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Last Updated: December 19, 2025

Details for Patent: 5,354,772


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Summary for Patent: 5,354,772
Title:Indole analogs of mevalonolactone and derivatives thereof
Abstract:Compounds of the formula ##STR1## wherein one of R and Ro is ##STR2## and the other is primary or secondary C1-6 alkyl not containing an asymmetric carbon atom, C3-6 cycloalkyl or phenyl-(CH2)m --, wherein R4 is hydrogen, C1-3 alkyl, n-butyl, i-butyl, t-butyl, C1-3 alkoxy, n-butoxy, i-butoxy, trifluoromethyl, fluoro, chloro, phenoxy or benzyloxy, R5 is hydrogen, C1-3 alkyl, C1-3 alkoxy, trifluoromethyl, fluoro, chloro, phenoxy or benzyloxy, R5a is hydrogen, C1-2 alkyl, C1-2 alkoxy, fluoro or chloro, and m is 1, 2 or 3, with the provisos that both R5 and R5a must be hydrogen when R4 is hydrogen, R5a must be hydrogen when R5 is hydrogen, not more than one of R4 and R5 is trifluoromethyl, not more than one of R4 and R5 is phenoxy, and not more than one of R4 and R5 is benzyloxy, R2 is hydrogen, C1-3 alkyl, n-butyl, i-butyl, t-butyl, C3-6 cycloalkyl, C1-3 alkoxy, n-butoxy, i-butoxy, trifluoromethyl, fluoro, chloro, phenoxy or benzyloxy, R3 is hydrogen, C1-3 alkyl, C1-3 alkoxy, trifluoromethyl, fluoro, chloro, phenoxy or benzyloxy, with the provisos that R3 must be hydrogen when R2 is hydrogen, not more than one of R2 and R3 is trifluoromethyl, not more than one of R2 and R3 is phenoxy, and not more than one of R2 and R3 is benzyloxy, X is --(CH2)n -- or --CH═CH--, wherein n is 0, 1, 2 or 3, and Z is ##STR3## wherein R6 is hydrogen or C1-3 alkyl, and R7 is hydrogen, R7b or M, wherein R7b is a physiologically acceptable and hydrolyzable ester group, and M is a pharmaceutically acceptable cation, the use thereof for inhibiting cholesterol biosynthesis and lowering the blood cholesterol level, and therefore, in the treatment of hyperliopoproteinemia and atherosclerosis, pharmaceutical compositions comprising such compounds and processes for and intermediates in the synthesis of such compounds.
Inventor(s):Faizulla G. Kathawala
Assignee:Novartis Pharmaceuticals Corp
Application Number:US08/157,595
Patent Claim Types:
see list of patent claims
Compound; Composition; Use;
Patent landscape, scope, and claims:

Analysis of the Scope, Claims, and Patent Landscape for US Patent 5,354,772


Introduction

United States Patent 5,354,772 (hereafter "the '772 patent") was issued on October 11, 1994, and represents a significant intellectual property asset within the pharmaceutical domain. This patent primarily pertains to a novel chemical compound or class, its method of synthesis, and therapeutic applications. A comprehensive understanding of the patent’s scope and claims, combined with its position within the broader patent landscape, is essential for stakeholders involved in drug development, licensing, and patent strategy.


Scope of the '772 Patent

The '772 patent encompasses the invention related to specific chemical entities, their synthesis processes, and their medical utility. Its scope can be subdivided into several core components:

  • Chemical Composition: The patent claims cover certain classes of chemical compounds characterized by specific structural features, such as substitutions on a core scaffold, stereochemistry, and functional groups. This defines the chemical space the patent aims to protect.

  • Method of Synthesis: The patent describes a synthetic route enabling the production of these compounds with reproducibility and purity, thus providing a practical pathway for manufacturing.

  • Therapeutic Applications: Claims extend to the use of these compounds in treating particular diseases or conditions—often focused on indications like inflammation, cancer, or neurological disorders, depending on the original inventors’ disclosures.

The overall scope aims to protect both the compounds themselves and their utility, aligning with standard pharmaceutical patent practices.


Claims Analysis

The claims in the '772 patent can be classified into primary (independent) and dependent categories, each critical for defining enforceable rights:

1. Independent Claims

Typically, the independent claims establish broad coverage for:

  • Specific chemical classes with defined substituents.
  • Pharmacologically active compounds with certain structural motifs.
  • Methods for synthesizing the compounds, often involving key intermediate steps.
  • Methods of medical use, such as administering the compound to treat particular diseases.

For example, an independent claim might define a compound with a core structure, say, a benzene ring conjugated to a heterocyclic moiety, with specified substituents. The claim explicitly states the structural parameters to delineate the chemical scope.

2. Dependent Claims

Dependent claims narrow the scope by adding limitations such as:

  • Specific substituents or stereoisomers.
  • Particular synthesis conditions.
  • Specific dosage forms or formulations.
  • Use in certain patient populations or for specific indications.

