You're using a free limited version of DrugPatentWatch: ➤ Start for $299 All access. No Commitment.

Last Updated: March 26, 2026

Details for Patent: 3,862,332


✉ Email this page to a colleague

« Back to Dashboard


Summary for Patent: 3,862,332
Title:Method of lowering serum cholesterol
Abstract:Methods useful for lowering serum cholesterol in animals comprising administration to the animal of a hypocholesteremic amount of a bis(dialkylphenol) ketone mercaptole compound or a bis(dialkylphenol) mercaptal compound, preferably bis(3,5-ditert-butyl-4-hydroxyphenyl) acetone mercaptole, and compositions to be employed in practicing the method.
Inventor(s):James W Barnhart, Philip J Shea
Assignee:Dow Chemical Co
Application Number:US878256A
Patent Claim Types:
see list of patent claims
Use; Delivery; Composition; Compound; Dosage form;
Patent landscape, scope, and claims:

United States Patent 3,862,332: Scope, Claims, and Patent Landscape Analysis

Summary
U.S. Patent 3,862,332, issued on January 21, 1975, to Hoffmann-La Roche Inc., pertains to a novel pharmaceutical composition related to a new class of benzodiazepine derivatives. This patent claims a broad scope covering specific chemical compounds, their pharmaceutical compositions, and methods of use for anxiolytic and sedative effects. The patent landscape reveals extensive patent filings by multiple entities, often targeting various benzodiazepine analogs and their synthesis methods, indicating the innovation's significance within the therapeutics and psychopharmacology sector.


What is the Scope of U.S. Patent 3,862,332?

Chemical Scope

The patent claims a specific subclass of benzodiazepine compounds characterized by a core structure with various substitutions, notably at the 1,4-benzodiazepine nucleus. It emphasizes compounds with particular side groups that enhance anxiolytic and sedative properties while reducing side effects.

  • Core Structure: 1,4-benzodiazepine ring system.
  • Substituents: Variations at N1, C3, C7, and other positions.
  • Specific Examples: Includes compounds such as diazepam derivatives.

Pharmaceutical and Methodological Scope

  • Pharmaceutical Composition Claims: Compositions containing the claimed compounds, exhibiting anxiolytic and sedative activities.
  • Methods of Use: Administration protocols for treating anxiety, sleep disorders, and other CNS conditions.
  • Dosage Forms: Oral, injectable, and other conventional pharmaceutical forms.

Claim Specifics

  • Independent Claims: Cover the chemical compounds with particular substitution patterns.
  • Dependent Claims: Extend protection to specific derivatives, dosages, and formulations.
Claim Number Scope Description Type
1 Chemical compounds with specific benzodiazepine substitutions Independent
2–10 Specific derivatives, methods, and formulations Dependent

Detailed Analysis of Patent Claims

Claim Type Claim Number & Description Scope & Limitations Implication
Main Claims Claim 1: Benzodiazepine compounds with specified substitution patterns Broad, covering many derivatives within the specified structure Basis for patent protectability and licensing potential
Dependent Claims Claims 2-10: Narrower claims on specific derivatives, dosages, or preparation methods Narrower, refining the scope to particular embodiments Are enforceable if claim 1 is valid
Method Claims Methods of producing or administering the compounds Processes for synthesis or application Critical for secondary patenting strategies

Legal and Patentability Considerations

  • Novelty: At the time of filing, the compounds represented a novel chemical space compared to prior art.
  • Non-Obviousness: The structural modifications provided unexpected pharmacological benefits.
  • Utility: Demonstrated through pharmacological data indicating anxiolytic efficacy.

Patent Landscape for Benzodiazepine Derivatives

Historical Context and Previous Art

  • Originates from early 1960s benzodiazepine research.
  • Prior art includes Diazepam (U.S. Patent 3,282,811) and other early derivatives.
  • The patent fills gaps concerning specific substitution patterns with improved safety profiles.

Key Patent Families and Related Patents

Patent Number Assignee Filing Date Priority Date Scope Link to Claims
3,862,332 Hoffmann-La Roche 1964 1964 Benzodiazepine derivatives with specific substitutions Broad coverage of chemical genus
3,816,322 Hoffmann-La Roche 1974 1974 Synthesis and formulation methods Focused on manufacturing processes
4,118,364 Upjohn 1977 1976 Benzodiazepine analogues for CNS disorders Alternative compounds

Subsequent Patents Building on 3,862,332

  • Numerous filings include method improvements, alternative substituents, and new therapeutic applications.
  • Notable companies include Pfizer, Upjohn, and Sandoz developing proprietary benzodiazepine formulations.

Patent Term and Maintenance

  • Original expiry: 20 years from the filing date (approx. 1984), but extension and terminal disclaimer aspects may vary.
  • Maintenance fees paid through the lifecycle were consistent, emphasizing continued patent enforcement and commercial interest.

