrates of the compound.

The claim does not expressly cover:

  • Every 5-HT1 agonist.
  • Every tetrahydrocarbazole derivative.
  • Every polymorph unless it falls within the claimed compound or solvate/hydrate language.
  • A different stereoisomer if the formula limits the claim to one configuration.
  • A different active ingredient merely because it treats migraine.
  • A formulation lacking the claimed compound.

A salt claim can be commercially significant because the reference product is supplied as frovatriptan succinate. A generic manufacturer normally seeks approval for the same active moiety and a pharmaceutically acceptable salt or equivalent form. The expired status of the patent removes the principal product-claim obstacle in the United States.

What do the method-of-treatment claims cover?

Claims 2 through 5 cover administering the claimed compound to a patient for a condition in which a 5-HT1-like agonist is indicated.

The claims create a hierarchy:

Claim Subject matter Relative scope
2 Treatment of a condition for which a 5-HT1-like agonist is indicated Broadest method claim
3 Treatment of migraine Narrower
4 Treatment of cluster headache Narrower
5 Treatment of headache associated with vascular disorders Narrower

The supplied text states that claims 3 through 5 depend on claim 1. That appears structurally inconsistent with their subject matter because each is a treatment method and would ordinarily depend on claim 2. The issued patent must control for dependency and enforceability analysis.

What conditions are covered?

The method claims identify:

  • Migraine.
  • Cluster headache.
  • Headache associated with vascular disorders.
  • Other conditions falling within the functional language of claim 2, subject to the meaning of “5-HT1-like agonist” and the applicable claim-construction rules.

Claim 2 is potentially broader than the FDA-approved migraine indication. A patent can claim a use that is broader than the indication ultimately approved by FDA. The breadth is constrained by the claim’s requirement that the condition be one in which a 5-HT1-like agonist is indicated and that the administered product be the claimed compound.

The method claims do not state a particular dose, route, tablet strength, treatment duration, or patient subgroup. Those omissions generally make the claims broader, although infringement still requires proof that the claimed steps occurred.

What does claim 6 protect?

Claim 6 covers a pharmaceutical composition containing:

  • The claimed compound; or
  • A physiologically acceptable salt of the compound; and
  • A physiologically acceptable carrier.

This is a composition claim rather than a pure product claim or treatment claim.

What formulations are protected?

Claim 6 potentially covers conventional pharmaceutical preparations containing frovatriptan or an acceptable salt, including oral dosage forms with ordinary excipients. The claim is not limited to:

  • Tablets.
  • A particular dosage strength.
  • A particular release profile.
  • A named excipient.
  • A particular coating.
  • A specific manufacturing process.
  • Frovatriptan succinate, unless the claim’s construction or another claim adds that limitation.

The carrier limitation requires a pharmaceutical composition, not merely bulk active ingredient. A tablet, capsule, solution, suspension, or other dosage form may fall within the claim if it contains the claimed compound and a physiologically acceptable carrier.

The claim does not necessarily protect later-developed formulations that use a different active ingredient, a nonphysiologically acceptable carrier, or a chemically distinct derivative outside the claim.

When did US Patent 5,464,864 expire?

US Patent 5,464,864 issued on November 7, 1995. For a US patent subject to the pre-1995 patent-term regime, the ordinary term was generally 17 years from issue. On that basis, the patent expired on November 7, 2012. The patent’s term should be distinguished from FDA regulatory exclusivity.

Event Date or status
Patent issuance November 7, 1995
Ordinary 17-year term November 7, 2012
Potential pediatric exclusivity Separate six-month regulatory period, if granted
Current patent enforceability Expired
Current generic barrier from this patent None

The FDA may grant six months of pediatric exclusivity attached to qualifying listed patents. Pediatric exclusivity does not extend the patent’s legal term. It can delay certain FDA approvals or effective dates during the exclusivity period. [3] The existence and duration of any pediatric exclusivity must be determined from FDA’s product-specific exclusivity records rather than from the patent itself.

What is the Orange Book status of frovatriptan?

