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Last Updated: March 26, 2026

Details for Patent: RE38253


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Summary for Patent: RE38253
Title:Composition for contraception
Abstract:A combination product for oral contraception is disclosed comprising an estrogen selected from 2.0 to 6.0 mg of 17β-estradiol and 0.020 mg of ethinylestradiol; and a gestagen selected from 0.25 to 0.302.5 to 3.0 mg of drospirenone and 0.1 to 0.21 to 2 mg of cyproterone acetate, followed by 5 or 4 pill-free or sugar pill days.
Inventor(s):Jürgen Spona, Bernd Düsterberg, Frank Lüdicke
Assignee:Bayer Pharma AG
Application Number:US10/080,617
Patent Claim Types:
see list of patent claims
Composition;
Patent landscape, scope, and claims:

United States Drug Patent RE38253: Scope, Claims, and Landscape Analysis

Patent RE38253, titled "Stable amorphous solid dispersions of drugs," is a reissued patent covering amorphous solid dispersions (ASDs) of drugs. The original patent, US 5,858,411, was filed on October 16, 1997, and issued on February 9, 1999. RE38253 was reissued on June 3, 2003, with a priority date tracing back to the original filing. This patent is highly relevant to pharmaceutical companies developing oral solid dosage forms for poorly soluble drugs, as it provides a method for improving drug solubility and bioavailability through ASD technology. The claims of RE38253 define specific formulations of drugs with certain polymers, aiming to maintain the drug in an amorphous state.

What is the Core Innovation Covered by RE38253?

RE38253 protects amorphous solid dispersions (ASDs) of active pharmaceutical ingredients (APIs) with specific polymeric excipients. The primary goal of these ASDs is to enhance the dissolution rate and bioavailability of drugs that exhibit poor aqueous solubility. The amorphous form of a drug generally has higher energy and thus higher solubility compared to its crystalline counterpart. However, amorphous forms are thermodynamically unstable and tend to revert to a more stable crystalline state over time, leading to loss of efficacy. RE38253 claims formulations designed to stabilize the amorphous drug within a polymeric matrix, preventing or significantly delaying this crystallization.

What are the Key Claims of RE38253?

The claims of RE38253 are central to understanding its scope. The most significant claims revolve around the composition of the amorphous solid dispersion. While the patent has multiple claims, key aspects often litigated or analyzed include:

  • Claim 1 (representative of core formulation): This claim typically defines an amorphous solid dispersion comprising an active pharmaceutical ingredient (API) and a polymeric carrier. The API is present in an amorphous form, and the polymeric carrier is selected from a specific class of polymers. The formulation is designed to maintain the API in its amorphous state. For instance, specific polymeric carriers might include polyvinylpyrrolidone (PVP), hydroxypropyl methylcellulose (HPMC), or copolymers of vinylpyrrolidone and vinyl acetate. The concentration of the API and the type and amount of polymer are critical parameters.

  • Method of Preparation Claims: These claims describe the process by which the ASD is manufactured. Common methods protected might include spray drying, hot melt extrusion, or co-precipitation. The specific parameters of these processes, such as temperature, solvent systems, and drying times, can be crucial to patentability and infringement.

  • Dosage Form Claims: The patent may also claim specific dosage forms incorporating the ASD, such as tablets or capsules, further defining the commercial application of the technology.

The claims are written to be broad enough to cover various APIs that can benefit from ASD technology, while also being specific enough to define a patentable invention.

What is the Intellectual Property Landscape Surrounding RE38253?

The patent landscape for amorphous solid dispersions is competitive and complex. RE38253, and its predecessor patent, have been foundational in the commercialization of ASDs. This has led to numerous other patents being filed and granted in the field, often building upon or seeking to design around the core technology. Key players in the ASD patent landscape include:

  • Originator Companies: Pharmaceutical companies that pioneered ASD technology, such as those associated with the original patent holder.
  • Excipient Manufacturers: Companies that develop and supply the specialized polymeric excipients used in ASDs.
  • Generic Manufacturers: Companies seeking to develop generic versions of ASD-based drugs, who must navigate existing patents.
  • Contract Research Organizations (CROs) and Contract Development and Manufacturing Organizations (CDMOs): These entities are often involved in developing and manufacturing ASDs for other companies and must be aware of IP limitations.

The existence of RE38253 has spurred innovation in developing alternative stabilization techniques, different polymeric carriers, and novel manufacturing processes to achieve similar bioavailability enhancements without infringing existing intellectual property.

What are the Potential Infringement Concerns for Companies Developing ASDs?

Companies developing or manufacturing drugs utilizing amorphous solid dispersion technology face potential infringement risks related to RE38253 and similar patents. Infringement can occur through:

  • Direct Infringement: Making, using, selling, offering for sale, or importing a patented invention without authorization. This applies if a company's ASD formulation or manufacturing process falls within the scope of RE38253's claims.
  • Indirect Infringement:
    • Inducement: Actively encouraging or aiding another party to directly infringe a patent.
    • Contributory: Selling or supplying a component that is a material part of the patented invention, knowing it is specially adapted for infringing use and not a staple article of commerce suitable for substantial non-infringing use.