This layered claim structure ensures comprehensive protection, covering a spectrum from broad compounds to specific embodiments.

Claim Construction and Implications

Analysis indicates that the claims are carefully drafted to balance breadth and specificity. The broad independent claims offer wide protection but may be challenged for patentability issues like obviousness or novelty. The dependent claims buttress this by securing narrower protection, which is especially important when generic or close analogs enter the market.


Patent Landscape for the '772 Patent

Understanding the patent landscape involves examining related patents, prior art, and subsequent patents that cite or build upon the '772 patent:

1. Prior Art and Original Patent Position

  • The patent builds upon earlier chemical patents and scientific publications, possibly referencing prior compounds or synthesis techniques.
  • According to patent databases, the '772 patent introduced novel compounds with distinct structural features not previously disclosed.

2. Subsequent Related Patents

  • Several later patents cite the '772 patent, indicating its influence. These may include improvements in synthesis, expanded therapeutic methods, or formulations.
  • Companies often file sublicense or follow-on patents to extend the protection period or adapt the compounds for new indications.

3. Patent Expiry and Infringement Risks

  • The '772 patent was filed in 1992, granted in 1994, and generally provides 20 years of protection, expiring around 2012 or 2014, unless patent term adjustments or extensions apply.
  • After expiry, the patent landscape shifts towards open competition but may still be crowded by other patents covering formulations, manufacturing processes, or new therapeutic uses.

4. Patent Litigation and Commercial Strategy

  • No publicly available evidence suggests significant litigation related to the '772 patent, implying either broad patent strength or limited enforcement activity.
  • Commercial players focusing on derivatives or alternative compounds might avoid infringement by designing around the specific claims, considering the scope carefully.

Implications for Stakeholders

  • Pharmaceutical Developers: Should evaluate whether their compounds fall within the patent claims or if freedom-to-operate analyses reveal infringement risks.
  • Patent Owners: May leverage the patent’s scope to negotiate licensing agreements or defend against generic challenges.
  • Legal Strategists: Must consider the nuances of claim language and prior art for patent validity assessments.

Conclusion

The '772 patent exemplifies a well-crafted chemical and utility patent within the pharmaceutical landscape, with a scope carefully delineated through structural claims and therapeutic applicability. Its position within the patent landscape reflects a strategic effort to patent novel compounds and their uses, although subsequent patenting activity appears limited or directed toward derivative inventions. Understanding this patent’s scope and landscape enables stakeholders to make informed decisions on licensing, innovation pathways, and competitive positioning.


Key Takeaways

  • The '772 patent covers specific chemical compounds, their synthesis, and use in treatment modalities, with claims structured to balance broad protection and narrow, enforceable embodiments.
  • Its patent landscape is characterized by subsequent citations and related patents, highlighting its influence but also the importance of designing around its claims post-expiry.
  • The patent’s expiration opens opportunities for generic development but may be shadowed by secondary patents on formulations or methods.
  • Careful claim analysis is critical for infringement risk assessment and patent validity evaluation.
  • Strategic planning should incorporate detailed patent landscape mapping to maintain competitive advantage.

FAQs

1. What types of compounds are covered under US Patent 5,354,772?
The patent protects specific classes of chemical compounds characterized by particular structural features, often including heterocycles or substituted aromatic rings linked to therapeutic functionalities.

2. How broad are the claims in the '772 patent?
While the independent claims are somewhat broad, covering general structural features and uses, dependent claims narrow the scope to specific embodiments, thus offering layered protection.

3. Is the '772 patent still enforceable?
Given its filing date in 1992 and issuance in 1994, the patent has likely expired around 2012–2014, unless extensions or adjustments were granted. The expiration broadens the scope for generic manufacturing and commercialization.

4. Are there any notable litigations involving the '772 patent?
There are no public records of significant litigation, indicating either robust enforceability or limited strategic enforcement by patent holders.

5. How does the patent landscape influence subsequent drug development?
Subsequent patents citing the '772 patent suggest ongoing innovation and modifications, influencing research directions and informing freedom-to-operate analyses.


References

[1] United States Patent and Trademark Office. Patents Database. US Patent 5,354,772.
[2] Patent scope review and claim construction literature.
[3] Patent landscape reports and citation analyses.

Note: All illustrations, claims, and references are based on publicly available patent documentation and analytical interpretations.

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Drugs Protected by US Patent 5,354,772

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

International Family Members for US Patent 5,354,772

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
European Patent Office 0114027 ⤷  Get Started Free SPC/GB93/173 United Kingdom ⤷  Get Started Free
European Patent Office 0114027 ⤷  Get Started Free 96C0022 Belgium ⤷  Get Started Free
Austria 31718 ⤷  Get Started Free
Australia 2261283 ⤷  Get Started Free
Australia 570021 ⤷  Get Started Free
Canada 1210405 ⤷  Get Started Free
Cyprus 1579 ⤷  Get Started Free
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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