Last Updated: November 8, 2026

Details for Patent: 7,977,045

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Summary for Patent: 7,977,045
Title:Aqueous-based pharmaceutical composition
Abstract:An aqueous pharmaceutical composition which is capable of being sprayed into the nasal cavity of an individual and which comprises: (A) a pharmaceutically effective amount of solid particles of medicament which is effective in treating a bodily condition by virtue of its being present on the mucosal surfaces of the nasal cavity; and (B) a suspending agent in an amount effective to maintain said particles dispersed uniformly in the composition and to impart to the composition the following thixotropic properties: (i) the viscosity of the position in unsheared form is relatively high, with the composition being in gel-like form; (ii) as the composition is subjected to shear (shaken) in preparation for spraying, the viscosity of the composition becomes relatively low and such that the composition in the form of a mist flows readily into the nasal passages for deposit on the mucosal surfaces of the nasal cavity; and (D) in deposited form on the mucosal surfaces, the viscosity of the composition is relatively high and such that it resists being cleared from the mucosal surfaces by the inherent mucocillary forces which are present in the nasal cavity, a method of use of the composition and a method for preparation of the composition, including in preferred form the use of anti-inflammatory steroid, for example, triamcinolone acetonide, and an odorless form of the composition.
Inventor(s):Soo-Il Kim
Assignee: Aventis Pharmaceuticals Inc
Application Number:US12/728,984
Patent Claim Types:
see list of patent claims
Use; Composition; Formulation; Process;
Patent landscape, scope, and claims:

U.S. Patent 7,977,045: Claim Scope, Expiration, Orange Book Status and Nasal Triamcinolone Patent Landscape

U.S. Patent No. 7,977,045 covers a propellant-free, thixotropic nasal suspension containing micronized triamcinolone acetonide. Its core invention combines three elements: uniform suspension of solid drug particles, shear-thinning behavior during spraying, and higher viscosity after deposition to resist mucociliary clearance. The patent also claims a specific formulation, manufacturing sequence, and precompression-pump package.

The patent’s practical commercial value was concentrated in the Nasacort AQ-type formulation. The patent is no longer an effective blocking right if its earliest nonprovisional priority was in 1997, because the ordinary U.S. patent term would have ended in 2017, subject to any patent-term adjustment. Its claims remain relevant for historical freedom-to-operate analysis, validity review, and formulation know-how, but they do not create a current U.S. barrier to generic triamcinolone acetonide nasal products. [1–4]

What drug and formulation does U.S. Patent 7,977,045 protect?

The patent protects a nasal delivery platform for triamcinolone acetonide rather than the molecule itself. The covered product is an aqueous suspension of micronized solid particles administered by nasal spray.

The claimed formulation has the following functional profile:

Property Claimed function
Active ingredient Triamcinolone acetonide
Dosage form Aqueous nasal suspension
Delivery route Spray into the nasal cavities
Suspension behavior Particles remain uniformly dispersed
Shear behavior Viscosity falls when shaken or pumped
Deposition behavior Spray enters nasal passages and deposits on mucosa
Post-deposition behavior Viscosity rises and resists mucociliary clearance
Antimicrobial system Benzalkonium chloride in dependent claims
Chelating agent EDTA in dependent claims
Suspending agent Microcrystalline cellulose plus sodium carboxymethylcellulose
Packaging Vessel with a precompression pump
Propellant None

The claims target the delivery system’s rheology. They do not claim a new chemical form of triamcinolone acetonide, a new therapeutic mechanism, or a new indication independent of the nasal formulation.

How many independent claims does Patent 7,977,045 have?

The patent has five principal independent claims: claims 1, 7, 12, 16 and 17.

Claim Claim category Principal subject matter
1 Method of treatment or administration Spraying triamcinolone acetonide suspension into both nasal cavities
7 Composition Thixotropic aqueous suspension with low viscosity under shear and high viscosity after deposition
12 Manufacturing method Sequential preparation and bottom-introduction mixing of suspensions
16 Specific composition Quantified formulation at approximately pH 4.8
17 Article of manufacture Formulation, vessel and precompression pump

Claims 2 through 6 narrow claim 1. Claims 8 through 11 narrow claim 7. Claims 13 through 15 narrow claim 12.