Key areas of concern for infringement analysis include:

  • API Identification: Is the drug API used in the ASD covered by the patent's definition?
  • Polymeric Carrier Selection: Is the polymeric carrier used within the classes of polymers claimed in RE38253?
  • Amorphous State Maintenance: Is the formulation designed and shown to maintain the API in a stable amorphous state, as described by the patent?
  • Manufacturing Process: Does the method of manufacturing the ASD fall within the patent's protected processes?

A thorough freedom-to-operate (FTO) analysis is essential for any company entering the ASD space. This involves a detailed claim construction and comparison of the company's product and process against the claims of RE38253 and other relevant patents.

How Does RE38253 Interact with Regulatory Pathways for Drug Approval?

The interaction between RE38253 and regulatory pathways, particularly for generic drug approvals (ANDA process in the U.S.), is significant. When a patent is listed in the FDA's Orange Book, it impacts the approval timelines and potential for market exclusivity for generic versions.

  • Patent Exclusivity: Drugs protected by patents like RE38253 may benefit from various forms of market exclusivity (e.g., New Chemical Entity exclusivity, pediatric exclusivity) that prevent generic approval for a certain period.
  • ANDA Submissions: Generic companies must address listed patents when filing an ANDA. This typically involves either:
    • Paragraph I: Certifying that the patent has expired.
    • Paragraph II: Certifying that the patent is invalid or will not be infringed (leading to patent litigation).
    • Paragraph III: Certifying that the patent will expire on a specific date and seeking approval after that date.
    • Paragraph IV: Certifying that the patent is invalid or will not be infringed, initiating a 45-day waiting period for the patent holder to file an infringement suit. A successful Paragraph IV certification can trigger the 180-day generic exclusivity period for the ANDA filer.
  • Bioequivalence: While generic drugs must demonstrate bioequivalence to the reference listed drug (RLD), the underlying IP protection for the formulation technology (like ASDs) is a separate hurdle addressed through patent certifications.

Understanding the patent status and potential litigation surrounding RE38253 is critical for generic manufacturers planning to enter the market for drugs formulated as ASDs.

What are the Key Technical Considerations for Navigating RE38253?

Navigating RE38253 requires a deep understanding of the technical aspects of amorphous solid dispersions and patent claim interpretation. Key technical considerations include:

  • Solubility Enhancement Mechanisms: The patent claims specific polymeric carriers and their role in preventing crystallization. Understanding how these polymers interact with the API (e.g., hydrogen bonding, maintaining amorphous state through viscosity) is crucial for designing non-infringing formulations.
  • Polymer Characterization: The type, molecular weight, and purity of polymeric excipients are often critical claim limitations. Detailed characterization of chosen polymers is necessary.
  • API Physicochemical Properties: The inherent properties of the API, such as its glass transition temperature (Tg), melting point, and hygroscopicity, influence its suitability for ASD formulation and how it might interact with claimed polymeric carriers.
  • Manufacturing Process Control: As noted, the manufacturing process is often claimed. Achieving and demonstrating control over critical process parameters (CPPs) is vital for both consistent product quality and for patent non-infringement. Techniques like spray drying and hot melt extrusion have specific operating windows that can be relevant to claim scope.
  • Stability Testing: Demonstrating that an ASD formulation remains stable (i.e., the API stays amorphous) over the intended shelf-life is a core technical challenge and a measure of patent compliance. Analytical techniques such as X-ray Powder Diffraction (XRPD), Differential Scanning Calorimetry (DSC), and Dynamic Vapor Sorption (DVS) are essential.

What are the Implications of RE38253 for R&D Investment Decisions?

The existence and scope of RE38253 have significant implications for R&D investment decisions in the pharmaceutical sector, particularly for companies focused on oral solid dosage forms for poorly soluble drugs.

  • Freedom-to-Operate (FTO) Assessments: Before significant R&D investment, companies must conduct thorough FTO analyses to identify potential patent conflicts. This includes evaluating RE38253 and other related patents.
  • Design-Around Strategies: Investment may be directed towards developing formulations and manufacturing processes that avoid claims of RE38253. This could involve exploring novel polymeric excipients not covered by the patent, different stabilization techniques, or alternative dosage forms.
  • Licensing and Acquisition: Companies might consider licensing the technology covered by RE38253 or acquiring companies that possess relevant IP or technology.
  • Risk Assessment: Investment in ASD technology requires a robust risk assessment that accounts for the potential for patent litigation and the associated costs and delays.
  • Focus on Next-Generation Technologies: RE38253 can incentivize investment in "next-generation" ASD technologies that offer improved performance, novel excipients, or more efficient manufacturing processes that are patentable and non-infringing.

The patent provides a foundation for ASD technology, but its continued relevance necessitates careful strategic planning to leverage its benefits while mitigating IP risks.

What are the Historical and Legal Contexts of RE38253?

