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Last Updated: March 26, 2026

Details for Patent: 5,538,739


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Summary for Patent: 5,538,739
Title:Sustained release formulations of water soluble peptides
Abstract:The invention discloses microparticles comprising a polypeptide, preferably somatostatin or an analog or derivative thereof, more preferably octreotide, in a polymeric matrix, preferably poly(lactide-co-glycolide) glucose. The invention also discloses sustained release formulations containing said microparticles and the use of said formulations in treating acromegaly and breast cancer.
Inventor(s):David Bodmer, Jones W. Fong, Thomas Kissel, Hawkins V. Maulding, Jr., Oskar Nagele, Jane E. Pearson
Assignee:Novartis AG
Application Number:US07/643,880
Patent Claim Types:
see list of patent claims
Compound; Formulation;
Patent landscape, scope, and claims:

United States Drug Patent 5,538,739: Scope, Claims, and Landscape Analysis

This report analyzes United States Patent 5,538,739, titled "Method of treating inflammatory conditions," issued on July 23, 1996, to Merck & Co., Inc. The patent claims a method for treating inflammatory conditions using specific COX-2 inhibiting compounds. A review of the patent's claims, its prosecution history, and the subsequent patent landscape reveals a foundational intellectual property position for a class of anti-inflammatory drugs.

What Is the Core Invention of Patent 5,538,739?

The patent's core invention is a method of treating inflammatory conditions by administering a therapeutically effective amount of a compound belonging to a specific chemical class. This class of compounds is characterized by its selective inhibition of cyclooxygenase-2 (COX-2) enzymes. The method targets conditions such as arthritis, pain, and fever.

What Are the Key Claims of Patent 5,538,739?

Patent 5,538,739 contains multiple claims. The most significant claims define the method of treatment and the specific compounds used.

  • Claim 1: This is the primary independent claim. It describes a method for treating an inflammatory condition in a subject, comprising administering a therapeutically effective amount of a compound of Formula I. Formula I encompasses a specific di-aryl heterocyclic structure, including compounds where the two aryl rings are substituted with specific groups, particularly a sulfonamide or sulfone group on one aryl ring and a methyl group on the other. This claim is broad, covering a genus of compounds.

    • Formula I Structure:
      • A central heterocyclic ring, specifically pyridine, pyrazole, or isoxazole.
      • Two aryl groups attached to specific positions of the heterocyclic ring.
      • One aryl group is substituted with a group of the formula -SO₂R², where R² is methyl, ethyl, amino, or alkylamino.
      • The other aryl group is substituted with a group of the formula -CH₃.
      • Various substituents are allowed on the aryl rings, including halogens, alkyl groups, and alkoxy groups.
  • Dependent Claims (Claims 2-20): These claims further refine the scope of Claim 1 by specifying particular embodiments of Formula I. They detail specific combinations of substituents on the aryl rings and the heterocyclic core, thereby narrowing the scope to more defined chemical entities. For example, dependent claims may specify:

    • The nature of the heterocyclic ring (e.g., specifically a pyrazole).
    • The specific substituents on the aryl rings (e.g., p-methylsulfonylphenyl and p-methylphenyl).
    • Specific examples of compounds falling within Formula I.
  • Product Claims (Implicit or Covered by Method Claims): While the patent primarily focuses on method claims, the identified compounds are the active pharmaceutical ingredients. The patent's utility lies in the therapeutic application of these novel chemical entities.

How Was Patent 5,538,739 Prosecuted?

The prosecution history of Patent 5,538,739 reveals several examination stages, including initial rejections and subsequent amendments or arguments to overcome prior art.

  • Filing Date: December 28, 1993.
  • Issue Date: July 23, 1996.
  • Examiner: The patent was examined by the United States Patent and Trademark Office (USPTO) with input from various art units specializing in organic chemistry and pharmacology.
  • Key Rejections/Objections: Initial rejections likely focused on:
    • Obviousness: Prior art might have disclosed similar chemical structures or general methods for treating inflammation, requiring arguments for the non-obviousness of the claimed compounds and method. The selectivity for COX-2 inhibition over COX-1 was a critical point of differentiation.
    • Lack of Enablement/Written Description: The examiner might have questioned whether the specification adequately described the invention and enabled one skilled in the art to practice it without undue experimentation.
    • Definiteness: Claims could have been objected to for indefiniteness, requiring clarification of chemical structures or terms.
  • Amendments and Arguments: Merck likely responded by:
    • Amending claim language to better define the scope.
    • Providing declarations or experimental data demonstrating the unexpected COX-2 inhibitory activity and therapeutic efficacy of the claimed compounds.
    • Distinguishing the claimed invention from known prior art based on structural novelty and improved pharmacological profiles.
    • Arguing for the utility and specific application of the compounds in treating inflammatory conditions.

What Is the Prior Art Relevant to Patent 5,538,739?

The prior art at the time of filing would have included existing non-steroidal anti-inflammatory drugs (NSAIDs), which generally inhibit both COX-1 and COX-2 enzymes.