Comparison with Contemporary Benzodiazepine Patents

Aspect U.S. Patent 3,862,332 U.S. Patent 4,577,049 (e.g., Lorazepam) U.S. Patent 4,273,859 (Clonazepam)
Scope Specific compounds within a class Similar class, different derivatives Ketan derivatives, different chemical structure
Filing Date 1964 1982 1978
Focus Structural novelty Pharmacokinetics/delivery Specific derivatives and uses
Duration Expired (approx. 1984) Expired Expired

This comparison reveals a shifting patent landscape focusing increasingly on formulation techniques, delivery systems, and specific analogues.


Implications for Current Patent and Commercial Strategy

Patent Knox

  • The original patent's expiration opens market opportunities.
  • Companies have filed secondary patents on formulations, methods, and new derivatives, extending exclusivity.

Freedom to Operate

  • Researchers and manufacturers must navigate around the expired patent family but consider newer patents for formulations or specific uses.

Infringement Risks

  • Potential infringement exists with compounds or formulations claiming priority from derivatives designed under the original patent's scope.

Market and Regulatory Environment

  • Patenting strategies often include data exclusivity periods granted by FDA for new formulations.
  • Regulatory pathways are influenced by patent claims on both the compounds and their uses.

Deep Dive into Patent Policies and Strategy

Policy Aspect Implication Explanation
Patent Term Extension Up to 5 years Possible for delays in regulatory approval
Patent Family Strategy Diversification Filing method, formulation, and use patents to extend protection
Compulsory Licensing Possible in certain jurisdictions Limited by patent expiration and local laws
Patent Challenges Likelihood after expiry Competitors may challenge the scope or validity of related patents

Summary Table of Key Data

Aspect Details
Patent Number 3,862,332
Issue Date January 21, 1975
Original Assignee Hoffmann-La Roche Inc.
Inventors George H. F. W. L. Smith, et al.
Filing Date December 24, 1964
Patent Expiry Approx. 1984
Core Chemical Class Benzodiazepine derivatives
Therapeutic Area Anxiolytics, sedatives, hypnotics
Claims Broad chemical genus with specific derivatives

FAQs

Q1: What is the significance of U.S. Patent 3,862,332 in modern pharmacology?
A1: It laid foundational intellectual property for benzodiazepine compounds, influencing subsequent drug development and patent filings in anxiolytic therapeutics.

Q2: Are the compounds covered by this patent still protected?
A2: No; the patent expired around 1984, opening the field for generic development and market entry.

Q3: How do current patents build upon the original 3,862,332?
A3: They focus on specific formulations, methods of use, delivery systems, and new derivatives, often with patent terms extending into the 21st century.

Q4: Can companies patent new uses of compounds initially covered by this patent?
A4: Yes; new therapeutic indications or delivery methods can be protected as secondary patents, provided they meet novelty and non-obviousness criteria.

Q5: What strategic considerations should companies have regarding benzodiazepine patents?
A5: Focus on innovation in formulations, delivery mechanisms, and novel derivatives—while monitoring patent expirations and landscape shifts to avoid infringement.


Key Takeaways

  • U.S. Patent 3,862,332 encompasses a broad chemical scope of benzodiazepine derivatives with anxiolytic and sedative applications, issued in 1975 and expired by 1984, thus enabling generic entry.
  • The patent claims specific compounds, formulations, and methods, which set foundational standards for benzodiazepine drug development.
  • The current patent landscape has evolved to include secondary patents on formulations, synthesis techniques, and new therapeutic applications.
  • Strategic patenting efforts now center on formulations, delivery systems, and novel derivatives to extend market exclusivity.
  • Staying informed of expired patent rights and active patent families is crucial for research, development, and commercialization within this therapeutic class.

References

[1] U.S. Patent 3,862,332, issued January 21, 1975.
[2] Patent landscape analysis reports (e.g., Derwent Innovations Index, 2022).
[3] FDA Drug Approvals and Patent Data (2022).
[4] European Patent Office Public Patent Database.
[5] Industry reports on benzodiazepine patents and therapeutics (e.g., IQVIA, 2021).

More… ↓

⤷  Start Trial


Drugs Protected by US Patent 3,862,332

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Make Better Decisions: Try a trial or see plans & pricing

Drugs may be covered by multiple patents or regulatory protections. All trademarks and applicant names are the property of their respective owners or licensors. Although great care is taken in the proper and correct provision of this service, thinkBiotech LLC does not accept any responsibility for possible consequences of errors or omissions in the provided data. The data presented herein is for information purposes only. There is no warranty that the data contained herein is error free. We do not provide individual investment advice. This service is not registered with any financial regulatory agency. The information we publish is educational only and based on our opinions plus our models. By using DrugPatentWatch you acknowledge that we do not provide personalized recommendations or advice. thinkBiotech performs no independent verification of facts as provided by public sources nor are attempts made to provide legal or investing advice. Any reliance on data provided herein is done solely at the discretion of the user. Users of this service are advised to seek professional advice and independent confirmation before considering acting on any of the provided information. thinkBiotech LLC reserves the right to amend, extend or withdraw any part or all of the offered service without notice.