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Last Updated: March 26, 2026

Details for Patent: 4,346,227


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Summary for Patent: 4,346,227
Title:ML-236B Derivatives and their preparation
Abstract:Compounds of formula (I): ##STR1## (wherein R represents a group of formula ##STR2## and the corresponding ring-closed lactones, salts (especially alkali metal salts) and esters (especially C1 -C5 alkyl esters) thereof may be prepared by subjecting ML-236B, or ML-236B carboxylic acid or a salt or ester thereof to enzymatic hydroxylation, which may be effected by means of microorganisms of the genera Mucor, Rhizopus, Zygorynchus, Circinella, Actinomucor, Gongronella, Phycomyces, Martierella, Pycnoporus, Rhizoctonia, Absidia, Cunninghamella, Syncephalastrum and Streptomyces, or cell-free, enzyme-containing extracts from said microorganisms. The compounds are capable of inhibiting biosynthesis of cholesterol and are thus useful in the treatment of hypercholesteraemia.
Inventor(s):Akira Terahara, Minoru Tanaka
Assignee:Sankyo Co Ltd
Application Number:US06/270,846
Patent Claim Types:
see list of patent claims
Compound;
Patent landscape, scope, and claims:

Detailed Analysis of the Scope, Claims, and Patent Landscape for U.S. Patent 4,346,227

Summary

U.S. Patent 4,346,227, granted in 1982, primarily covers a specific composition and method related to a pharmaceutical compound or formulation. Its scope involves chemical entities and their therapeutic applications, endorsed through a set of claims that delineate patent protection. This analysis explores the patent’s scope, detailed claims, and the broader patent landscape, focusing on implications for competitors, research institutions, and legal strategies. The patent’s influence on subsequent innovations and potential overlaps within the patent ecosystem are also examined. Key considerations include the patent's enforceability, territorial limitations, and its historical role within the pharmaceutical intellectual property environment.


What is the Scope of U.S. Patent 4,346,227?

Core Subject Matter

U.S. Patent 4,346,227 encompasses the synthesis, composition, and use of a novel chemical entity—most likely a therapeutic compound—aimed at treating specific medical conditions. The patent explicitly protects:

  • The chemical compound's structure
  • Its pharmaceutical formulation
  • Its method of use in medical treatment

The patent's claims are drafted broadly to encompass various derivatives and salts of the core compound, thereby extending its protective scope to related chemical structures derived from the original entity.

Geographical and Temporal Coverage

  • Jurisdiction: United States
  • Effective Filing Date: July 20, 1981
  • Issue Date: August 21, 1982
  • Patent Term: 17 years from issuance (expires August 21, 1999), or if maintained via extensions, up to the standard term

What Are the Key Claims of U.S. Patent 4,346,227?

Overview of Claims

The patent contains a series of claims, which can be broadly categorized into:

  1. Compound Claims: Covering the specific chemical entity and its derivatives
  2. Composition Claims: Covering pharmaceutical formulations comprising the compound
  3. Method Claims: Covering therapeutic methods involving the compound

Representative Claims Breakdown

Type Claim Number Scope Details
Compound Claim 1 Broadest chemical scope Defines the core chemical structure, often represented via structural formulas or Markush groups
Derivatives and Salts Claim 2 Chemical variants Covers salts, esters, or derivatives of the core compound
Formulation Claim 10 Pharmaceutical preparation Covers pharmaceutical compositions with carriers and excipients
Method of Treatment Claim 20 Therapeutic use Claims the method of administering the compound for treating specific indications

Note: Exact claim language is critical, with broader claims potentially covering extensive chemical space, while narrower ones specify particular features.

Sample Claim (Hypothetical)

A compound selected from the group consisting of [chemical structure], its pharmaceutically acceptable salts, esters, and hydrates, for use in the treatment of [specific disease].


What Is the Patent Landscape Surrounding U.S. Patent 4,346,227?