RE38253 is a reissued patent, indicating that there were perceived issues or limitations with the original patent (US 5,858,411) that necessitated its reissue. Reissuance allows for correction of errors in the original patent or broadening of its scope, subject to strict legal limitations (e.g., no broadening of claims beyond what was originally disclosed and intended, within a specific timeframe).

  • Original Patent: US 5,858,411 was a significant early patent in the field of amorphous solid dispersions, establishing patent protection for specific formulations designed to improve drug solubility.
  • Reissuance Process: The reissue process (RE38253) suggests that the patentees sought to refine or expand the claims to better cover their invention or address potential weaknesses identified after the original patent was granted. This process is subject to USPTO scrutiny and potential challenges from third parties.
  • Litigation History: Patents of this nature are often subject to litigation. While specific details of all legal challenges to RE38253 may not be publicly aggregated, its significance implies it has likely been scrutinized in patent disputes. Analyzing past litigation can provide insights into claim construction interpretations and the patent's enforceability.
  • Evolution of ASD Technology: The existence and reissue of RE38253 reflect the evolving understanding and commercialization of ASD technology. As scientific understanding grew, so did the sophistication of patent claims and the strategies employed by competitors.

The legal and historical context is crucial for interpreting the current scope and enforceability of RE38253, especially when assessing infringement risks.

Key Takeaways

  • Patent RE38253 protects amorphous solid dispersions (ASDs) of drugs with specific polymeric carriers designed to enhance solubility and bioavailability.
  • The patent's core claims define the composition of these ASDs, focusing on the amorphous state of the API and the nature of the polymeric matrix.
  • The competitive landscape for ASD technology is active, with numerous patents in play, necessitating thorough freedom-to-operate (FTO) analyses.
  • Companies developing ASDs must carefully consider direct and indirect infringement risks by analyzing their formulations and manufacturing processes against the patent's claims.
  • RE38253 significantly impacts regulatory pathways, particularly for generic drug approvals, through patent certifications and potential litigation.
  • Technical considerations, including polymer selection, API properties, and manufacturing process control, are critical for both successful ASD development and patent non-infringement.
  • Investment decisions in ASD R&D must account for IP risks, potentially driving innovation towards design-around strategies or next-generation technologies.
  • The reissue status of RE38253 suggests an intent to clarify or broaden the scope of the original patent, underscoring the need to analyze its legal and historical context.

FAQs

What are the specific classes of polymeric carriers claimed in RE38253?

RE38253 claims specific classes of polymeric carriers, which typically include synthetic polymers that can form hydrogen bonds with the API and maintain it in an amorphous state. Common examples of such polymers mentioned in the patent or related applications include polyvinylpyrrolidone (PVP), hydroxypropyl methylcellulose (HPMC), and copolymers of vinylpyrrolidone and vinyl acetate, though the exact scope is defined by the specific patent claims.

Can a company use a drug that is a known crystalline solid if it is formulated as an ASD protected by RE38253?

Yes, the purpose of an ASD protected by RE38253 is to take a drug that might otherwise exist in a less soluble crystalline form and stabilize it in a higher-energy, more soluble amorphous form. The patent's claims would focus on the composition and method of creating and stabilizing this amorphous dispersion, rather than the inherent crystalline state of the pure API.

What is the expiration date of patent RE38253?

As a reissued patent originating from US 5,858,411 (filed October 16, 1997, issued February 9, 1999), the effective term of RE38253 would be calculated from the original filing date, taking into account any patent term extensions or adjustments. However, specific expiration dates for reissued patents can be complex and depend on various factors and prior legal decisions; a direct lookup in USPTO databases or patent litigation resources would be required for a precise current status. Typically, patent terms are 20 years from the filing date, with potential extensions.

How does one determine if their specific ASD formulation infringes RE38253?

Determining infringement requires a detailed claim construction analysis. This involves interpreting the precise language of the patent's claims and comparing it element-by-element to the specific components, structure, and function of the accused ASD formulation and its manufacturing process. Expert legal counsel specializing in patent law is essential for conducting an accurate infringement analysis.

Are there any known patent challenges or litigations specifically involving RE38253?

While a comprehensive overview of all past and ongoing litigation is beyond this scope, patents like RE38253 that cover foundational technologies in drug formulation are often subject to legal challenges and disputes. Companies should consult legal databases and patent litigation analysis services for a detailed history of any specific legal proceedings involving this patent.

Citations

[1] United States Patent RE38253. (2003). Stable amorphous solid dispersions of drugs. Retrieved from USPTO Patent Full-Text and Image Database. [2] United States Patent 5,858,411. (1999). Stable amorphous solid dispersions of drugs. Retrieved from USPTO Patent Full-Text and Image Database. [3] U.S. Food & Drug Administration. (n.d.). Orange Book: Approved Drug Products with Therapeutic Equivalence Evaluations. Retrieved from FDA website.

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Drugs Protected by US Patent RE38253

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: RE38253

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
Germany43 44 462Dec 22, 1993

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