Last Updated: November 10, 2026

Details for Patent: 5,837,284

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Summary for Patent: 5,837,284
Title:Delivery of multiple doses of medications
Abstract:Dosage forms for oral administration of a methylphenidate drug are provided. The dosage forms provide a substantially immediate dose of methylphenidate upon ingestion, followed by one or more additional doses at predetermined times. By providing such a drug release profile, the dosage forms eliminate the need for a patient to carry an additional dose for ingestion during the day. The dosage forms and methods provided are useful in administering methylphenidate and pharmaceutically acceptable salts thereof, which generally require one or more doses throughout the day.
Inventor(s):Atul M. Mehta, Andrew L. Zeitlin, Maghsoud M. Dariani
Assignee: Celgene Corp
Application Number:US08/892,190
Patent Claim Types:
see list of patent claims
Composition; Compound; Dosage form;
Patent landscape, scope, and claims:

US Patent 5,837,284: Methylphenidate Dosage-Form Claims, Expiration, and Patent Landscape

US Patent 5,837,284 protects multiparticulate, bimodal-release methylphenidate dosage forms. Its core concept is a single oral dosage form that delivers an immediate dose and a second methylphenidate dose after an approximately two-to-seven-hour delay. The claims cover coated particles, ammonio methacrylate polymers, talc-containing coatings, d-threo-methylphenidate hydrochloride, two-pulse release profiles, and once-daily formulations.

The patent issued on November 17, 1998, and its recorded patent term expired in 2016. It therefore does not create a current US patent barrier to generic or follow-on methylphenidate products. Its historical importance is tied to Ritalin LA-type bimodal-release technology and related multiparticulate delivery systems. (USPTO, 1998; FDA, 2024)

What technology does US Patent 5,837,284 protect?

The patent protects oral methylphenidate products containing two pharmacokinetic release phases:

  1. An immediate-release fraction available shortly after ingestion.
  2. A delayed-release fraction released approximately two to seven hours later.

The delayed fraction is contained in drug-loaded particles coated with a pharmaceutically acceptable ammonio methacrylate copolymer. The coating controls drug release by limiting penetration of gastrointestinal fluid into the particle and delaying dissolution or diffusion of methylphenidate.

The claims are directed to dosage forms rather than to methylphenidate as a chemical compound. They do not broadly claim all extended-release methylphenidate products. The protected subject matter is limited by the combination of:

  • Methylphenidate drug or salt;
  • Immediate-release and delayed-release particle populations, or an immediate-release outer layer;
  • Drug-loaded particles;
  • Ammonio methacrylate coating;
  • Specified delayed-release timing;
  • In some claims, specific polymer compositions, filler levels, polymer ratios, or d-threo-methylphenidate.

The technology corresponds to a pulsatile or bimodal oral delivery profile rather than a conventional continuous-release matrix tablet.

What are the independent claims in US Patent 5,837,284?

The patent has five principal independent claim groups: claims 1, 23, 27, 28, and 29.

Claim Independent subject matter Main limitations
1 Two-group methylphenidate dosage form Immediate-release particles plus coated delayed-release particles
23 Once-daily dosage form Drug-loaded particles, ammonio methacrylate coating, and immediate-release drug layer on the coating exterior
27 d-threo-methylphenidate dosage form Immediate-release and delayed-release particle groups containing d-threo-methylphenidate hydrochloride
28 In vitro release profile Two release pulses separated by two to seven hours
29 In vivo plasma profile Two plasma maxima separated by two to seven hours, with maxima within 30% of one another

Claims 1 and 27 are particle-population claims. They require two groups of particles, with one group providing an immediate dose and the other group providing a delayed dose.

Claim 23 is structurally different. It describes a particle with a drug-containing core, an ammonio methacrylate coating, and an exterior layer containing methylphenidate. That architecture can produce an immediate-release dose from the exterior layer and a delayed dose from the coated core.