The strongest practical claim is likely claim 16 because it recites a defined formulation. The broadest product-oriented claim is claim 7, although its functional viscosity limitations create infringement and validity questions. Claim 17 is directed to a commercial package rather than the formulation alone.

What does claim 1 require?

Claim 1 requires all of the following elements:

  1. A method for applying solid medicament particles to nasal mucosal surfaces.
  2. An aqueous pharmaceutical composition.
  3. Spraying a dose into each nasal cavity.
  4. A pharmaceutically effective amount of the drug.
  5. A suspending agent that keeps particles uniformly dispersed.
  6. A shear viscosity that produces effective deposition.
  7. A setting viscosity that retains portions of the dose for at least approximately one hour.
  8. Deposition on specified nasal regions.
  9. Triamcinolone acetonide as the medicament.

The claim is geographically demanding inside the nasal cavity. It identifies the anterior nose, frontal sinus, maxillary sinuses and mucosa overlying the turbinates and conchas. A challenger could contest whether a commercial spray deposits pharmaceutically effective amounts on every recited region.

The claim also includes a retention requirement. A product that delivers triamcinolone acetonide but clears rapidly from the nasal mucosa may fall outside the claim if the retention limitation is not met.

What does “consisting essentially of” mean in the claims?

Claims 1, 4, 5 and related dependent claims use “consisting essentially of.” That language generally permits ingredients that do not materially alter the basic and novel characteristics of the claimed formulation. The basic characteristics here are likely uniform particle suspension, shear-thinning sprayability, mucosal deposition and retention.

An accused formulation containing additional excipients would not automatically avoid infringement. The analysis would focus on whether the additional ingredient materially changes the claimed rheological and delivery properties.

What formulations are protected by claims 7 through 11?

Claims 7 through 11 protect the formulation’s thixotropic behavior.

Claim 7 requires:

  • solid triamcinolone acetonide particles;
  • a suspending agent;
  • relatively high viscosity in the unsheared or gel-like state;
  • reduced viscosity after shaking;
  • sprayability as a mist;
  • increased viscosity after deposition; and
  • resistance to mucociliary clearance.

Claims 8 and 11 provide numerical viscosity ranges, but the claim text presents the ranges in different orientations:

Claim Lower-viscosity range Higher-viscosity range
3 About 50–200 cP setting viscosity About 400–1,000 cP shear viscosity
8 About 50–200 cP About 400–1,000 cP
11 About 100–200 cP shear viscosity About 400–800 cP setting viscosity

This creates a drafting and construction issue. Claims 3 and 11 should be read with the specification’s definitions of “shear viscosity” and “setting viscosity.” If the patent specification uses those terms in the opposite sense from ordinary rheological terminology, the specification may control the interpretation. The inconsistency could affect infringement analysis and provide an indefiniteness or claim-construction argument, depending on the intrinsic record. [1, 5]

The formulation claims are narrower than a generic claim to any aqueous triamcinolone nasal spray. A competing product could potentially avoid them by using:

  • a solution rather than a suspension;
  • a different suspending system;
  • materially different rheological properties;
  • a non-thixotropic formulation;
  • a different preservative system;
  • a different delivery device; or
  • a different active pharmaceutical ingredient.

What is the significance of claim 16?

Claim 16 recites a near-commercial formulation:

Component Amount or specification
Triamcinolone acetonide 0.055 wt%
Microcrystalline cellulose and sodium carboxymethylcellulose 2.0 wt%
Polysorbate 80 0.004 wt%
Disodium EDTA 0.05 wt%
Benzalkonium chloride solution 0.03 wt%, identified as 50 wt% BzCl solution
Dextrose, anhydrous 5.0 wt%
Purified water 92.86 wt%
pH Approximately 4.8

Claim 16 is potentially important for historical product comparison because it identifies exact excipient concentrations. It is also easier to design around than a functional claim. A formulation with a different concentration, different suspending polymer, or different preservative system could avoid literal infringement, subject to equivalents analysis.

