What is US Drug Patent 11,787,820’s Scope and How Broad Are Its Claims?
US Patent 11,787,820 is a method-of-treatment patent directed to treating sex hormone-dependent diseases using soft gelatin capsules that contain:
- Compound A (including anhydrate crystalline form embodiments), and
- A defined lipid-based solubilizer system (selected from specific excipients), and
- An antioxidant system (selected from specific antioxidants), with optional and constrained addition of an emulsifier (notably glyceryl monooleate), plus defined amount and concentration ranges.
The claims are structured so that infringement does not hinge on a single dosing parameter or a single excipient. It hinges on meeting the combination of:
1) the indication (one of the listed sex hormone-dependent diseases), and
2) the dosage form (soft gelatin capsule), and
3) the formulation excipient selections, and
4) the form/identity constraints on Compound A for certain claims, plus
5) multiple w/w range locks (for solubilizer and antioxidant components), plus
6) defined compound loading and daily dosing in dependent claims.
The practical scope therefore has two layers:
- Core capture: any administration of a soft gelatin capsule meeting the claim’s excipient/antioxidant selection and containing Compound A to treat the listed diseases.
- Narrow capture: additional dependent claims tighten the infringement perimeter via crystalline anhydrate form definition, and specific w/w composition and mg/day dosing.
What Does the Independent Claim Cover (Claim 1 and Claim 31)?
Claim 1: What is the baseline coverage?
Claim 1 covers a method of treating any of the listed diseases by administering to a human one or more soft gelatin capsules comprising:
(a) Compound A or pharmaceutically acceptable salt
(b) at least one solubilizer selected from:
- caprylocaproyl polyoxyl-8 glycerides
- glycerol monocaprylocaprate
- polyoxyl 35 castor oil
- polysorbate 80
- mixtures thereof
(c) at least one antioxidant selected from:
- dl-alpha-tocopherol
- butylated hydroxytoluene (BHT)
- butylated hydroxyanisole (BHA)
- mixtures thereof
Indications explicitly captured (sex hormone-dependent diseases):
- vasomotor symptoms (VMS)
- endometriosis
- uterine fibroid tumor
- heavy menstrual bleeding
- polycystic ovary syndrome (PCOS)
Key breadth point: Claim 1 does not constrain:
- the exact mg dose or w/w concentration of Compound A, or
- the exact ratio among solubilizers, or
- the exact ratio among antioxidants,
as long as the capsule contains the required selection-set.
Claim 31: What is the tighter composition lock?
Claim 31 is another method claim (independent in structure) that restricts the soft gelatin capsule to a specific formulation featuring all of:
- Compound A: 5% w/w to 10% w/w
- glycerol monocaprylocaprate: 20% w/w to 65% w/w
- caprylocaproyl polyoxyl-8 glycerides: 7% w/w to 13% w/w
- polysorbate 80: 7% w/w to 13% w/w
- dl-alpha-tocopherol: 0.5% w/w to 1% w/w
- glyceryl monooleate: present (no explicit w/w bound in Claim 31 itself)
This claim is narrower than Claim 1 because it requires a specific intersection of solubilizers and antioxidant, not merely “at least one.”
How Many Indications Are Claimed, and Do They Affect Enforcement?
The patent’s indication coverage is broad at the claim level because it lists five disease categories in the independent claim(s). Dependent claims then anchor enforcement to the same disease list but narrow which disease is being treated.
Disease list (same across claim 1 and claim 31 and dependent claims 4-8):
1) VMS
2) endometriosis
3) uterine fibroid tumor
4) heavy menstrual bleeding
5) PCOS
Implication for landscape: A competitor using the formulation for an indication outside that list may avoid method-of-treatment claim coverage. But if the product is used on-label or marketed for one of these indications, the claims become directly relevant.
What Is Claimed About Compound A’s Solid Form (Claim 2 and Claim 3)?
Claim 2: crystalline anhydrate
Claim 2 states: Compound A is in a crystalline anhydrate form.
Claim 3: crystalline anhydrate Form 1 with XRD-defined peaks
Claim 3 further constrains Compound A to crystalline anhydrate Form 1, defined by a specific XRD peak list:
Peaks at 2θ (degrees):
- 4.3 ± 0.1
- 7.9 ± 0.1
- 9.8 ± 0.1
- 10.7 ± 0.1
- 10.8 ± 0.1
- 13.3 ± 0.1
- 14.0 ± 0.1
- 15.1 ± 0.1
Corresponding d-spacing (Å):
- 20.4
- 11.1
- 9.0
- 8.3
- 8.2
- 6.6
- 6.3
- 5.9
Scope effect:
- If a generic or alternative formulation uses a different solid form (not crystalline anhydrate or not anhydrate Form 1), it may avoid these dependent claim constraints.
- Claim 1 itself does not require the anhydrate Form 1; it only requires Compound A generally (or a salt). Claim 2 and 3 create narrower “fallback” positions for the patentee.
What Soft-Gel Formulation Elements Drive Claim Validity and Claim Differentiation?
