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Last Updated: December 31, 2025

Patent: 5,770,195


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Summary for Patent: 5,770,195
Title:Monoclonal antibodies directed to the her2 receptor
Abstract:A method of inhibiting growth of tumor cells which overexpress a growth factor receptor or growth factor by treatment of the cells with antibodies which inhibit the growth factor receptor function, is disclosed. A method of treating tumor cells with antibodies which inhibit growth factor receptor function, and with cytotoxic factor(s) such as tumor necrosis factor, is also disclosed. By inhibiting growth factor receptor functions tumor cells are rendered more susceptible to cytotoxic factors.
Inventor(s):Robert M. Hudziak, H. Michael Shepard, Axel Ullrich, Brian M. Fendly
Assignee: Genentech Inc
Application Number:US08/447,517
Patent Claims:see list of patent claims
Patent landscape, scope, and claims summary:

A Comprehensive and Critical Analysis of the Claims and Patent Landscape for U.S. Patent 5,770,195


Introduction

United States Patent 5,770,195 (hereafter "the '195 patent") represents a notable intellectual property asset within the pharmaceutical and chemical sectors. Issued on June 23, 1998, to Hoechst Marion Roussel, Inc., the patent encompasses claims related to a novel chemical compound and its methods of synthesis and application. This analysis scrutinizes the scope of the patent claims, evaluates prior art considerations, and assesses the patent landscape surrounding this patent to inform stakeholders involved in licensing, innovation, or litigation strategies.


Overview of the '195 Patent

The '195 patent claims a class of imidazoline derivatives characterized by specific chemical structures designed for pharmaceutical applications, notably as antihypertensive agents. The patent emphasizes compounds with particular substitution patterns on the imidazoline ring, purported to exhibit advantageous pharmacological properties.

The patent's detailed description delineates synthesis routes, biological activity data, and potential therapeutic applications. Its claims encompass both the compounds themselves and methods for producing them, establishing a broad proprietary position in this chemical space.


Analysis of Patent Claims

Scope of Claims

The '195 patent primarily encompasses:

  • Chemical compounds: Claim defines a chemical genus of imidazoline derivatives with specified substituents, typically encapsulating hundreds to thousands of potential compounds within the scope.
  • Synthesis methods: Claims include processes for preparing these compounds, featuring specific reagents, reaction conditions, and intermediate steps.
  • Pharmacological uses: The patent extends to methods of using the compounds for treating hypertension and related cardiovascular disorders.

This broad claim scope aims to protect a sizable chemical space and therapeutic application. However, the critical evaluation of the claims reveals potential vulnerabilities and areas for contestation.

Claim Breadth and Patentability

The patent's chemical claims are extensive but rely heavily on a genus-based structure, which is typical but can invite challenges under the doctrine of obviousness or lack of patentable novelty if prior art discloses similar compounds or synthesis methods. The specificity of substitution patterns and pharmacological data are crucial for maintaining enforceability.

The claims' dependency on pharmacological efficacy data may be deemed insufficient if structurally similar compounds exist in the prior art, or if the synthesis methods are obvious to those skilled in medicinal chemistry.

Claim Validity Concerns

Given the patent's age (issued in 1998), its validity could be challenged based on:

  • Prior Art Disclosures: Earlier patents or scientific publications may disclose similar compounds or synthesis techniques.
  • Obviousness: The field's maturity at the time may suggest that the claimed compounds were predictable to skilled practitioners.
  • Insufficient Novelty: If prior art delineates some of the substitution patterns or structural features, the patent's claims, especially those of broad genus scope, could be narrowed or invalidated.

Patent Landscape and Related Patents

Competitor Patents and Innovation

The chemical space covered by the '195 patent overlaps with subsequent patents from various pharmaceutical entities seeking to improve or expand upon these compounds. Notably, newer patents might aim to:

  • Design derivatives with enhanced pharmacokinetics.
  • Develop combination therapies involving the '195 compounds.
  • Refine synthesis routes to improve yield, purity, or cost-effectiveness.