The claim contains an apparent drafting ambiguity concerning the benzalkonium chloride solution. If the stated 0.03 wt% refers to the commercial 50% solution, the active benzalkonium chloride concentration is approximately 0.015 wt%. If it refers to active benzalkonium chloride, the formulation is materially different. The specification and prosecution history would control that issue.

What does claim 17 protect?

Claim 17 covers an article of manufacture comprising:

  1. A propellant-free thixotropic aqueous composition;
  2. triamcinolone acetonide;
  3. microcrystalline cellulose and sodium carboxymethylcellulose;
  4. Polysorbate 80;
  5. disodium EDTA;
  6. benzalkonium chloride;
  7. dextrose;
  8. purified water;
  9. a pH of about 4.5 to 7.5;
  10. a vessel; and
  11. a precompression pump.

Claim 17 is commercially significant because it links the formulation to the container and delivery system. It does not require the narrower pH of claim 16 or the exact weight percentages in claim 16. It therefore provides broader package-level coverage, although every listed component remains required.

A formulation manufacturer that sells the composition in bulk without the claimed vessel and pump may not practice claim 17, but could still implicate claims 7, 12 or 16.

What manufacturing process is protected by claim 12?

Claim 12 covers a specific order of operations:

  1. Form an aqueous solution of a dispersing agent.
  2. Combine that solution with solid triamcinolone acetonide particles.
  3. Separately add the suspending agent to an aqueous acidic solution.
  4. Form a thixotropic suspension.
  5. Combine the two suspensions by introducing one suspension into the bottom of the other.

Claim 13 narrows the process by requiring the particle suspension to be introduced into the bottom of the thixotropic suspension. Claim 14 adds a hydrophilic nonionic surfactant, a quaternary ammonium antimicrobial, EDTA and an anti-osmotic agent. Claim 15 specifies Polysorbate-type surfactant chemistry, benzalkonium chloride, EDTA and dextrose.

These claims create a manufacturing-process barrier only if the accused manufacturer follows the claimed sequence. The final product alone may not prove infringement of the process claims. Manufacturing records, batch instructions, equipment configuration and process validation documents would be central evidence.

When did U.S. Patent 7,977,045 lose exclusivity?

The ordinary U.S. patent term is 20 years from the earliest effective nonprovisional filing date, subject to patent-term adjustment, patent-term extension and terminal disclaimers. [2, 3]

For Patent 7,977,045, the relevant priority framework places the ordinary term in the 2017 period. On that basis, the patent is expired and cannot support a current U.S. injunction against a generic triamcinolone acetonide nasal spray.

Event Approximate timing
Earliest relevant U.S. filing or priority 1997
Patent issued July 2011
Ordinary 20-year term endpoint 2017
Current status Expired under the ordinary term calculation

A patent-term adjustment could move the endpoint later, but it would not ordinarily move a 1997-based patent into the current decade. Patent expiration removes the exclusionary right, although it does not erase the patent’s relevance to historical litigation, licensing, or prior-art analysis.

What is the Orange Book status of Patent 7,977,045?

Orange Book relevance depends on whether the patent was submitted for listing against the applicable approved drug application and whether its listing remained active during the relevant period. Patent 7,977,045 is associated with the triamcinolone acetonide nasal-suspension product technology historically commercialized as Nasacort AQ, but the claims alone do not establish the precise FDA listing history.

For Hatch-Waxman purposes, an Orange Book-listed drug patent can support a Paragraph IV notice and patent litigation under 21 U.S.C. § 355(j). Once the patent expires, it cannot support a prospective patent bar to ANDA approval. [4, 6]

The regulatory landscape differs from the patent landscape:

  • FDA approval covers safety, efficacy, quality and bioequivalence.
  • Orange Book listing identifies patents submitted by the NDA holder.
  • Patent expiration removes the patent-based delay mechanism.
  • Formulation differences may still create pharmaceutical-equivalence or bioequivalence questions.
  • Device differences may matter where the reference product’s delivery system is part of the approved product.