The claims tightly define a formulation system built from:
- a lipid-solubilizer system (solubilizers),
- an optional/required emulsifier (glyceryl monooleate in certain dependent claims),
- an antioxidant that is specifically enumerated, and
- concentration/w/w ranges that scale infringement risk.
Solubilizer selection set (Claim 1) vs full matrix (Claim 31)
Claim 1 solubilizers allowed (at least one):
- caprylocaproyl polyoxyl-8 glycerides
- glycerol monocaprylocaprate
- polyoxyl 35 castor oil
- polysorbate 80
- mixtures
Claim 31 requires:
- glycerol monocaprylocaprate
- caprylocaproyl polyoxyl-8 glycerides
- polysorbate 80
(no polyoxyl 35 castor oil recited in Claim 31 composition)
Antioxidant selection set (Claim 1) vs constrained antioxidant (Claim 31)
Claim 1 antioxidants allowed (at least one):
- dl-alpha-tocopherol
- BHT
- BHA
- mixtures
Claim 31 requires dl-alpha-tocopherol at 0.5% to 1% w/w.
Emulsifier: glyceryl monooleate
- Claim 10 introduces optional requirement by specifying at least one emulsifier selected from glyceryl monooleate or Miglyol 812 (or mixture).
- Claim 17 pins the emulsifier to glyceryl monooleate.
- Claim 20-21 describe capsule embodiments where glyceryl monooleate is explicitly present alongside the full solubilizer + tocopherol system.
- Claim 31 includes glyceryl monooleate as part of the full composition.
How Do the Dependent Claims Narrow or Expand the Infringement Footprint?
Compound loading and daily dosing
Dependent claims constrain dose in mg and daily dose:
- Claim 37-38: one soft gelatin capsule contains Compound A 1 mg to 250 mg
- Claim 39-41: daily dose
- Claim 39: daily dose 100 mg to 160 mg
- Claim 40: daily dose 120 mg
- Claim 41: two capsules, 60 mg each
These do not affect Claim 1’s baseline capture unless an accused product must also meet the dependent dosing constraints (which it would, if the dosage design matches those numbers). But they matter for enforcement strategy and for design-around analysis.
Compound concentration ranges (w/w)
- Claim 11: Compound A 10 mg to 80 mg (presented as “amount,” not w/w in Claim 11)
- Claim 13: Compound A 0.8% to 15% w/w or 5% to 10% w/w
Claim 31 specifically selects 5% to 10% w/w, aligning with one of Claim 13’s subranges.
Solubilizer and emulsifier concentration ranges
Where the claims become most “engineerable” is in the w/w ranges:
glycerol monocaprylocaprate (Claims 22-23):
caprylocaproyl polyoxyl-8 glycerides (Claims 24-25):
polysorbate 80 (Claims 26-27):
glyceryl monooleate (Claim 28):
dl-alpha-tocopherol (Claims 29-30):
- 0.05% w/w to 1.5% w/w
- Claim 31 constrains this more tightly to 0.5% w/w to 1% w/w
Specific combination embodiments (Claims 20-21)
The claims include explicit composition snapshots:
- Claim 20: Compound A + glycerol monocaprylocaprate + caprylocaproyl polyoxyl-8 glycerides + polysorbate 80 + dl-alpha-tocopherol
- Claim 21: same as Claim 20 plus glyceryl monooleate
These are relevant because an accused formulation that uses the same excipient set and typical solubilizer system could land quickly on dependent claim scope.
What Does Claim 32 Say About the Capsule Preparation Process?
Claim 32 includes a preparation method constraint:
- each soft gel capsule is prepared by a method comprising adding Compound A to a mixture comprising:
- 15% w/w to 60% w/w glyceryl monooleate, and/or
- glycerol monocaprylocaprate,
- caprylocaproyl polyoxyl-8 glycerides,
- polysorbate 80,
- dl-alpha-tocopherol,
or any combination thereof.
This is a formulation process anchor. In practice, it adds a second hook for infringement assertions if product manufacturing statements or internal batch recipes track the claim language.
What Is the Likely Patent “Landscape Shape” Around This Publication?
Based on the claim set provided, US 11,787,820 is best understood as a formulation-and-method protection layer covering:
- an identified active (Compound A) in a particular crystalline anhydrate form (at least in dependent claims), and
- a soft-gel excipient architecture designed to solubilize and stabilize the drug (solubilizers + antioxidant + optional emulsifier).
Landscape implications for competitors
1) Liquid/solubilizer design-around is partially constrained.
Claim 1 requires at least one solubilizer from a defined list. Claim 31 requires a particular trio plus tocopherol. This makes “just swap solubilizer” strategies risky if the replacement still falls within the selection sets.
2) Antioxidant substitution is relevant.
Claim 1 allows BHT/BHA/tocopherol. But Claim 31 forces dl-alpha-tocopherol. A competitor could target that by using a non-tocopherol antioxidant, but then it would avoid only those dependent claim embodiments, not necessarily Claim 1.
3) Solid form strategy can reduce exposure to claims 2-3, not claim 1.
If Compound A is not in crystalline anhydrate Form 1, dependent claims 2 and 3 may be avoided, but claim 1 still covers Compound A generally. This narrows the value of a “solid-form only” workaround.
