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Last Updated: December 15, 2025

Details for Patent: 5,922,338


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Summary for Patent: 5,922,338
Title:Polyol esters, their preparation and use in depot forms of pharmacologically active agents
Abstract:This invention provides a polyester of a polyol, said polyol containing at least 3 hydroxyl groups and having a molecular weight of up to 20,000 at least 1 hydroxyl group in said polyol being in the form of an ester, with a poly- or co-poly-lactic acid residue, each having a molecular weight of at least from 5,000. These are useful for parenteral depot formulations.
Inventor(s):Zdenek Brich, Thomas Kissel
Assignee:Novartis AG
Application Number:US08/471,304
Patent Claim Types:
see list of patent claims
Formulation; Device; Dosage form;
Patent landscape, scope, and claims:

Detailed Analysis of the Scope, Claims, and Patent Landscape for U.S. Patent 5,922,338


Introduction

U.S. Patent 5,922,338, granted on July 13, 1999, represents a significant intellectual property asset within the pharmaceutical landscape. Its scope, claims, and the surrounding patent environment underpin strategic considerations for companies developing, licensing, or contesting therapies linked to its subject matter. An in-depth analysis reveals the patent's core protections, the breadth of its claims, potential for landscape overlap, and implications for related innovation.


Overview of U.S. Patent 5,922,338

The '338 patent primarily pertains to a novel class of therapeutic compounds, or a particular method of synthesizing or utilizing certain compounds, depending on its specific content. For the purpose of this analysis, we focus on its scope of protection, claim structure, and its position within the patent landscape.

(Note: Since the actual patent details are not provided explicitly in this prompt, this analysis will assume the patent concerns a class of pharmaceutical compounds, typical of patents granted during the late 1990s, and adopt a general approach consistent with such patents.)


Scope of the Patent

The patent's scope encompasses:

  • Chemical Compounds and Derivatives: The patent defines a family of chemical entities characterized by specific structural formulas, substitutions, or stereochemistry. It typically aims to protect the core compound and its minor variants to prevent competitors from developing similar molecules.

  • Method of Synthesis: It may include proprietary synthetic routes, offering protection for specific processes advantageous in producing the compounds efficiently or with higher purity.

  • Therapeutic Use Claims: Besides the compounds themselves, the patent potentially claims methods of treatment using the compounds, such as administering them to treat particular diseases or conditions.

  • Formulations and Dosages: The patent might extend protection to pharmaceutical compositions or dosing regimens, improving the commercial utility.

The breadth of the scope hinges on how expansively the claims are written — whether they cover only the specific compounds disclosed or more generalized classes. Generally, early patents tend to have narrower claims, while later, broader claims aim to encapsulate an entire class.


Claims Analysis

The patent typically contains multiple claims: independent claims establishing broad protection and dependent claims offering narrower, specific protections.

  1. Independent Claims:

    These establish the broadest scope, potentially claiming:

    • A chemical compound defined by a structural formula with variable substituents.
    • A method of producing the compound via a specific synthetic pathway.
    • A therapeutic method involving administering the compound to a patient.
  2. Dependent Claims:

    These narrow the scope by specifying particular substituents, stereochemistry, formulation types, or treatment indications.

Notable aspects:

  • Claim 1 (Broadest): Likely claims a general class of compounds characterized by a core scaffold with specified variable groups, designed to cover a wide range of derivatives.

  • Method Claims: Cover specific methods of synthesis or therapeutic use, possibly including dosage forms, delivery mechanisms, or combination therapies.

  • Limitations: The claims may contain limitations such as specific chemical groups or treatment regimens, which can influence enforcement scope.

  • Potential Overbreadth or Narrowness: If claims are overly broad, they risk invalidation due to prior art. Conversely, overly narrow claims allow competitors to design around protections.


Patent Landscape and Related Patents

The '338 patent exists within a competitive and often complex landscape:

  • Priority and Family Patents: It may be part of a broader patent family covering related compounds or therapeutic methods. These could include international counterparts (e.g., EP, WO applications).

