Details for Patent: 6,465,006
Summary for Patent: 6,465,006
| Title: | Method for facilitating absorption of pharmaceutically active compounds | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Abstract: | Methods and apparatus for improving administration of drugs through the use of heat and other physical means. The present invention relates to the use of heat and other physical means in conjunction with specially designed dermal drug delivery systems, conventional commercial dermal drug delivery systems, or drugs delivered into a sub-skin depot site via injection and other methods to alter, mainly increase, the drug release rate from the dermal drug delivery systems or the depot sites to accommodate certain clinical needs. | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Inventor(s): | Jie Zhang, Hao Zhang | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Assignee: | NUVO RESEARCH AMERICA Inc , Nuvo Research Inc | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Application Number: | US09/545,496 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Patent Claim Types: see list of patent claims | Use; Formulation; Delivery; Device; | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Patent landscape, scope, and claims: | US Patent 6,465,006: Claim Scope, Expiration, Enforceability, and Transdermal Drug-Delivery Patent LandscapeUS Patent 6,465,006 covers heat-assisted transdermal and near-surface drug delivery using an exothermic heater containing iron powder and water. Its independent claims reach three subject areas: heat-assisted administration, an iron-based heating apparatus, and manufacturing methods for the heater. The patent issued in 2002 and is no longer a meaningful blocking right for current U.S. commercial activity because its ordinary 20-year patent term has expired. The strongest historical coverage was directed to disposable, oxygen-activated iron heaters placed over transdermal patches, implanted drug reservoirs, or pharmaceutical storage sites near the skin. The broadest claims face substantial vulnerability under indefiniteness, enablement, written-description, anticipation, and obviousness doctrines. What does US Patent 6,465,006 cover?The patent covers the use of controlled heat to increase the delivery rate, absorption, solubility, permeability, or onset of a pharmaceutical administered through or near human skin. The claims are not limited to one drug or one transdermal patch design. They extend to:
The core technical theory is that heat can increase skin permeability, improve formulation solubility, accelerate release through a rate-limiting membrane, increase movement from a subcutaneous storage site, and shorten onset time. What are the independent claims in US Patent 6,465,006?Claim 1: heat-assisted pharmaceutical administrationClaim 1 requires a method with four material elements:
A potential infringement theory would require proof of both pharmaceutical administration through or near the skin and use of an iron-and-water exothermic heater. A conventional electric heating pad would not literally satisfy the iron powder and water limitation, although doctrine-of-equivalents arguments could have been considered during the patent’s enforceable term. Claim 1 is broad in the identity of the pharmaceutical and delivery mechanism. It does not require a particular approved drug, patch architecture, skin site, or therapeutic indication. Claim 56: apparatus claimClaim 56 covers a heater having:
This claim focuses on the heater rather than the drug-delivery step. It could historically have reached an iron-oxidation warming device sold separately from a drug patch if the device had the claimed chamber, openings, composition, and controlled duration. Claims 71 and 73: manufacturing claimsClaims 71 and 73 cover methods for producing the heater. Claim 71 requires iron powder, activated carbon, liquid, evaporation, water addition, and a cover with selected air permeability. Claim 73 uses iron powder and water, removes part of the water by evaporation, and controls oxygen access through the covering. These process claims are narrower than the broad delivery claims because infringement depends on the actual manufacturing sequence, composition, and chamber-control steps. How do the dependent claims expand the patent’s technical coverage?The dependent claims create several alternative infringement paths. Transdermal patches and dermal drug-delivery systemsClaims 4, 6, 9, 10, 15, 18, 22, 27, and 28 cover heating associated with a dermal delivery system. The heater may:
The claims do not require the heater to be physically integrated into the patch. Claim 15 expressly covers a heater disposed on the dermal drug-delivery system, while other claims can cover a heater placed proximate to a separate patch. Implanted and injected drug reservoirsClaims 23, 38, 39, and 40 extend the concept beyond ordinary patches. They address heating skin and surrounding tissues above an implanted or injected pharmaceutical storage site. Claim 24 identifies a temperature range of approximately 37°C to 50°C. Claims 69 and 70 cover transport from a storage site located within approximately five centimeters of the skin surface. This language could have implicated depot injections, implants, localized reservoirs, and other delivery systems that place drug near the skin. Alternative delivery techniquesClaims 41-44 include iontophoretic delivery, electroporation, and high-speed delivery of a formulation onto skin. Claim 44 recites a delivery speed of at least approximately 10 meters per second. These claims attempt to capture heat-assisted delivery across multiple physical mechanisms. Their breadth also creates greater prior-art and enablement exposure because the patent must support the full range of listed techniques and pharmaceutical formulations. Drug and therapeutic-class coverageClaim 54 lists specific active ingredients:
Claim 55 adds broad therapeutic classes, including androgens, estrogens, analgesics, antihypertensives, antidepressants, antibiotics, anticancer agents, local anesthetics, contraceptives, antidiabetic agents, steroids, anti-allergy agents, antimigraine agents, anti-obesity agents, and smoking-cessation products. The list does not mean that every listed drug would necessarily be enabled by the patent. A challenger could argue that the claims cover formulations and delivery conditions that the specification does not adequately teach. What temperature and duration ranges are protected?The relevant ranges are:
The practical commercial center of gravity is approximately 39°C to 43°C for 20 minutes to several hours. That range is compatible with skin-contact warming systems intended to enhance topical-anesthetic or transdermal delivery without causing thermal injury. The patent does not claim every heated transdermal system. The independent claims require an exothermic heater containing iron powder and water, or an apparatus with the specified iron-based chamber structure. A battery-powered patch heater, resistive element, ultrasound system, or microwave-assisted system would require a separate infringement analysis. How strong are the claims under U.S. patent law?Claim construction risksSeveral terms create claim-construction issues:
A court could construe some terms by reference to the specification and technical context. Terms such as "safe" and "proximate," however, may be challenged as indefinite if they do not provide an objective boundary for a skilled person. Claims 13, 33-37, and 52 are especially vulnerable to indefiniteness arguments because they rely on subjective patient experience, clinical perception, or an undefined drug effect. Claim 13 also appears grammatically defective in the supplied text. Written description and enablementClaims 1 and 55 cover a very large number of drugs, formulations, delivery systems, and physiological mechanisms. A challenger could argue that the patent does not demonstrate possession of the entire claimed genus or teach a skilled person how to practice the full scope without undue experimentation. The risk is highest for:
The narrower heater-composition and manufacturing claims generally present a stronger enablement profile because they define more concrete physical structures and process steps. Anticipation and obviousnessThe principal prior-art combinations would likely include:
The central obviousness theory would be that a skilled person could combine known transdermal heat enhancement with known iron-powder disposable warmers. The patent’s strongest distinction would be the controlled integration of a specified iron-and-water medium, air-permeable chamber, temperature range, and duration with pharmaceutical delivery. The apparatus and manufacturing claims are more vulnerable if prior art disclosed an iron-powder warming pouch with controlled oxygen access before the patent’s priority date. When did US Patent 6,465,006 lose exclusivity?US Patent 6,465,006 issued on October 15, 2002. Its ordinary patent term ran for 20 years from the earliest effective U.S. nonprovisional filing date under the pre-1995 and post-1995 transition rules applicable to the application history. The patent’s enforceable term has expired. Because the patent issued in 2002, any remaining term would have depended on its filing date, patent-term adjustment, terminal disclaimers, and any applicable priority claims. Those factors affect the exact expiration date but do not change the present commercial conclusion: US 6,465,006 is expired and cannot presently block a new U.S. product under ordinary patent infringement law. Patent term is governed principally by 35 U.S.C. §154 and the application-specific file history (U.S. Patent and Trademark Office, n.d.-a). No patent-term extension under 35 U.S.C. §156 would ordinarily be expected for a broad transdermal heater patent because the right is not directed to an approved drug product requiring the relevant regulatory review period. What is the Orange Book status of US Patent 6,465,006?US Patent 6,465,006 is not, by its claim structure, an Orange Book drug-substance, drug-product, or approved-method-of-use patent. It claims a heat-assisted delivery method, a heating apparatus, and heater manufacturing processes. The FDA Orange Book is principally relevant when an NDA holder submits patents that claim an approved drug substance, drug product, or method of using the approved drug. An expired device or drug-delivery patent would not ordinarily create a current Paragraph IV barrier unless it remained properly listed and legally enforceable, which is not the case for this patent (U.S. Food and Drug Administration, n.d.-a). An approved product using the technology could have had separate patents covering:
Those patents must be assessed independently. US 6,465,006 does not establish patent protection for any particular drug. Which commercial products are closest to the claimed technology?The closest product category is a heat-assisted topical or transdermal delivery system using an oxygen-activated iron oxidation reaction. Heated topical anesthetic systemsProducts combining lidocaine or tetracaine with a controlled warming component are technically close to claims 54, 63-68, and 75-type commercial implementations, even where the particular product is protected by different patents. Such systems use heat to increase local skin perfusion and may accelerate onset of dermal anesthesia. The relevant comparison is not whether a product merely warms skin. The product must be evaluated for:
Conventional transdermal patchesNicotine, testosterone, estradiol, clonidine, fentanyl, and nitroglycerin patches are within the pharmaceutical categories identified in claims 54 and 55. A conventional patch without an iron-and-water exothermic heater would not ordinarily fall within claim 1. A patch combined with a separate commercial warming pouch could have created historical infringement exposure if the combination met every limitation of claim 1. That exposure ended when the patent expired. Microneedle and electrically assisted systemsMicroneedle arrays, iontophoresis, electroporation, jet injection, and other enhanced-delivery platforms overlap with the patent’s functional objectives but do not necessarily practice its claimed heater structure. These technologies are more likely to be controlled by platform patents owned by microneedle, medical-device, and specialty pharmaceutical companies. What manufacturing and intellectual-property barriers remain?The expired patent does not remove all barriers to market entry. Current barriers may include:
The most material surviving IP risk is likely to sit in later patents covering integrated combination products rather than in US 6,465,006 itself. Are there Paragraph IV challenges, litigation, or settlement agreements?US 6,465,006 is a device and delivery-method patent rather than a conventional drug patent. Paragraph IV litigation would therefore be unusual unless the patent had been listed in the Orange Book for a specific approved drug, which its claim structure does not indicate. The supplied record does not establish a current Paragraph IV challenge, active infringement case, or settlement agreement involving US 6,465,006. Because the patent has expired, a new Paragraph IV filing directed to this patent would have no practical exclusivity value. Any historical litigation involving a product that used a heated transdermal system would need to be separated from litigation concerning this patent. Product-level disputes can involve later patents, regulatory exclusivity, trademarks, trade secrets, or contract rights. How does US Patent 6,465,006 compare with competing patent estates?