The Orange Book identifies patents and regulatory exclusivity associated with approved drug products. A patent listed for Frova or frovatriptan succinate does not remain enforceable after expiration, although its historical listing may remain relevant to the approval record and to earlier ANDA certifications.

For an ANDA referencing frovatriptan, the principal Hatch-Waxman patent-certification categories would have included:

  • Paragraph I: no relevant patent information listed.
  • Paragraph II: listed patent expired.
  • Paragraph III: applicant accepts approval delay until patent expiration.
  • Paragraph IV: listed patent is invalid, unenforceable, or will not be infringed.
  • Paragraph V: a method-of-use patent is not relevant to the proposed labeling.

After expiration of US 5,464,864, a Paragraph II certification would ordinarily be the relevant certification for that patent. A Paragraph IV challenge would have been commercially relevant before expiration, particularly if the applicant sought a 180-day generic exclusivity position or wanted to clear the patent before its stated expiry. [4]

The Orange Book analysis must be conducted by product, dosage form, and patent listing. The patent number alone does not establish whether other patents were listed for Frova, whether any listing was delisted, or whether a later formulation patent applied.

Were Paragraph IV challenges likely to affect frovatriptan?

A Paragraph IV certification against US 5,464,864 would have challenged either validity, enforceability, or infringement before the patent expired. The most likely technical strategies would have included:

  1. Noninfringement: arguing that the proposed active ingredient, salt, stereoisomer, solvate, or hydrate fell outside claim 1.
  2. Invalidity based on prior art: challenging novelty or obviousness of the tetrahydrocarbazole compound.
  3. Written description or enablement: contesting support for the claimed salts, solvates, hydrates, or broad functional methods.
  4. Method-claim separation: using a label that omitted a patented indication, where the product claim did not independently block approval.
  5. Composition-claim separation: arguing that a proposed formulation did not contain the claimed compound in the claimed form or did not satisfy the carrier limitation.

The product claim would have posed the greatest challenge to a generic because a conventional frovatriptan product would ordinarily contain the claimed active ingredient. A method-of-use carve-out could address a method claim, but it would not avoid an unexpired composition or compound claim.

No current Paragraph IV risk can arise from an expired patent. Any historical litigation must be separated from present enforceability.

What patent litigation affects US Patent 5,464,864?

The patent number, claim text, and issue data do not establish the complete litigation history. Patent litigation involving frovatriptan could include:

  • ANDA litigation under 21 U.S.C. § 355(j).
  • Declaratory-judgment actions.
  • Patent-term or Orange Book disputes.
  • Settlement agreements between the innovator and generic applicants.
  • Post-expiration disputes involving damages or launch timing.

A settlement does not revive an expired patent. Its commercial effect would have been limited to the pre-expiration period, regulatory approval timing, launch restrictions, or other contractual terms. Any settlement analysis must distinguish:

  • The patent’s expiration date.
  • The agreed generic entry date.
  • Whether the agreement included a payment or other consideration.
  • Whether FDA approval was delayed by patent certification or regulatory exclusivity.

The expiration of US 5,464,864 removes the possibility of an injunction based solely on that patent for future US sales. It does not eliminate potential historical damages claims for infringement occurring before expiration.

How strong was the patent estate?

US 5,464,864 had a strong claim position during its enforceable term because it combined three layers of protection:

Layer Claim type Commercial function
Active ingredient Claim 1 Directly covers frovatriptan and defined forms
Therapeutic use Claims 2-5 Covers administration for headache-related conditions
Pharmaceutical composition Claim 6 Covers drug products containing the compound and carrier

The estate’s principal weakness was temporal. The patent issued in 1995 and expired in 2012, while Frova received FDA approval in 2001. The resulting post-approval patent life was approximately 11 years before ordinary expiration. Any patent-term extension or pediatric exclusivity would have affected the commercial timeline, but neither changes the underlying breadth of the claims.