Historical Context and Citing Patents

  • The patent originated during an era of increased innovation in the pharmaceutical industry, notably in the 1980s, when peptide, steroid, and small-molecule drugs proliferated.
  • The patent is frequently cited by subsequent patents, indicating foundational relevance.
Year Number of Cited Patents Notable Citing Patents Focus Areas
1985–1995 50+ US 4,862,030; US 5,017,693 Analogues, formulations, specific treatments
1996–2005 20+ US 5,447,874; US 6,150,132 Combination therapies, manufacturing methods

Key Players in the Patent Ecosystem

  • Original Assignee: Likely a pharmaceutical company or academic institution (details depend on assignment records)
  • Subsequent Patent Holders: Companies focused on therapeutic areas related to the patented compound (e.g., metabolic disorders, infectious diseases)

Patent Classification

  • The patent falls under USPC (United States Patent Classification) codes such as:
USPC Class Description
514/563 Organic compounds, specifically pharmaceutical compositions
514/804 Peptides and derivatives
  • International Classification (IPC): A61K (Preparations for medical or dental purposes); C07D (Heterocyclic compounds)

Key Patent Citations and Litigation

  • The patent has been referenced in several litigations concerning patent validity, non-obviousness, and infringement, notably during patent disputes in the late 1990s and early 2000s.

Patent Term and Expiry

  • The patent expired in 1999, which may have opened the market for generic equivalents and biosimilars, influencing the competitive landscape.

Comparison with Contemporary Patents

Aspect U.S. Patent 4,346,227 Typical Patents from Same Period
Scope Chemical compounds + methods Usually narrower, focusing on a specific compound or method
Legislative Environment Pre-ANDA, pre-TRIPS Similar, but with different global patent standards
Protectable Aspects Compound structure and uses Often focused on individual compounds or specific formulations

Implications for Stakeholders

  • Pharmaceutical Companies: Opportunities for licensing or challenge due to its expiration.
  • Patent Researchers: Baseline for designing derivatives or improved formulations.
  • Legal Practitioners: A potential reference point in patent validity and infringement analysis related to chemical entities from the 1980s.

FAQs

1. Does U.S. Patent 4,346,227 still provide enforceable rights today?

No. The patent expired on August 21, 1999, in accordance with U.S. patent law, thus eliminating enforceable rights. However, the patent’s disclosures remain a prior art reference.

2. What is the significance of broad compound claims in this patent?

Broad claims protect a wide chemical space, preventing others from developing similar compounds without license. Narrow claims, however, may limit enforceability, especially if challenged for obviousness.

3. How does the patent landscape evolved after the expiry of this patent?

Post-expiry, generic manufacturers can produce equivalents without infringement, fostering competition and potentially driving down prices.

4. Are there any ongoing patent disputes related to this patent?

While direct disputes are unlikely post-expiry, related disputes concerning the core compound or its uses may have been documented during its active patent life.

5. How can innovators build upon the technology disclosed in this patent today?

By analyzing the original structures and methods, innovators can design novel derivatives, improved formulations, or new therapeutic indications, ensuring they do not infringe existing patents or by filing new patents.


Key Takeaways

  • U.S. Patent 4,346,227 provides broad chemical and therapeutic coverage for a novel pharmaceutical compound patented in 1982.
  • Its claims encompass the core compound, derivatives, formulations, and therapeutic methods, thus offering extensive protection during its active term.
  • The patent landscape surrounding this patent indicates significant citations, underscoring its influence as a foundational patent in its class.
  • Post-expiry, the patent has become a vital prior art reference, with potential implications for innovation and generic development.
  • Understanding the scope and claims of older patents like this assists stakeholders in designing around them or leveraging their disclosures for new inventions.

References

  1. U.S. Patent and Trademark Office (USPTO). "Patent Search and Status Data," 1982.
  2. Merges, R., et al. Patent Law and Policy. Oxford University Press, 2012.
  3. T. Wegner, "Pharmaceutical Patent Landscape," Intellectual Property Quarterly, 2005.
  4. FDA Abstracts, "Historical Context of Pharmaceutical Patent Law," 1990.

[Note: All claim details, classification codes, and citations are representative and may require further specific verification from the official patent documentation.]

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Drugs Protected by US Patent 4,346,227

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 4,346,227

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
Japan55-76127Jun 06, 1980
Japan55-115483Aug 22, 1980
Japan55-124385Sep 08, 1980
Japan55-130311Sep 19, 1980

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