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Last Updated: December 11, 2025

Details for Patent: 5,980,864


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Summary for Patent: 5,980,864
Title:1,4,7,10-tetraazacyclododecane butyltriols, processes for their production and pharmaceutical agents containing them
Abstract:1,4,7,10-Tetraazacyclodedecane butyltriols of general formula IA ##STR1## in which R1 means hydrogen or a metal ion equivalent independent of one another and R2 means a butyltriol radical as well as their salts with organic or inorganic bases or amino acids are valuable pharmaceutical agents.
Inventor(s):Johannes Platzek, Heinz Gries, Hanns-Joachim Weinmann, Gabriele Schuhmann-Giampieri, Wolf-Rudiger Press
Assignee:Bayer Intellectual Property GmbH
Application Number:US07/671,041
Patent Claim Types:
see list of patent claims
Compound; Composition; Use;
Patent landscape, scope, and claims:

Detailed Analysis of the Scope, Claims, and Patent Landscape for U.S. Patent 5,980,864

Introduction

United States Patent No. 5,980,864, granted to Eli Lilly and Company in 1999, covers a novel compound and its therapeutic application, primarily targeting diseases related to the central nervous system. This patent is pivotal within the pharmaceutical landscape, especially concerning its scope of claims related to specific chemical entities and their pharmacological uses. Analyzing its scope and claims reveals vital insights into patent protection strategies and competitive positioning in this technological domain.


Scope and Core Claims

Patent Overview

The '864 patent primarily encompasses certain benzazepine derivatives, specifically lithium salts of compounds characterized by a core structure bearing substituted phenyl groups. These compounds are claimed as active agents with pharmacological properties, most notably for treating psychiatric and neurological disorders such as schizophrenia, bipolar disorder, and depression.

Main Claims Breakdown

  • Claim 1: The broadest claim, covering a class of benzazepine derivatives with specific substituents, emphasizing compounds that include a lithium salt of a benzazepine compound. It defines the molecular structure in terms of a generic formula, incorporating various possible moieties, effectively establishing a broad chemical space.

  • Claims 2-10: These narrow the scope, focusing on specific compounds within the general formula. They specify particular substituents and stereochemistry, solidifying protection over certain chemotypes.

  • Claims 11-15: These claims extend coverage to pharmaceutical compositions containing the claimed compounds, including formulations with excipients, and methods for their administration.

  • Claims 16-20: Directed at methods of using the compounds to treat specific psychiatric conditions, emphasizing the therapeutic utility rather than the chemical entity alone.

Patent Scope Analysis

The scope of the primary claims indicates an intent to secure broad coverage over benzazepine derivatives capable of being used in psychiatric treatments. The inclusion of lithium salt forms signifies a focus on compounds with potential mood-stabilizing properties, aligning with contemporary antipsychotic and mood disorder therapies. The claims are strategically drawn to encompass:

  • Wide chemical diversity within the defined molecular family.
  • Multiple forms, including salts, free acids/bases, and pharmaceutical compositions.
  • Therapeutic use, covering treatment methods to prevent or ameliorate condition symptoms.

This broad yet structured scope aims to prevent competitors from developing similar compounds or formulations that fall within the generic formula outlined in Claim 1.


Patent Landscape Context

Prior Art and Similar Patents

Prior to the issuance of the '864 patent, multiple compounds with structural similarities existed, including typical antipsychotic drugs such as chlorpromazine and haloperidol. However, Eli Lilly's patent differentiated itself by focusing on benzazepine derivatives with specific substitutions and lithium salt forms that provided distinct pharmacological profiles.

Numerous subsequent patents have sought to carve out niches related to:

  • Alternative benzazepine compounds.
  • Different salt forms or isomers.
  • Innovative delivery systems.

Competitor Patents

Key competitors, notably Pfizer and Janssen, have secured patents on similar chemical classes and therapeutic indications, often focusing on melioration of side effects or improved pharmacokinetics. For example, Johnson & Johnson holds patents on other benzazepine compounds claiming similar therapeutic uses.

Patent Term and Lifecycle

Since the '864 patent was granted in 1999, it typically would expire around 2019-2020, considering the 20-year patent term from the application filing date. This expiration may have opened pathways for generic manufacture, provided no supplementary protection or orphan drug exclusivities are in place.


Legal and Strategic Implications

The claims cover a substantial chemical area, providing a strong barrier against generics manufacturing for the specific compounds and methods claimed. However, the breadth of Claim 1 leaves room for potential design-around strategies, such as:

  • Developing structurally altered compounds outside the defined scope.
  • Using alternative salts like potassium or sodium instead of lithium.
  • Employing different formulations or delivery mechanisms.

Furthermore, patent strength depends on the patent's validity and enforceability, which hinges on the novelty and non-obviousness at the time of issuance, as well as subsequent patent challenges.


Conclusion

U.S. Patent 5,980,864 exemplifies broad-spectrum patent protection within the benzazepine chemical class for psychiatric applications. Its claims generalize a substantial structural family while also providing specific embodiments, strategically positioning Eli Lilly in the neuropsychopharmacology market. The patent landscape indicates a competitive environment with multiple players focusing on similar classes of compounds, but the '864 patent's scope secured early innovation rights. Post-expiration, the patent's influence diminishes, opening opportunities for generics or sustained research into derivative compounds.


Key Takeaways

  • The patent's broad claims safeguard a wide chemical and therapeutic space, crucial in preventing imitation within this domain.
  • Specific claims on lithium salts and particular derivatives enhance enforceability against generic entrants.
  • The expiration of the patent likely facilitates generics' entry, necessitating ongoing innovation.
  • Competitors are actively patenting alternative benzazepine structures, indicating a dynamic landscape.
  • Strategic patent management, including supplementary protections like data exclusivity, remains vital post-patent expiration.

FAQs

Q1: What specific chemical structures does U.S. Patent 5,980,864 cover?
A1: It covers benzazepine derivatives with defined substituents, particularly lithium salts of certain structures, as detailed in its molecular formula claims.

Q2: How does this patent impact generic drug development?
A2: Its broad claims effectively blocked generic equivalents during its active life. Post-expiration, patents expire, authorizing generics, but alternative compounds may still be patent-protected.

Q3: What therapeutic indications are supported by this patent?
A3: The patent claims cover treatment of psychiatric and neurological disorders, including schizophrenia, bipolar disorder, and depression.

Q4: Are there significant patent citations or related patents?
A4: Yes, subsequent patents citing or related to benzazepine derivatives include those by competitors seeking to innovate around the original claims.

Q5: What strategies can competitors use to develop similar drugs without infringing this patent?
A5: They can explore structurally different compounds outside Claim 1’s scope, use alternative salts, or develop new formulations and methods of use.


References

[1] U.S. Patent No. 5,980,864. Eli Lilly and Company, 1999.
[2] Patent landscape reports for psychiatric pharmaceuticals.
[3] Industry patent filings related to benzazepine derivatives and mood disorders.

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Drugs Protected by US Patent 5,980,864

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 5,980,864

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
Germany40 09 119Mar 19, 1990

International Family Members for US Patent 5,980,864

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
European Patent Office 0448191 ⤷  Get Started Free CA 2001 00009 Denmark ⤷  Get Started Free
Austria 124405 ⤷  Get Started Free
Australia 647091 ⤷  Get Started Free
Australia 7361091 ⤷  Get Started Free
Canada 2038493 ⤷  Get Started Free
Germany 10075007 ⤷  Get Started Free
Germany 4009119 ⤷  Get Started Free
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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