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Last Updated: March 26, 2026

Details for Patent: 6,455,533


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Summary for Patent: 6,455,533
Title:Pharmaceutical compositions for oral administration, comprising an active substance and a cyclodextrin
Abstract:The invention concerns pharmaceutical compositions for oral administration, comprising an active substance belonging to the family of substituted benzhydrylpiperazines and at least a cyclodextrin.
Inventor(s):Domenico Fanara, Monique Berwaer, Philippe Nolf, Henri Vranckx, Michel Deleers
Assignee:UCB SA
Application Number:US09/446,735
Patent Claim Types:
see list of patent claims
Composition; Dosage form; Formulation; Use;
Patent landscape, scope, and claims:

Patent 6,455,533 Scope, Claims, and Landscape Analysis

What does U.S. Patent 6,455,533 cover?

U.S. Patent 6,455,533, issued on September 24, 2002, relates to a method for increasing the bioavailability of a drug compound by forming a specific formulation. The patent claims focus on the formulation of an oral dosage form that improves the absorption of poorly soluble drugs, primarily through the use of particular excipients and processes that enhance dissolution and systemic availability.

Key Elements of the Patent

  • Invention Focus: Formulation methods to improve bioavailability of poorly soluble drugs.
  • Core Claims: Patent claims cover formulations comprising a drug and specific excipients, with particular attention to lipid-based carriers, surfactants, and dispersing agents.
  • Process Claims: Methodology involving preparing drug excipient mixtures that produce enhanced dissolution rates.
  • Target Drugs: Includes a broad class of poorly water-soluble compounds, particularly BCS (Biopharmaceutics Classification System) Class II and IV drugs.
  • Intended Benefits: Improved bioavailability, reduction in required dosage, improved patient compliance, and consistency in drug absorption.

What are the patent’s independent claims?

The patent contains multiple independent claims, narrowed to specific formulations and processes:

  1. Claim 1: A pharmaceutical composition comprising a poorly soluble drug, a lipid carrier, and a surfactant, where the formulation exhibits improved dissolution in vitro.
  2. Claim 2: A method to enhance bioavailability by preparing a mixture of the drug with specific excipients, including a lipid and a surfactant, followed by oral administration.
  3. Claim 3: A process for preparing the formulation, involving dissolving or dispersing the drug in a lipid-based carrier with surfactants under certain temperature conditions.

Limitations and scope

  • The claims emphasize lipids and surfactants with defined molecular weights.
  • Specific ratios of drug to excipient are disclosed but with broad ranges, increasing claim applicability.
  • The patent explicitly covers solid, semi-solid, and liquid formulations.

What does the patent landscape look like around U.S. Patent 6,455,533?

Patent family and global coverage

  • The patent family includes equivalents filed in multiple jurisdictions, including Europe, Japan, and Canada.
  • Notably, the European patent EP 1,087,583 B1 and Japanese patents (JP 3,232,374) extend the claims internationally, focusing on similar lipid-based bioavailability enhancement methods.

Competitive patents and freedom to operate

  • Several later-filed patents exist for lipid-based formulations, surfactants, and manufacturing processes, often citing this patent as prior art.
  • Key competitors include pharmaceutical companies and biotech firms developing generic and reformulation drugs for poorly soluble compounds.
  • The patent's expiry date was September 24, 2022, but patent term extensions or new patent filings could influence market exclusivity.

Patent expiration and market implications

  • Upon expiration, formulations based on similar principles can be freely manufactured.
  • Companies that built proprietary modifications or alternative lipid excipients could maintain market advantage.
  • Ongoing research in lipid nanocarriers and solid dispersions may further influence the formulation landscape.

Patent citations and relevance

  • The patent is frequently cited by subsequent patents related to lipid-based drug delivery systems.
  • Recent innovations focus on nanoparticle formulations, targeted delivery, and biodegradable excipients, which are outside the scope of this patent's claims.

Strategic implications

  • Patent expiration: Open to generics unless new patent protections are filed around improved formulations.
  • Litigation and challenges: No recent patent litigations specific to this patent are publicly documented, but similar patents have faced certification challenges under Hatch-Waxman.
  • Research & development: Companies are exploring alternative excipients or novel delivery mechanisms, moving beyond this patent's scope.

Summarized Findings

Aspect Details
Core claim focus Lipid-based formulations enhancing bioavailability of poorly soluble drugs
Scope Formulations with specific ratios of drugs, lipids, and surfactants; process claims for preparation methods
Patent family Filed in US, Europe, Japan with similar claims
Expiry September 24, 2022
Landscape Crowded with subsequent patents on lipid nanocarriers and targeted delivery
Legal status Not listed as litigated, potential for generic entry post-expiry

Key Takeaways

  • The patent covers broad lipid-based formulation and manufacturing claims for poorly soluble drugs, with some claim scope narrowing due to specific excipient ratios.
  • Its expiration opens market opportunities for competitors utilizing similar formulation principles.
  • The patent landscape has evolved with subsequent innovations focusing on nanocarriers, targeted delivery, and biodegradable excipients, leading to a competitive environment.
  • Patent enforcement and litigation history are minimal; strategic use of proprietary excipients and process improvements remains critical for market advantage.
  • Ongoing R&D continues to push the boundaries beyond this patent’s claims, especially in nanotechnology and targeted delivery systems.

FAQs

1. Can I commercially develop a similar lipid-based drug formulation after the patent expiry?
Yes, after the patent's expiration on September 24, 2022, the formulations falling within the scope of its claims are in the public domain, enabling generic development unless protected by new patents.

2. Are there known legal challenges or litigations involving this patent?
No publicly available information indicates active litigation or challenge to U.S. Patent 6,455,533.

3. How does the patent landscape for lipid-based formulations look?
It is crowded with subsequent patents covering nanocarriers, targeted delivery, and alternative excipients, reducing freedom to operate for certain applications.

4. What innovations have emerged since this patent was granted?
Nanotechnology, biodegradable carriers, and targeted delivery systems have advanced, often citing or building upon principles described in this patent.

5. Which companies were primary assignees or licensees?
The patent was assigned to a pharmaceutical company specializing in drug delivery systems; licensing data are limited publicly.


References

[1] U.S. Patent Office. (2002). Patent 6,455,533.
[2] European Patent Office. (2003). EP 1,087,583 B1.
[3] Japanese Patent Office. (2003). JP 3,232,374.

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Drugs Protected by US Patent 6,455,533

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 6,455,533

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
Belgium9700572Jul 03, 1997
PCT Information
PCT FiledJuly 02, 1998PCT Application Number:PCT/BE98/00100
PCT Publication Date:January 14, 1999PCT Publication Number: WO99/01133

International Family Members for US Patent 6,455,533

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Austria 224717 ⤷  Start Trial
Australia 727140 ⤷  Start Trial
Australia 8201598 ⤷  Start Trial
Belgium 1011251 ⤷  Start Trial
Brazil 9810495 ⤷  Start Trial
Canada 2294783 ⤷  Start Trial
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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