Claims 28 and 29 are performance claims. Claim 28 focuses on an in vitro two-pulse dissolution profile. Claim 29 focuses on an in vivo plasma concentration profile having two maxima with a limited difference in magnitude.

How broad is claim 1 of US Patent 5,837,284?

Claim 1 is broad relative to the dependent claims, but it still requires a specific combination of structural and functional limitations.

A product would generally need to include:

  • A methylphenidate drug;
  • Two particle groups;
  • An immediate-release first group;
  • A second group of coated particles;
  • Drug in the second group at approximately 2% to 75% by weight;
  • One or more binders in the delayed-release particles;
  • An ammonio methacrylate coating;
  • A delayed dose occurring approximately two to seven hours after ingestion.

Claim 1 does not require:

  • d-threo-methylphenidate;
  • dl-threo-methylphenidate hydrochloride;
  • talc;
  • a particular ammonio methacrylate polymer ratio;
  • a capsule;
  • a tablet;
  • a specific dose strength;
  • a particular dissolution apparatus or release specification.

The claim therefore reaches a range of multiparticulate dosage forms, including products using different methylphenidate salts and different binders, provided that the delayed particles satisfy the specified composition and release function.

The two-to-seven-hour delay is a material limitation. A product designed for continuous release without a distinct delayed pulse would have a weaker infringement case under claim 1. A product with a second pulse outside the claimed timing range would also present a noninfringement position, subject to claim construction and equivalents analysis.

What formulations are protected by claims 2 through 22?

Claims 2 through 22 narrow claim 1 by specifying the drug salt, polymer, filler, polymer ratio, and delay period.

Methylphenidate salt limitations

Claims 2 through 6 specify pharmaceutically acceptable methylphenidate salts. Claims 5 and 6 narrow the formulation to dl-threo-methylphenidate hydrochloride.

Claim 4 requires the immediate-release particle group to contain approximately 2% to 99% by weight methylphenidate salt. Claims 5 and 6 then identify dl-threo-methylphenidate hydrochloride as the salt.

Filler limitations

Claims 7 through 12 address filler in the coating composition. The permitted filler group includes:

  • Talc;
  • Colloidal silica;
  • Fumed silica;
  • Gypsum;
  • Glycerine monostearate.

Claim 7 requires approximately 20% to 50% filler by weight based on the total weight of the copolymer. Claims 9 through 12 progressively narrow the limitation to talc and then to approximately 35% to 45%, 38% to 42%, and about 40% talc.

These claims are narrower formulation claims. They are more vulnerable to design-around than claim 1 because a competing product could use a different filler or a different filler concentration while retaining the broader bimodal-release concept.

Ammonio methacrylate polymer ratios

Claims 13 through 16 specify the ratio of acrylic groups to quaternary ammonium groups in the ammonio methacrylate copolymer:

Claim Ratio
13 About 10:1 to 50:1
14 About 15:1 to 45:1
15 About 15:1 to 20:1
16 About 30:1 to 40:1

Claim 17 requires two different ammonio methacrylate copolymers:

  • A first copolymer with an acrylic-group-to-trimethylammonioethyl-methacrylate ratio of approximately 30:1 to 40:1;
  • A second copolymer with a ratio of approximately 15:1 to 20:1.

Claims 18 through 20 narrow the ratio of the first copolymer to the second copolymer to approximately 90:10 to 99:1, then 93:7 to 97:3, and finally about 95:5.

These limitations define a mixed-polymer coating system. A formulation using only one polymer, a different polymer ratio, or a different ammonium-containing acrylic polymer could avoid the narrower claims while potentially remaining relevant to claim 1 or claim 23.

Delay-period limitations

Claims 21 and 22 narrow the delayed dose to:

  • Approximately three to six hours; and
  • Approximately four to five hours.

These claims align closely with a second methylphenidate pulse several hours after the immediate dose.

What does claim 23 protect?

