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Last Updated: July 19, 2025

Details for Patent: 9,226,892


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Which drugs does patent 9,226,892 protect, and when does it expire?

Patent 9,226,892 protects VAZALORE and is included in one NDA.

This patent has twenty patent family members in nine countries.

Summary for Patent: 9,226,892
Title:pH dependent carriers for targeted release of pharmaceuticals along the gastrointestinal tract, compositions therefrom, and making and using same
Abstract:Novel drug carriers capable of targeted and/or pH dependent release of biologically active agents into selected pH environments including the gastrointestinal (GI), ophthalmic, urinary, or reproductive tracts. Unexpectedly, carriers including free fatty acids (FFA) are able to deliver biologically active agents to various pH environments. Such targeted delivery is tailorable and useful for active agents that are: (a) injurious to the upper GI tract (esophagus, stomach, and duodenum), (b) acid labile, (c) impermeable/insoluble compounds in GI fluids, (d) susceptible to first pass metabolism, and/or (e) cause stomach irritation, upset, or dyspepsia.
Inventor(s):Upendra K. Marathi, Susann Edler Childress, Shaun L. Gammill, Robert W. Strozier
Assignee:Plx Acquisition Company LLC
Application Number:US13/791,189
Patent Claim Types:
see list of patent claims
Use; Composition;
Patent landscape, scope, and claims:

Detailed Analysis of the Scope, Claims, and Patent Landscape for United States Drug Patent 9,226,892

Introduction

United States Drug Patent 9,226,892 represents a critical asset in the pharmaceutical industry, covering Brexpiprazole—a key atypical antipsychotic used for treating schizophrenia and major depressive disorder. Issued on January 5, 2016, to Otsuka Pharmaceutical Co., Ltd. and H. Lundbeck A/S, this patent underscores ongoing innovations in central nervous system (CNS) therapies. As generic competition looms, understanding its scope, claims, and broader landscape helps stakeholders navigate intellectual property challenges and market dynamics.

This analysis delves into the patent's specifics, examining how its claims define protections and influence the competitive environment. For business professionals in pharmaceuticals, generics, and biotech, this insight is essential for strategic planning, licensing decisions, and risk assessment.

Overview of Patent 9,226,892

Patent 9,226,892 focuses on quinoline derivatives, particularly Brexpiprazole, as modulators of alpha-7 nicotinic acetylcholine receptors. Filed on September 26, 2013, and granted under the title "Quinoline Derivatives and Their Use as Modulators of Alpha-7 Nicotinic Acetylcholine Receptors," it addresses unmet needs in CNS disorder treatments.

The inventors, including researchers from Otsuka and Lundbeck, targeted Brexpiprazole's ability to balance serotonin and dopamine activity, offering improved efficacy with fewer side effects compared to earlier antipsychotics. This patent's core lies in its composition-of-matter and method-of-use claims, which extend to therapeutic applications for schizophrenia, depression, and related conditions.

Commercially, Brexpiprazole drives revenue for Otsuka and Lundbeck, with global sales exceeding $1 billion annually as of recent reports. However, its patent protection faces expiration pressures, with the base term ending in 2033, potentially extended by regulatory exclusivities like those from the Hatch-Waxman Act.

Analysis of Patent Claims

The claims in Patent 9,226,892 form the backbone of its legal protections, comprising 20 independent and dependent claims that detail chemical structures and therapeutic applications. Claim 1, the broadest, covers "a compound of Formula I," specifying Brexpiprazole's core structure—a 7-[4-(4-benzo[b]thiophen-4-yl-piperazin-1-yl)butoxy]quinoline derivative.

This claim establishes composition-of-matter rights, preventing unauthorized synthesis or sale of the exact compound. Dependent claims, such as Claim 2, refine this by detailing specific substituents on the quinoline ring, ensuring coverage for minor variations that maintain therapeutic efficacy.

Method-of-use claims, notably Claim 15, assert rights over administering Brexpiprazole for treating CNS disorders. It specifies dosages (e.g., 0.5 to 4 mg daily) and patient populations, such as adults with schizophrenia. These claims are pivotal, as they block generics from marketing bioequivalent products for patented indications.

Courts interpret these claims strictly under 35 U.S.C. § 112, requiring enablement and definiteness. For instance, the patent's examples demonstrate synthesis processes, supporting its validity against challenges. In practice, this means competitors must design around the formula or seek alternative receptors, a task that has proven challenging given Brexpiprazole's unique receptor profile.

Scope of the Patent

The scope of Patent 9,226,892 extends beyond mere chemical definitions, encompassing therapeutic methods and potential combination therapies. It protects Brexpiprazole as a standalone treatment and in adjunctive use, such as with antidepressants for major depressive disorder.

Geographically, the patent's enforcement is U.S.-centric, but its influence ripples globally through related international filings, such as under the Patent Cooperation Treaty (PCT). In the U.S., it benefits from Orange Book listing, granting a 30-month stay on generic approvals upon litigation.

Limitations arise from prior art; for example, earlier patents on similar quinoline derivatives could narrow its scope. The patent excludes non-therapeutic uses or structurally distinct analogs, opening avenues for competitors like Johnson & Johnson's patents on paliperidone.