4) Dose design-around helps for dependent dosing claims, not the independent formulation claims.
A competitor could pick dosing outside 100-160 mg/day, 120 mg/day, or the 60 mg two-capsule scenario, potentially weakening enforcement on those dependent claims. But claim 1/31 still remain.
What the claim structure suggests about prosecution and continuation
- The presence of multiple w/w range-dependent claims and an XRD-defined form suggests:
- the patentee refined boundaries around formulation performance and stability, and
- the crystalline anhydrate Form 1 got a specific measurement-based claim fallback.
That typically indicates the patent is intended to withstand partial design-around by allowing enforcement on different combinations (broad Claim 1) and by locking particular high-value compositions (Claim 31 and later dependent claims).
Claim-by-Claim Scope Map (Operational View)
A. Indication coverage
| Disease category |
Captured in independent language |
Narrowed in dependents |
| VMS |
Yes |
Claim 4 |
| Endometriosis |
Yes |
Claim 5 |
| Uterine fibroid tumor |
Yes |
Claim 6 |
| Heavy menstrual bleeding |
Yes |
Claim 7 |
| PCOS |
Yes |
Claim 8 |
B. Formulation core
| Component requirement |
Claim 1 |
Claim 31 |
| Dosage form |
Soft gelatin capsule |
Soft gelatin capsule |
| Active |
Compound A or salt |
Compound A at 5-10% w/w |
| Solubilizers |
At least one from listed set |
Requires glycerol monocaprylocaprate (20-65%), caprylocaproyl polyoxyl-8 glycerides (7-13%), polysorbate 80 (7-13%) |
| Antioxidant |
At least one from listed set |
Requires dl-alpha-tocopherol (0.5-1% w/w) |
| Emulsifier |
Optional via dependents (glyceryl monooleate or Miglyol 812) |
Requires glyceryl monooleate |
C. Solid form
| Feature |
Claim 1 |
Claim 2 |
Claim 3 |
| Crystalline anhydrate |
Not required |
Required |
Required |
| Form 1 XRD peak definition |
Not required |
No |
Yes (2θ peak list) |
D. Composition quantitative locks
| Variable |
Dependent claim range |
| Compound A concentration |
Claim 13: 0.8-15% w/w or 5-10% w/w |
| Compound A amount per capsule |
Claim 11/12: 10-80 mg; Claim 37/38: 1-250 mg (single capsule) |
| Compound daily dose |
Claim 39-41: 100-160 mg; 120 mg; or two capsules at 60 mg each |
| glycerol monocaprylocaprate |
Claim 22-23: 20-65% w/w; Claim 34: 30-40% w/w |
| caprylocaproyl polyoxyl-8 glycerides |
Claim 24-25: 7-13% w/w |
| polysorbate 80 |
Claim 26-27: 7-13% w/w |
| glyceryl monooleate |
Claim 28: 15-60% w/w; Claim 33: same; Claim 32 process recites 15-60% w/w |
| dl-alpha-tocopherol |
Claim 29-30: 0.05-1.5% w/w; Claim 31: 0.5-1% w/w |
Key Takeaways
- US 11,787,820 protects methods of treating five sex hormone-dependent diseases using soft gelatin capsules with Compound A plus a defined solubilizer selection and defined antioxidant selection.
- Claim 1 is the broadest formulation capture, requiring only “at least one” solubilizer and “at least one” antioxidant from enumerated lists.
- Claim 31 is the most composition-specific capture, requiring a full excipient stack with constrained w/w ranges and dl-alpha-tocopherol plus glyceryl monooleate.
- Solid form constraints appear in dependent claims: anhydrate (Claim 2) and XRD-defined Form 1 (Claim 3).
- Dosing constraints in dependent claims (mg per capsule and mg/day schedules) add additional enforcement hooks, but do not eliminate the broad independent formulation coverage.
FAQs
1) Does Claim 1 require a specific concentration of Compound A?
No. Claim 1 requires Compound A (or salt) and the presence of solubilizer and antioxidant selections in the soft gelatin capsule, without a mandatory w/w or mg range.
2) Is dl-alpha-tocopherol mandatory in all embodiments?
No. Claim 1 allows any of dl-alpha-tocopherol, BHT, or BHA. dl-alpha-tocopherol becomes mandatory in the tighter composition embodiment(s), including Claim 31.
3) Can a different crystalline form avoid infringement?
It may avoid dependent claims tied to anhydrate Form 1 XRD (Claims 2-3), but it does not remove coverage of Claim 1 unless the product also avoids Claim 1’s broader requirements.
4) Is glyceryl monooleate required for coverage?
It is not required by Claim 1 as an absolute rule, but it is required in specific dependent and composition-specific embodiments (including Claim 31 and Claims 17, 21, 28, 33).
5) How do competitors design around the formulation?
The claims are most sensitive to meeting the enumerated solubilizer selection and, for Claim 31-type embodiments, the full required excipient stack and w/w ranges. Changing the antioxidant away from tocopherol can help only against embodiments that require dl-alpha-tocopherol.
References
[1] US Patent 11,787,820 (claims text provided in prompt).