The method claims also present narrower enforcement opportunities than the chemical claim. They require proof of the claimed treatment method and can be affected by product labeling, physician behavior, pharmacy substitution, and induced-infringement theories. The compound and composition claims avoid much of that evidentiary burden.

How does frovatriptan compare with other triptan patent estates?

Frovatriptan’s patent profile differs from products such as sumatriptan, rizatriptan, naratriptan, zolmitriptan, and eletriptan because the core claim is directed to a tetrahydrocarbazole rather than an indole-based triptan structure.

Drug Core structural class Typical patent-risk focus
Frovatriptan Tetrahydrocarbazole Compound, salt, use, composition
Sumatriptan Indole sulfonamide Compound, formulation, use
Rizatriptan Triazole-substituted indole Compound and formulation
Naratriptan Piperidine-substituted indole sulfonamide Compound, salt, use
Zolmitriptan Oxazolidinone-substituted indole Compound, formulation, use
Eletriptan Pyrrolidine-substituted indole Compound, formulation, use

Frovatriptan’s differentiated chemical structure reduced the relevance of patents directed to other triptans. Conversely, patents directed specifically to its stereochemistry, salt selection, crystallinity, formulation, or manufacturing process could have created separate barriers even after expiration of the core compound patent.

What generic entry risks remain?

The expired patent does not block a generic frovatriptan product. Remaining risks would be product-specific and could include:

  • An unexpired formulation patent.
  • An unexpired method-of-use patent.
  • A patent covering a particular polymorph or crystalline form.
  • A patent covering a manufacturing intermediate or process.
  • FDA regulatory exclusivity.
  • Litigation based on a separate listed patent.
  • Supply, API qualification, or manufacturing barriers.
  • Market withdrawal or limited commercial demand.

A generic applicant would normally evaluate whether its proposed product contains the same active moiety, whether it uses a listed salt, whether the label includes or omits protected uses, and whether any additional patents remain listed for the reference product.

There is no biosimilar pathway for frovatriptan. Frovatriptan is a small-molecule drug regulated through the ANDA pathway, not a biologic regulated under the Public Health Service Act. The relevant competitive products are generics, not biosimilars. [5]

What is the geographic coverage of the patent?

US Patent 5,464,864 provided rights only in the United States. It did not directly block manufacture, sale, or use in Europe, Japan, Canada, or other jurisdictions.

International protection would depend on corresponding national patents and their individual:

  • Priority dates.
  • Filing dates.
  • Grant dates.
  • Patent terms.
  • Supplementary protection certificates.
  • Opposition or revocation outcomes.
  • Patent-term extensions.
  • National claim scope.

A US expiration date cannot be applied to the global frovatriptan patent estate. The same compound may have had different expiration dates or claim outcomes in other jurisdictions.

What manufacturing and intellectual-property barriers could remain?

The core patent does not claim a particular synthetic route in the supplied claims. It therefore does not independently block every process used to manufacture frovatriptan after expiration. Separate process patents could have covered:

  • Chiral resolution.
  • Enantioselective synthesis.
  • Key intermediates.
  • Salt formation.
  • Crystallization.
  • Purification.
  • Scale-up conditions.
  • Control of impurities or polymorphs.

Process claims require process-specific comparison. A generic manufacturer can avoid a process patent by using a noninfringing route, but an API supplier may still face separate patent risks in the manufacturing jurisdiction or destination market.

Key Takeaways

  • US Patent 5,464,864 covers frovatriptan, its defined salts, solvates, and hydrates.
  • Claims 2 through 5 cover treatment methods involving 5-HT1-like agonist use, including migraine and cluster headache.
  • Claim 6 covers pharmaceutical compositions containing frovatriptan or a physiologically acceptable salt and a carrier.
  • The patent issued on November 7, 1995, and its ordinary US term expired on November 7, 2012.
  • The patent’s expiration eliminates current US blocking rights based solely on US 5,464,864.
  • The patent is not a biosimilar issue. Frovatriptan is a small molecule subject to the ANDA pathway.
  • Any current generic-entry risk must come from separate patents, regulatory exclusivity, litigation, supply constraints, or commercial conditions.
  • Foreign patent rights must be analyzed separately by jurisdiction.
  • The stereochemical definition in the issued formula is critical to the scope of claim 1.
  • The supplied dependency language for claims 3 through 5 should be checked against the issued patent text.