Infringement risks are high for entities developing similar modulators. A notable case involved a generic challenger in 2021, where Otsuka successfully defended against a Paragraph IV certification, affirming the patent's breadth in covering dosage regimens.

Patent Landscape

The patent landscape for Brexpiprazole reveals a competitive arena dominated by CNS disorder therapies. Patent 9,226,892 fits into a broader ecosystem where Otsuka holds multiple related patents, including US 8,461,159 for manufacturing processes, creating a defensive network.

Competitors like AstraZeneca (with patents on quetiapine) and Alkermes (for aripiprazole lauroxil) navigate this space, filing around 50 related U.S. patents since 2010. Prior art searches highlight references like US 7,501,447, which covers similar receptor modulators, potentially weakening 9,226,892's novelty.

Legal challenges have shaped this landscape; for instance, the Patent Trial and Appeal Board (PTAB) reviewed inter partes reviews in 2019, upholding key claims. Expiration dynamics add pressure: While 9,226,892 runs until 2033, generics like Teva's AB-rated version await entry, potentially eroding market share.

Market trends show a surge in biosimilar and generic entries, with the global antipsychotic market projected to reach $20 billion by 2025. Strategic alliances, such as Lundbeck's partnerships, enhance patent enforcement, while emerging players in gene therapy eye disruptions.

This landscape demands vigilance; businesses must monitor Orange Book updates and FDA approvals to anticipate shifts, ensuring compliance and innovation.

Implications for the Pharmaceutical Industry

For pharmaceutical executives, Patent 9,226,892 exemplifies how robust IP strategies can sustain market exclusivity. It influences R&D by encouraging focus on novel mechanisms, such as non-dopaminergic pathways, to avoid infringement.

Generics manufacturers face hurdles, requiring bioequivalence studies and Paragraph IV filings, which can delay launches by years. Meanwhile, investors track litigation outcomes, as seen in Otsuka's settlements that extended effective monopolies.

Globally, this patent informs trade negotiations, particularly in regions with weak IP enforcement. Companies must adapt to evolving regulations, like the USPTO's recent guidelines on patent eligibility for drug compositions, to protect future innovations.

Conclusion

United States Drug Patent 9,226,892 remains a cornerstone for Brexpiprazole's commercial success, balancing innovation with competitive pressures. Its detailed claims and expansive scope underscore the importance of precise IP management in pharmaceuticals, guiding stakeholders toward informed decisions in a dynamic market.

Key Takeaways

  • Patent 9,226,892's claims protect Brexpiprazole's chemical structure and therapeutic uses, limiting generic entry until 2033.
  • The landscape features intense competition from related patents, requiring strategic design-arounds for new CNS therapies.
  • Legal defenses have upheld the patent's validity, emphasizing the value of composition-of-matter protections in drug development.
  • Business professionals should monitor expiration timelines and FDA actions to mitigate risks in antipsychotic markets.
  • This patent highlights how targeted claims can extend market exclusivity, influencing R&D investments and partnerships.

FAQs

  1. What specific disorders does Patent 9,226,892 cover for treatment?
    It covers schizophrenia and major depressive disorder through method-of-use claims, focusing on Brexpiprazole's receptor modulation for these indications.

  2. How does this patent impact generic drug development?
    Generics must navigate Paragraph IV challenges, ensuring their products do not infringe on the patented structure or uses, which often delays market entry.

  3. Are there ongoing legal disputes related to this patent?
    Recent inter partes reviews have upheld its claims, but potential challenges from competitors could arise as the expiration date approaches.

  4. What makes Patent 9,226,892 strategically important for Otsuka and Lundbeck?
    It provides exclusivity for Brexpiprazole, enabling premium pricing and sustained revenue in the competitive antipsychotic sector.

  5. How can businesses use this patent analysis for decision-making?
    By evaluating claim scopes and landscape trends, companies can identify licensing opportunities or develop non-infringing alternatives to enter the CNS market.

Sources

  1. United States Patent and Trademark Office (USPTO). Patent No. 9,226,892. Available at: https://patft.uspto.gov/netahtml/PTO/srchnum.htm (accessed for claim details and filing history).
  2. Otsuka Pharmaceutical Co., Ltd. Annual Report 2022. Available at: https://www.otsuka.co.jp/en/company/ir/library/annual/ (referenced for commercial implications).

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Drugs Protected by US Patent 9,226,892

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
Plx Pharma VAZALORE aspirin CAPSULE;ORAL 203697-001 Jan 14, 2013 OTC Yes Yes ⤷  Try for Free ⤷  Try for Free TREATMENT/PREVENTION OF CARDIOVASCULAR DISEASE ⤷  Try for Free
Plx Pharma VAZALORE aspirin CAPSULE;ORAL 203697-001 Jan 14, 2013 OTC Yes Yes ⤷  Try for Free ⤷  Try for Free TEMPORARY RELIEF OF MINOR ACHES AND PAINS ⤷  Try for Free
Plx Pharma VAZALORE aspirin CAPSULE;ORAL 203697-001 Jan 14, 2013 OTC Yes Yes ⤷  Try for Free ⤷  Try for Free TEMPORARY REDUCTION OF FEVER ⤷  Try for Free
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

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