The expired patent was strongest as a platform concept. A current competitor would focus its freedom-to-operate review on later patents covering the specific drug product, patch construction, heating architecture, and manufacturing process. What generic-entry risks exist?For a generic or follow-on transdermal product, US 6,465,006 creates no current U.S. patent-entry risk. The relevant risks are:
A generic applicant using a non-iron heater, such as a resistive element or battery-powered warming layer, would have a stronger technical distinction from the expired claims. An applicant using an iron-powder and water pouch would still not face this expired patent, but it could encounter later patents covering the same commercial implementation. Key Takeaways
Frequently Asked QuestionsCan a company still sell a transdermal patch with an iron-powder heater?Yes. US Patent 6,465,006 is expired. The company must still assess later patents covering the specific patch, heater, formulation, and manufacturing process. Does US Patent 6,465,006 cover all heat-assisted drug delivery?No. The claims are tied to specified iron-powder and water exothermic structures in the independent claims. Other heating technologies may fall outside the literal scope. Did the patent protect fentanyl or nicotine themselves?No. The patent identified fentanyl and nicotine as pharmaceutical examples within a heat-assisted delivery method. It did not create composition-of-matter rights in those drugs. Is an iron-oxidation warming pouch a medical device under FDA law?Its classification depends on its intended use and whether it is marketed as part of a drug-delivery system. An integrated heated drug product may be regulated as a combination product rather than as a standalone consumer warmer (U.S. Food and Drug Administration, n.d.-b). Can expired US Patent 6,465,006 support a new patent application?The expired patent can remain prior art against later applications. A later patent would need a novel and nonobvious improvement, such as a distinct heater architecture, formulation, control algorithm, manufacturing process, or clinical use. ReferencesCongress. (2024). 35 U.S.C. §§ 102, 103, 112, 154, 156, and 271. https://uscode.house.gov/ U.S. Food and Drug Administration. (n.d.-a). Approved drug products with therapeutic equivalence evaluations: Orange Book. https://www.fda.gov/drugs/drug-approvals-and-databases/approved-drug-products-therapeutic-equivalence-evaluations-orange-book U.S. Food and Drug Administration. (n.d.-b). Rationale for assigning combination products to a lead center. https://www.fda.gov/combination-products U.S. Patent and Trademark Office. (n.d.-a). Patent term adjustment. https://www.uspto.gov/patents/laws/patent-term-adjustment U.S. Patent No. 6,465,006. (2002). Method and apparatus for facilitating the absorption of pharmaceuticals through human skin. U.S. Patent and Trademark Office. More… ↓ |
Drugs Protected by US Patent 6,465,006
| Applicant | Tradename | Generic Name | Dosage | NDA | Approval Date | TE | Type | RLD | RS | Patent No. | Patent Expiration | Product | Substance | Delist Req. | Patented / Exclusive Use | Submissiondate |
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| >Applicant | >Tradename | >Generic Name | >Dosage | >NDA | >Approval Date | >TE | >Type | >RLD | >RS | >Patent No. | >Patent Expiration | >Product | >Substance | >Delist Req. | >Patented / Exclusive Use | >Submissiondate |
International Family Members for US Patent 6,465,006
| Country | Patent Number | Estimated Expiration | Supplementary Protection Certificate | SPC Country | SPC Expiration |
|---|---|---|---|---|---|
| Austria | 320233 | ⤷ Start Trial | |||
| Austria | 489949 | ⤷ Start Trial | |||
| Australia | 2002336585 | ⤷ Start Trial | |||
| Australia | 5924199 | ⤷ Start Trial | |||
| Australia | 6406299 | ⤷ Start Trial | |||
| >Country | >Patent Number | >Estimated Expiration | >Supplementary Protection Certificate | >SPC Country | >SPC Expiration |