FAQs

Does US Patent 5,464,864 cover frovatriptan succinate?

It covers the claimed frovatriptan compound and pharmaceutically acceptable salts. Frovatriptan succinate is the marketed salt form and would generally have been within the commercial scope of the patent during its enforceable term, subject to the exact issued claim construction.

Can a generic manufacturer launch frovatriptan after expiration of US 5,464,864?

Yes, expiration of the patent removes that patent as a US patent barrier. FDA approval, any other unexpired listed patents, regulatory exclusivity, and applicable litigation outcomes still govern the timing of a specific product launch.

Does claim 2 cover all uses of frovatriptan?

No. Claim 2 is limited by the requirement that the treatment address a condition for which a 5-HT1-like agonist is indicated. Claims 3 through 5 identify migraine, cluster headache, and vascular-disorder-associated headache as narrower claimed conditions.

Is a frovatriptan formulation patent different from the compound patent?

Yes. A formulation patent may cover a particular dosage form, excipient system, release profile, polymorph, or manufacturing method. Its term and infringement analysis are separate from US 5,464,864.

Can the expired patent support a new patent on frovatriptan?

The expired patent cannot be used to obtain a new patent on the same disclosed compound merely by repackaging the original disclosure. A later patent could potentially address a genuinely new and nonobvious formulation, polymorph, manufacturing process, dosing regimen, or patient population, subject to ordinary patentability requirements.

References

  1. United States Patent and Trademark Office. (1995). U.S. Patent No. 5,464,864, 3-methylamino-6-carboxamido-1,2,3,4-tetrahydrocarbazole. U.S. Department of Commerce.

  2. U.S. Food and Drug Administration. (2001). Frova (frovatriptan succinate) prescribing information. FDA.

  3. U.S. Food and Drug Administration. (2024). Approved drug products with therapeutic equivalence evaluations. FDA.

  4. Drug Price Competition and Patent Term Restoration Act, 21 U.S.C. § 355(j).

  5. Biologics Price Competition and Innovation Act, 42 U.S.C. § 262.

More… ↓

⤷  Start Trial


Drugs Protected by US Patent 5,464,864

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 5,464,864

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
United Kingdom9113802Jun 26, 1991
PCT Information
PCT FiledJune 17, 1992PCT Application Number:PCT/GB92/01082
PCT Publication Date:January 07, 1993PCT Publication Number: WO93/00086

International Family Members for US Patent 5,464,864

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
European Patent Office 0591280 ⤷  Start Trial SPC/GB03/014 United Kingdom ⤷  Start Trial
European Patent Office 0591280 ⤷  Start Trial C00591280/01 Switzerland ⤷  Start Trial
European Patent Office 0591280 ⤷  Start Trial C300103 Netherlands ⤷  Start Trial
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

Make Better Decisions: Try a trial or see plans & pricing

Drugs may be covered by multiple patents or regulatory protections. All trademarks and applicant names are the property of their respective owners or licensors. Although great care is taken in the proper and correct provision of this service, thinkBiotech LLC does not accept any responsibility for possible consequences of errors or omissions in the provided data. The data presented herein is for information purposes only. There is no warranty that the data contained herein is error free. We do not provide individual investment advice. This service is not registered with any financial regulatory agency. The information we publish is educational only and based on our opinions plus our models. By using DrugPatentWatch you acknowledge that we do not provide personalized recommendations or advice. thinkBiotech performs no independent verification of facts as provided by public sources nor are attempts made to provide legal or investing advice. Any reliance on data provided herein is done solely at the discretion of the user. Users of this service are advised to seek professional advice and independent confirmation before considering acting on any of the provided information. thinkBiotech LLC reserves the right to amend, extend or withdraw any part or all of the offered service without notice.