Were Paragraph IV challenges and generic-entry risks significant?

The principal generic-entry risk concerned products seeking approval after the expiration of formulation and product patents associated with triamcinolone acetonide nasal spray. A Paragraph IV challenge would have focused on one or more of the following:

  • lack of anticipation by earlier nasal suspensions;
  • obviousness of combining triamcinolone acetonide with cellulose-based suspending agents;
  • lack of enablement across the full viscosity and deposition ranges;
  • indefiniteness of “shear viscosity” and “setting viscosity”;
  • failure to meet the one-hour retention limitation;
  • noninfringement based on a solution formulation or different rheology;
  • noninfringement based on a different manufacturing sequence; and
  • invalidity of the exact formulation claim based on prior-art excipient combinations.

The strongest noninfringement pathway is a product that does not contain the claimed suspension system or does not have the claimed viscosity transition. The strongest validity pathway is prior art showing an aqueous nasal suspension with triamcinolone acetonide, cellulose-based thixotropy, benzalkonium chloride, EDTA and a pump dispenser.

Because the patent is expired, a new ANDA filer no longer faces a current statutory stay based solely on this patent. Any historical Paragraph IV case or settlement would need to be evaluated against the patent’s term and the date of the generic filing.

How strong is the patent estate for triamcinolone acetonide nasal spray?

The estate was technically focused but commercially important during its term.

Dimension Assessment
Active-ingredient protection Weak; triamcinolone acetonide was known
Formulation protection Moderate to strong for the specific thixotropic system
Device protection Moderate; limited to a precompression pump paired with the claimed composition
Manufacturing protection Moderate; depends on proof of process sequence
Method-of-use protection Moderate to weak; requires detailed deposition and retention limitations
Design-around difficulty Moderate
Current exclusionary value None after expiration
Residual know-how value Potentially meaningful for rheology, mixing and spray performance

The method claims are vulnerable to factual disputes because they require deposition in multiple nasal regions and retention for at least approximately one hour. The composition claims are more practical for enforcement because they focus on ingredients and rheological properties that can be tested, although the viscosity terminology introduces construction risk.

How does Patent 7,977,045 compare with competing nasal corticosteroid patents?

Patent 7,977,045 differs from many nasal corticosteroid patents because it emphasizes formulation mechanics rather than only the corticosteroid, indication or dose.

Patent focus Typical protected subject matter Relationship to Patent 7,977,045
Active molecule New corticosteroid compound Outside the patent’s core scope
Salt or polymorph Chemical form of active ingredient Generally outside scope
Nasal formulation Suspension, solution, preservative and viscosity Directly overlapping technical field
Delivery device Pump, actuator or metering structure Overlaps only where paired with claimed formulation
Method of treatment Allergic rhinitis or nasal inflammation Overlaps where triamcinolone and claimed administration are used
Manufacturing Mixing, micronization and suspension preparation Overlaps only with the specified process sequence

A competitor using fluticasone propionate, mometasone furoate, budesonide or beclomethasone would generally not infringe the claims because the claims require triamcinolone acetonide. A competitor using triamcinolone acetonide in a materially different nasal dosage form could avoid the principal formulation claims.

What licensing and litigation issues matter?

The claims indicate a product-development and lifecycle-management strategy centered on a branded nasal suspension. Commercial licensing analysis would focus on:

  • rights to the triamcinolone acetonide formulation;
  • rights to the pump and container system;
  • manufacturing know-how for cellulose dispersion;
  • technical data supporting spray pattern and dose uniformity;
  • regulatory rights associated with the approved nasal product; and
  • any settlement restrictions arising from historical generic litigation.

A patent assignment or license would not transfer FDA approval, manufacturing authorization or bioequivalence data unless those rights were separately documented. Patent expiration also does not eliminate confidentiality obligations covering manufacturing know-how.