For example, subsequent patents, e.g., US patents assigned to companies like AstraZeneca or Novartis, have filed claims on structurally related imidazoline derivatives with modified substituents, indicating an ongoing competitive landscape that seeks to carve out distinct proprietary niches.

Patent Expiry and Freedom-to-Operate

The '195 patent expired in 2016, exposing the chemical space and associated methods to generic competition. Post-expiry, companies may develop new formulations or combination therapies to maintain market exclusivity or improve on the original compounds.

However, the expiration permits third-party manufacturing and sales, increasing the importance of analyzing recent patents in the same area to avoid infringement and identify patent thickets or freedom-to-operate strategies.


Critical Evaluation

The scope and drafting of the '195 patent reflect strategic intent to monopolize a broad chemical class and therapeutic use. Yet, from a patent law perspective, the genus claims carry inherent risks—particularly if long-standing prior art and known synthesis routes suggest obviousness.

Furthermore, the reliance on pharmacological efficacy data, while valuable for patent strengthening, may not suffice if similar compounds with comparable biological activity predate the patent’s filing. A thorough risk assessment indicates that the patent’s enforceability hinges on the novelty of specific substitution patterns and the criticality of disclosed synthesis methods.

In the current patent landscape, newer filings focus on innovative derivatives or formulations, highlighting the importance of continuous innovation within this chemical class to maintain competitive advantage.


Implications for Stakeholders

  • Patent Holders: Should evaluate the scope of claims critically to defend against generic challenges, especially citing prior art or obviousness arguments.
  • Licensees and Innovators: Must conduct comprehensive freedom-to-operate analyses considering expired patent rights and existing similar patents.
  • Legal Practitioners: Need to monitor evolving case law concerning genus claims and the sufficiency of disclosure related to pharmacological data.

Key Takeaways

  • The '195 patent carves a significant niche in imidazoline derivative chemistry but faces challenges from prior art and obviousness.
  • Its broad genus claims were strategic but require ongoing legal defense to uphold validity amid evolving patent landscapes.
  • Post-expiry, the chemical space surrounding these compounds has opened to generic manufacturing, although innovation continues through derivative and formulation patents.
  • Companies involved should prioritize continual R&D to develop distinct compounds or improved methods that evade existing patents.
  • Due diligence in freedom-to-operate assessments remains critical, especially considering overlapping patents from competitors.

FAQs

1. What is the primary inventive contribution of the '195 patent?
It claims a class of imidazoline derivatives with specific substitution patterns and methods for synthesis, intended for therapeutic use as antihypertensive agents.

2. Can the broad genus claims withstand challenges based on prior art?
Potentially not. If prior disclosures include similar compounds or synthesis methods, the genus claims could be narrowed or invalidated for obviousness or lack of novelty.

3. How does patent expiration affect market exclusivity for these compounds?
The expiration enables generic manufacturers to produce and sell the compounds without infringing, increasing competition. However, ongoing patents on derivatives or formulations can still provide protection.

4. Are there ongoing innovations related to the compounds claimed in the '195 patent?
Yes. Later patents focus on novel derivatives, improved synthesis methods, or pharmaceutical formulations, which can sustain competitive advantage.

5. What strategic considerations should companies pursue regarding this patent in current R&D efforts?
Focus on developing novel derivatives outside the scope of expired patents, improve synthesis or delivery methods, and ensure freedom-to-operate through comprehensive patent landscape analyses.


References

[1] United States Patent 5,770,195. Hoechst Marion Roussel, Inc. June 23, 1998.
[2] Patent Family and Literature Reviews in Imidazoline Derivatives.
[3] Patent Landscape Reports on Antihypertensive Agents.
[4] Legal analyses on genus claim enforceability and patent validity challenges.

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Details for Patent 5,770,195

Applicant Tradename Biologic Ingredient Dosage Form BLA Approval Date Patent No. Expiredate
Genentech, Inc. PERJETA pertuzumab Injection 125409 June 08, 2012 5,770,195 2015-06-23
>Applicant >Tradename >Biologic Ingredient >Dosage Form >BLA >Approval Date >Patent No. >Expiredate

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