Claim 23 covers a once-daily dosage form with a layered particle structure. It requires:

  1. Particles containing approximately 2% to 99% methylphenidate by weight in admixture with binders;
  2. A coating exterior to the methylphenidate-containing particles;
  3. An ammonio methacrylate copolymer coating capable of delaying methylphenidate release by approximately two to seven hours;
  4. A methylphenidate layer on the exterior surface of the coating that supplies the immediate dose.

This claim differs from claim 1 because the immediate-release drug is expressly located on the exterior surface of the delayed-release coating. Claim 23 can therefore read on a single population of coated particles carrying an outer immediate-release drug layer, rather than requiring two physically separate particle groups.

Claims 24 and 25 narrow claim 23 to:

  • dl-threo-methylphenidate hydrochloride; or
  • d-threo-methylphenidate hydrochloride.

Claim 26 adds the two-polymer coating system. Claim 30 specifies the polymer compositions more precisely as copolymers containing methyl methacrylate, ethyl acrylate, and trimethylammonium chloride, commonly abbreviated TAMCl, in ratios of 2:1:0.1 and 2:1:0.2.

What protection do claims 27 through 29 provide for d-threo-methylphenidate?

Claims 27 through 29 are directed specifically to d-threo-methylphenidate hydrochloride or a pharmaceutically acceptable d-threo-methylphenidate salt.

Claim 27 requires:

  • An immediate-release group containing d-threo-methylphenidate hydrochloride; and
  • A delayed-release group containing approximately 2% to 75% d-threo-methylphenidate hydrochloride, binders, and an ammonio methacrylate copolymer coating;
  • A delayed dose after approximately two to seven hours.

Claim 28 protects an in vitro release profile with two temporally separated pulses. Claim 29 protects an in vivo plasma profile with two maxima separated by approximately two to seven hours, with the maxima differing by no more than approximately 30%.

Claims 28 and 29 are commercially important because they are not limited solely to a named coating composition. They reach the specified performance profile. Enforcement would depend heavily on the test method, sampling protocol, interpretation of "pulse" and "maximum," and whether the accused product produces the claimed profile under the relevant conditions.

When did US Patent 5,837,284 expire?

US Patent 5,837,284 issued on November 17, 1998. Its recorded term expired in 2016, based on the patent’s effective filing and priority history. The patent is therefore expired and cannot support a new US infringement action for conduct occurring after expiration. (USPTO, 1998; Google Patents, 2024)

Milestone Date
Earliest recorded priority 1996
US patent issue November 17, 1998
Recorded US patent expiration 2016
Current enforceability Expired

The patent’s expiration removes the patent-based exclusivity barrier. It does not eliminate the possibility that later patents could cover a particular product, manufacturing process, formulation improvement, salt, dosage strength, labeling method, or delivery device.

What is the Orange Book status of US Patent 5,837,284?

The patent was associated historically with the Ritalin LA product and the bimodal-release methylphenidate formulation technology. The current Orange Book status is legally different from the historical listing status because an expired patent no longer provides enforceable patent protection.

The Orange Book distinguishes among:

  • Listed patents;
  • Patent expiration;
  • Patent delisting or removal;
  • Regulatory exclusivity;
  • Approved product labeling.

A patent’s presence in the Orange Book does not extend its term. Once the listed patent expires, an ANDA applicant no longer needs to use a Paragraph IV certification against that expired patent as a basis for entry. The relevant regulatory issue becomes whether other unexpired patents remain listed for the reference product. (FDA, 2024a)

Were Paragraph IV challenges or generic litigation associated with this patent?

A Paragraph IV certification is used when an ANDA applicant asserts that a listed patent is invalid, unenforceable, or will not be infringed. The historical Ritalin LA generic landscape included patent certifications and litigation risk around extended-release methylphenidate capsules.

The principal legal significance of US 5,837,284 is now historical because the patent expired in 2016. Any Paragraph IV challenge directed solely to this patent no longer creates a current patent stay or patent-based launch barrier.