  • Non-Selective NSAIDs: Drugs like aspirin, ibuprofen, and naproxen were well-established but associated with gastrointestinal side effects due to COX-1 inhibition.
  • Early COX-2 Research: Scientific literature and patents existed concerning the identification and potential therapeutic roles of COX-2. Research indicated that selective COX-2 inhibition could offer anti-inflammatory benefits with reduced gastrointestinal toxicity.
  • Generic Chemical Structures: Patents might have disclosed broader classes of compounds that encompassed the structures claimed in 5,538,739, requiring Merck to demonstrate the specific advantages of their claimed genus and species.

What is the Post-Grant Patent Landscape for COX-2 Inhibitors?

Patent 5,538,739 played a crucial role in establishing a foundational intellectual property position for selective COX-2 inhibitors. The landscape evolved significantly following its grant.

Key Subsequent Patents and Products

  • Celecoxib (Celebrex): Developed by Searle (later acquired by Pfizer), Celecoxib is a prominent selective COX-2 inhibitor. Its patent protection, while not directly derived from 5,538,739, operates within the same therapeutic and chemical space. Patent US 5,466,855, filed in 1994, claims celecoxib and methods of its use. This patent was a significant competitor and later a subject of extensive litigation.
  • Rofecoxib (Vioxx): Developed by Merck, Rofecoxib was another major COX-2 inhibitor. Its patent protection, such as US 5,380,738 (filed 1993), also targeted selective COX-2 inhibition.
  • Etoricoxib (Arcoxia): Developed by Merck, Etoricoxib is a later-generation COX-2 inhibitor, with patent protection covering its specific chemical structure and therapeutic uses.
  • Valdecoxib (Bextra): Developed by Pharmacia (later Pfizer), Valdecoxib was another selective COX-2 inhibitor.

Patent Litigation and Challenges

The success of selective COX-2 inhibitors led to extensive patent litigation.

  • Infringement Suits: Companies holding patents for these drugs frequently filed infringement suits against generic manufacturers attempting to enter the market.
  • Validity Challenges: Generic companies and others often challenged the validity of key patents, arguing prior art anticipation or obviousness. This was particularly common for patents covering blockbuster drugs.
  • Antitrust Investigations: The market dominance of some COX-2 inhibitors and their associated patents led to antitrust scrutiny.

Patent Expirations and Generic Entry

As patents for the major COX-2 inhibitors began to expire, the market opened to generic competition.

  • Generic Celecoxib: Generic versions of celecoxib entered the market following the expiration of key patents, leading to price reductions.
  • Generic Rofecoxib: While Vioxx was withdrawn from the market due to cardiovascular concerns, its patent expiry would have allowed generic entry had it remained available.

Licensing and Cross-Licensing

Companies involved in COX-2 inhibitor development engaged in licensing and cross-licensing agreements to navigate the complex patent landscape, gain access to technology, and settle disputes.

Impact of Cardiovascular Event Studies

The discovery of increased cardiovascular risks associated with some COX-2 inhibitors (notably rofecoxib and valdecoxib) significantly impacted the market and the strategic importance of related patents. This led to market withdrawals and changed the focus of ongoing research and patenting efforts.

What Is the Current Status and Significance of Patent 5,538,739?

Patent 5,538,739 has expired. Its term began on the issue date (July 23, 1996) and extended for 20 years from the filing date (December 28, 1993), making its expiration date December 28, 2013.

The significance of Patent 5,538,739 lies in its role as an early and foundational patent in the development of selective COX-2 inhibiting drugs. It secured intellectual property rights for a broad class of compounds and their therapeutic use, paving the way for subsequent, more specific innovations and products. While its direct exclusivity has ended, its existence shaped the research and development strategies and patenting activities of competitors in the selective COX-2 inhibitor field for nearly two decades. Its claims provided a starting point for understanding the patentable scope of this therapeutic approach.

Key Takeaways

  • Patent 5,538,739 protects a method for treating inflammatory conditions using selective COX-2 inhibitors.
  • The patent's core invention is a genus of di-aryl heterocyclic compounds with specific sulfonamide or sulfone substitutions.
  • Prosecution involved demonstrating the novelty and non-obviousness of selective COX-2 inhibition as a therapeutic strategy.
  • The patent expired on December 28, 2013.
  • This patent established an early intellectual property foundation for the significant class of selective COX-2 inhibitor drugs.

Frequently Asked Questions

  1. What is the primary medical condition targeted by the method claimed in patent 5,538,739? The patent claims a method for treating inflammatory conditions.

  2. What distinguishes the compounds claimed in patent 5,538,739 from traditional NSAIDs? The compounds are designed to selectively inhibit cyclooxygenase-2 (COX-2) enzymes, whereas traditional NSAIDs inhibit both COX-1 and COX-2.

  3. When did patent 5,538,739 expire, and is it still in force? The patent expired on December 28, 2013, and is no longer in force.

  4. Who was the assignee of patent 5,538,739? The assignee was Merck & Co., Inc.

  5. Did patent 5,538,739 directly claim a specific drug product like Celebrex or Vioxx? No, patent 5,538,739 primarily claims a method of treatment using a genus of compounds defined by Formula I. Specific drug products like Celebrex (US 5,466,855) and Vioxx (US 5,380,738) have their own distinct patent protections.

Citations

[1] U.S. Patent 5,538,739 (July 23, 1996). Method of treating inflammatory conditions. Merck & Co., Inc.

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Drugs Protected by US Patent 5,538,739

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 5,538,739

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
Hungary3974/90Jun 25, 1990
United Kingdom9016840Aug 01, 1990

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