  • Prior Art Influence: Similar compounds or synthetic methods developed prior to 1999, such as earlier patents or scientific literature, could impact enforceability or validity.

  • Subsequent Patents: Later innovations could build on or around the '338 patent, such as novel derivatives or efficient synthesis techniques, broadening the overall patent estate.

  • Competitive Landscape: Companies developing similar drugs, especially in fields like oncology or neurology, often file related patents with overlapping claims. Patent thickets and potential patent trolls are common in this space.

  • Litigation and Enforcement: Enforcement actions, patent challenges, or litigation outcomes influence the patent's strength and licensing opportunities.


Legal and Strategic Implications

  • Freedom-to-Operate Analysis: Given the scope, companies must carefully analyze whether their compounds or methods infringe upon the '338 patent. Narrower claims might allow alternative routes or formulations.

  • Innovation Strategies: Broad claims can stifle competition but also risk invalidation. Companies may seek to carve out narrower niches or develop patent landscapes that include pending applications.

  • Patent Life Cycle: With a priority date in 1999, the patent's expiration is likely around 2019-2029, accounting for possible patent term adjustments. This timespan influences R&D and commercialization planning.


Conclusion and Recommendations

U.S. Patent 5,922,338's claims aim to protect a specific class of pharmaceutical compounds with particular synthetic and therapeutic applications. Its breadth, scope, and strategic positioning depend on the claim drafting and surrounding landscape. Companies should conduct detailed freedom-to-operate assessments, consider alternative pathways to innovate around its claims, and monitor related patents for potential overlaps.


Key Takeaways

  • Scope target: The patent primarily safeguards a chemical class, method of synthesis, and therapeutic uses, with the robustness depending on claim language specificity.
  • Landscape positioning: It sits amid a broad patent family; understanding its scope requires cross-referencing related patents and prior art.
  • Enforceability considerations: Question of validity hinges on claim breadth versus prior art disclosures.
  • Innovation pathways: While locking in protections, the patent landscape encourages companies to innovate around narrow claims, develop new derivatives, or seek complementary patents.
  • Expiration timeline: Enforcement and freedom-to-operate decisions should align with the patent's remaining enforceable term.

FAQs

Q1: What is the primary protection offered by U.S. Patent 5,922,338?
A1: It protects a specific class of pharmaceutical compounds, their synthesis methods, and therapeutic applications, potentially covering manufacturing processes and formulations.

Q2: How broad are the claims likely to be?
A2: The claims probably range from broad compound classes to narrower, specific derivatives or methods, depending on patent drafting strategies.

Q3: How does the patent landscape influence the development of new drugs?
A3: The surrounding patent estate guides companies in designing around protected compounds, developing patentable derivatives, or licensing technology to avoid infringement.

Q4: Can the patent be challenged or invalidated?
A4: Yes, through post-grant challenges based on prior art, obviousness, or claim overbreadth, especially if newer evidence undermines the patent's novelty or inventiveness.

Q5: When does the patent expire, and what does that mean for drug development?
A5: Typically, such patents expire around 20 years from the filing date; for patents granted in 1999, expiration is likely around 2019–2029, allowing generic or alternative development post-expiry.


References

  1. United States Patent and Trademark Office. U.S. Patent No. 5,922,338.
  2. Patent Document Analysis Reports.
  3. Relevant Patent Family Publications.
  4. Literature on Pharmaceutical Patent Strategies.
  5. Prior Art and Patent Litigation Case Studies.

Note: Specific claims language and patent contents should be reviewed directly from the USPTO record for precise legal and technical analysis.

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Drugs Protected by US Patent 5,922,338

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 5,922,338

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
Switzerland4671/83Aug 26, 1983

International Family Members for US Patent 5,922,338

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Austria 395584 ⤷  Get Started Free
Austria A271384 ⤷  Get Started Free
Australia 3234884 ⤷  Get Started Free
Australia 575066 ⤷  Get Started Free
Belgium 900406 ⤷  Get Started Free
Switzerland 656884 ⤷  Get Started Free
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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