A current generic applicant would need to assess:

  • Other unexpired Orange Book patents;
  • Pending patent applications;
  • Product-specific formulation patents;
  • Method-of-use patents;
  • Regulatory exclusivity;
  • Manufacturing patents;
  • Trademark and trade-dress constraints.

The expired status of 5,837,284 does not establish freedom to operate for every methylphenidate product. It removes only this patent from the active patent-risk analysis.

Which companies and products are relevant to this patent landscape?

The patent is most closely associated with bimodal-release methylphenidate products modeled on Ritalin LA. The commercial landscape includes:

Product or category Release concept Relationship to US 5,837,284
Ritalin LA Immediate and delayed methylphenidate release Historical commercial relevance
Generic methylphenidate ER capsules Often use multiparticulate or equivalent release systems May have been assessed against this patent and later patents
Concerta Osmotic controlled-release tablet Different delivery architecture
Aptensio XR Extended-release multiparticulate methylphenidate Requires separate patent analysis
Quillivant XR Extended-release liquid suspension Different dosage form
Cotempla XR-ODT Extended-release orally disintegrating tablet Different dosage form
Jornay PM Delayed, extended-release methylphenidate Different timing and formulation strategy
Daytrana Transdermal methylphenidate Different route of administration

The existence of a bimodal-release profile does not alone establish infringement. The analysis must identify the particle architecture, coating chemistry, drug location, timing profile, and any relevant product-specific patents.

How does US 5,837,284 compare with Concerta and other methylphenidate patents?

US 5,837,284 is directed to multiparticulate or layered particles. Concerta uses an osmotic-controlled oral delivery system with a tablet core and semipermeable membrane. The two patent landscapes therefore differ materially.

Attribute US 5,837,284 technology Concerta-type technology
Dosage form Multiparticulate or coated particle system Osmotic tablet
Release profile Immediate pulse plus delayed pulse Controlled ascending or extended release
Main release mechanism Ammonio methacrylate coating Osmotic pressure and delivery orifice
Key claim focus Particle groups, coatings, pulse timing Tablet structure, membrane, osmotic core
Primary design-around route Change particle structure or coating Change osmotic architecture or delivery mechanism

A product can avoid the 5,837,284 claim set while still infringing a separate patent estate directed to a different release mechanism.

How strong is the patent estate for US 5,837,284?

The patent was commercially meaningful while in force because the independent claims captured the central bimodal-release architecture. Its strength varied by claim type.

Claim category Relative scope while unexpired Main vulnerability
Claim 1 Broadest particle-group claim Prior art involving immediate and delayed coated particles
Claim 23 Broad layered-particle claim Proof of exterior immediate-release drug layer
Claim 27 Narrow d-threo claim Limited active-ingredient scope
Claim 28 Performance claim Definition and reproducibility of two release pulses
Claim 29 In vivo performance claim Product testing and plasma-profile interpretation
Claims 7-20 and 30 Narrow formulation claims Straightforward excipient and polymer-ratio design-arounds

Potential validity issues would have centered on anticipation, obviousness, written description, enablement, and indefiniteness. The most important prior-art questions would have been whether earlier references disclosed:

  • Immediate and delayed methylphenidate doses in one dosage form;
  • Ammonio methacrylate-coated drug particles;
  • A two-to-seven-hour separation;
  • Comparable d-threo-methylphenidate plasma profiles;
  • The specified copolymer and filler ratios.

Because the patent has expired, these validity issues have limited present commercial significance except for historical litigation analysis, freedom-to-operate opinions concerning past conduct, and prosecution strategy for related patent families.

What manufacturing and intellectual-property barriers remain?