No current infringement risk can be inferred from the claim text alone. The relevant question for a present-day product is whether it practices any unexpired continuation, divisional, reissue or related patent with materially overlapping claims. Patent 7,977,045 itself is not a current blocking patent under the ordinary term calculation.

What geographic coverage does the patent provide?

Patent 7,977,045 provides U.S. rights only. It does not establish protection in Europe, Canada, Japan, China or other markets.

International protection would depend on corresponding national patents and their individual expiration dates. A multinational launch therefore requires separate review of:

  • European Patent Office and validated national patents;
  • Canadian patents;
  • Japanese patents;
  • Chinese patents;
  • Australian patents;
  • formulation patents in Latin America; and
  • regulatory exclusivity in each jurisdiction.

The U.S. expiration date cannot be used as a proxy for foreign expiration dates.

Key Takeaways

  • Patent 7,977,045 covers a thixotropic, propellant-free aqueous nasal suspension containing triamcinolone acetonide.
  • Its principal technical features are uniform particle suspension, shear-thinning sprayability and post-deposition retention.
  • Independent claims cover administration, composition, manufacturing, a defined formulation and a packaged spray article.
  • Claim 16 recites a near-commercial formulation with 0.055 wt% triamcinolone acetonide and 2.0 wt% cellulose-based suspending agent.
  • Claim 17 adds the vessel and precompression pump.
  • The patent’s ordinary 20-year term places expiration in the 2017 period.
  • The patent therefore has no current U.S. exclusionary value, absent an unusual surviving term adjustment.
  • The main historical validity issues are obviousness, indefiniteness of viscosity terminology, enablement and prior art concerning cellulose-based nasal suspensions.
  • The principal design-around routes are a solution formulation, a different suspending system, different viscosity behavior, a different preservative package or a different manufacturing sequence.
  • Residual value lies in formulation know-how, process controls, spray performance and historical product differentiation rather than enforceable patent exclusivity.

FAQs

Does Patent 7,977,045 cover all triamcinolone acetonide nasal sprays?

No. It targets specified aqueous suspension, rheology, excipient, deposition, manufacturing and packaging features. A materially different triamcinolone nasal formulation may fall outside the claims.

Can a generic use triamcinolone acetonide after the patent expires?

Yes. Patent expiration removes the patent-based exclusion, but the generic must still satisfy FDA requirements for the applicable abbreviated or full approval pathway.

Is a triamcinolone acetonide solution covered by claim 7?

Probably not literally, because claim 7 requires solid particles of triamcinolone acetonide. A solution could still raise other patent issues, but it would not meet that express limitation.

Does changing benzalkonium chloride avoid the entire patent?

No. It may avoid dependent claims requiring benzalkonium chloride, but broader claims do not necessarily require that preservative. The full claim set must be analyzed.

Does the patent protect the precompression pump by itself?

No. Claim 17 requires the pump to be associated with the specified triamcinolone-containing composition and vessel. The claim is not a standalone pump patent.

References

  1. United States Patent No. 7,977,045. (2011). Aqueous pharmaceutical composition and method of use. U.S. Patent and Trademark Office. https://patents.google.com/patent/US7977045B2/en
  2. United States Code, 35 U.S.C. § 154. (2024). Contents and term of patent; provisional rights. https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title35-section154
  3. United States Patent and Trademark Office. (2024). Manual of Patent Examining Procedure, Chapter 2700: Patent term. https://www.uspto.gov/web/offices/pac/mpep/mpep-2700.html
  4. U.S. Food and Drug Administration. (2024). Approved drug products with therapeutic equivalence evaluations. https://www.fda.gov/drugs/drug-approvals-and-databases/orange-book
  5. United States Code, 35 U.S.C. §§ 112, 271 and 282. (2024). Patent validity, infringement and defenses. https://uscode.house.gov/browse/prelim@title35
  6. United States Code, 21 U.S.C. § 355. (2024). New drugs and abbreviated applications. https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title21-section355

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Drugs Protected by US Patent 7,977,045

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

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