The expired patent does not prevent manufacture of the claimed dosage form. Technical barriers may remain, including:

  • Uniform coating of drug-loaded particles;
  • Control of coating weight gain;
  • Reproducible delayed-release timing;
  • Stability of methylphenidate salts;
  • Capsule filling and particle segregation;
  • Bioequivalence across two distinct release pulses;
  • Scale-up of ammonio methacrylate coating processes;
  • Demonstration of equivalent pharmacokinetic maxima.

A generic manufacturer must also establish pharmaceutical equivalence and bioequivalence under FDA requirements. For an extended-release product, FDA may require comparative pharmacokinetic testing under fasting, fed, and other applicable conditions. (FDA, 2024b)

Later patents may cover particular coating processes, excipient combinations, particle-size distributions, dosage strengths, or release specifications. Those patents require a separate family-level review and are not revived by US 5,837,284.

What are the generic launch scenarios?

The main launch scenarios are:

  1. Immediate launch based on expiration of US 5,837,284, if no other unexpired blocking patents or regulatory exclusivities apply.
  2. Delayed launch because of separate Orange Book-listed patents.
  3. At-risk launch after certification against later patents.
  4. Formulation design-around using a different polymer, different release mechanism, or different dosage-form architecture.
  5. Noninfringing launch using a continuous-release profile rather than two temporally separated pulses.

The highest residual risk would arise from later patents covering the same commercial product or from manufacturing and method-of-use claims that are independent of the expired patent.

Key Takeaways

  • US Patent 5,837,284 covers bimodal-release methylphenidate dosage forms.
  • The central claim requires an immediate dose and a delayed dose approximately two to seven hours later.
  • The patent claims ammonio methacrylate-coated particles, layered particles, polymer mixtures, talc-containing coatings, and d-threo-methylphenidate formulations.
  • Claims 28 and 29 focus on two-pulse in vitro release and two-maximum in vivo plasma profiles.
  • The patent issued in 1998 and expired in 2016.
  • It is no longer an active US patent barrier to generic entry.
  • Current Ritalin LA or methylphenidate freedom-to-operate analysis must focus on later patents, Orange Book listings, regulatory exclusivity, and product-specific manufacturing rights.
  • Concerta and other methylphenidate products use materially different delivery technologies and cannot be assessed solely against this patent.

FAQs About US Patent 5,837,284

Does US Patent 5,837,284 still block generic methylphenidate?

No. The patent expired in 2016. Any current generic barrier must arise from other patents, regulatory exclusivity, or non-patent regulatory requirements.

Does the patent cover all extended-release methylphenidate capsules?

No. It covers dosage forms with defined immediate and delayed release characteristics and specific particle or coating limitations. Continuous-release products and different delivery systems may fall outside the claims.

Does a product need to use d-threo-methylphenidate to infringe?

No. Claims 1 and 23 are not limited to d-threo-methylphenidate. Claims 27 through 29 are specifically directed to d-threo-methylphenidate or its pharmaceutically acceptable salts.

Does using a different coating polymer avoid the patent?

It may avoid narrower claims directed to specified ammonio methacrylate compositions, ratios, or fillers. It may not avoid a broader claim if the alternative coating falls within the claim construction of "ammonio methacrylate copolymer" and produces the required delayed dose.

Is Ritalin LA protected only by US Patent 5,837,284?

No. A commercial product can be associated with multiple patents, patent applications, regulatory protections, trademarks, and manufacturing rights. The expiration of 5,837,284 does not establish that every other Ritalin LA-related right has expired.

References

  1. Food and Drug Administration. (2024a). Approved drug products with therapeutic equivalence evaluations. U.S. Department of Health and Human Services.

  2. Food and Drug Administration. (2024b). Ritalin LA prescribing information. U.S. Department of Health and Human Services.

  3. Google Patents. (2024). US5837284A: Methylphenidate formulations. Google.

  4. United States Patent and Trademark Office. (1998). US Patent No. 5,837,284: Methylphenidate formulations. U.S. Department of Commerce.

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Drugs Protected by US Patent 5,837,284

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

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