Last Updated: November 8, 2026

Details for Patent: 5,292,515

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Summary for Patent: 5,292,515
Title:Manufacture of water-swellable hydrophilic articles and drug delivery devices
Abstract:A method of preparing a hydrophilic plastic cartridge by centrifugally casting polymerizable hydrophilic material in a rotating polymerization tube whose longitudinal axis is maintained parallel to the ground. The speed of rotation causes radial outward displacement of the polymerizable material which upon assuming a predetermined shape within the rotating tube is then polymerized to the predetermined solid configuration. The resulting plastic cartridge is characterized by smooth, unscored internal and external cylindrical surfaces. The cartridges are used as a rate-limiting membrane in drug delivery devices. Sterilized kits containing a disposable needle/syringe or trocar-like instrument and the drug delivery device are used for subcutaneous implantation of the device in an animal body.
Inventor(s):Daniel G. Moro, Petr Kuzma, Harry Quandt
Assignee: Endo Pharmaceuticals Solutions Inc
Application Number:US08/041,523
Patent Claim Types:
see list of patent claims
Use; Composition; Delivery; Device;
Patent landscape, scope, and claims:

United States Patent 5,292,515: Claim Scope, Expiration, and Drug-Delivery Patent Landscape

U.S. Patent No. 5,292,515 covers a hydrogel or xerogel implant designed for sustained drug release. Its core technology is a centrifugally cast, hollow, uniform-wall hydrophilic cartridge sealed with a second polymer plug that has a higher equilibrium water content. The claims extend across manufacturing, cartridge structure, drug loading, implantation by needle, and a sterile implantation kit.

The patent is device- and process-focused rather than drug-specific. It does not claim luteinizing hormone-releasing hormone, growth hormone, or another active ingredient as a compound. Those agents appear as claimed uses and embodiments. The patent’s enforceable term has expired or, at the latest, ended many years ago under the standard 20-year patent-term framework, leaving no current United States exclusivity based on this patent alone.[1, 2]

What technology does U.S. Patent 5,292,515 protect?

The patent protects an implantable, cylindrical drug reservoir made from a biocompatible, non-biodegradable, hydrophilic polymer. The cartridge has:

  • A hollow internal reservoir;
  • Smooth internal and external cylindrical surfaces;
  • A substantially uniform wall thickness;
  • An oval or rounded closed end;
  • A water-swellable but water-insoluble polymer matrix;
  • A polymer plug that closes the drug-filled reservoir;
  • A plug with greater equilibrium water content than the cartridge body.

The claimed operating principle is diffusion-controlled release through the hydrophilic polymer barrier. Water enters the polymer, the material swells, and drug diffuses through the cartridge or sealing structure over an extended period.

The principal materials include polymers formed from hydrophilic ethylenically unsaturated monomers. Claim 24 narrows the cartridge to a polymer of 2-hydroxyethyl methacrylate, commonly known as HEMA. Claims 4 and 20 identify specific manufacturing variations involving benzoin methyl ether, ultraviolet radiation, and water-soluble pore-forming agents.

How are the claims organized?

The 42 claims divide into six principal claim groups.

Claim group Claims Subject matter Strategic importance
Cartridge manufacturing 1-7 Centrifugal casting and polymerization of a uniform-wall cartridge Protects the production process
Filling and sealing 8-20 Loading drug into the reservoir and polymerizing a sealing plug Protects device assembly
Cartridge article 21-25 The cartridge as a standalone product Covers the physical barrier
Finished delivery device 26-35 Cartridge, polymer plug, and active agent Core combination claims
Implantation method 36-40 Subcutaneous placement through a hollow needle Covers the delivery procedure
Implantation kit 41-42 Device, ejector, needle-like tube, rod, and sterile aqueous container Covers packaged administration systems

Independent claims 1, 8, 21, 26, 36, and 41 define the main legal perimeter. The dependent claims add material, shape, drug, polymerization, hydration, and implantation limitations.

What does independent claim 1 cover?

Claim 1 covers a method for making a hollow plastic cartridge by centrifugal casting.

The process requires:

  1. A tube with a smooth, uniform cylindrical core;
  2. A predetermined quantity of polymerizable hydrophilic liquid monomer;
  3. Closure of the tube to prevent monomer loss;
  4. Rotation with the longitudinal axis parallel to the ground;
  5. A rotation speed sufficient to move the liquid radially outward;
  6. Polymerization while the liquid assumes a cylindrical configuration;
  7. Recovery of a solid cartridge with smooth internal and external surfaces and uniform wall thickness.

The claim is narrower than a general hydrogel-molding claim. It requires the specific combination of horizontal rotation, centrifugal displacement, and polymerization within the rotating tube.

What limitations are most important in claim 1?

The most material limitations are:

  • “Core of smooth uniform cylindrical surface”;
  • “Longitudinal axis ... parallel to the ground”;
  • Centrifugal formation of the cylindrical liquid cartridge;
  • Polymerization inside the tube;
  • Uniform wall thickness;
  • Hydrophilic, water-swellable, water-insoluble, non-biodegradable material.

A competing manufacturer using injection molding, extrusion, machining, or vertical casting would not literally practice every limitation of claim 1. It could still face risk under another claim, particularly claim 21 or claim 26, if the resulting cartridge and delivery device satisfy their structural limitations.

What do claims 2 through 7 add?

Claims 2 through 7 narrow the manufacturing process by specifying polymer chemistry and post-processing.

Claim Added limitation
2 Hydrophilic ethylenically unsaturated monomers and a catalyst
3 Radiation and a radiation catalyst
4 Benzoin methyl ether initiator and ultraviolet light
5 Shaving near the closed end to create a smooth oval shape
6 Cartridge in the xerogel state
7 Cartridge in the hydrogel state

Claim 4 is highly specific. A process using a different photoinitiator or thermal initiation may avoid the claim 4 limitation while still implicating claim 1 or claim 2.

The xerogel and hydrogel distinctions concern hydration state. A xerogel is the relatively dry polymer state. A hydrogel contains absorbed water and has reached or is approaching an equilibrium hydrated condition.

What does claim 8 cover?

Claim 8 covers a method of preparing the finished drug-delivery device.

The method requires:

  • Introducing an active agent into the cartridge reservoir;
  • Optionally adding a pharmaceutically acceptable carrier;
  • Adding polymerizable liquid monomer into the upper portion of the reservoir;
  • Using a monomer that forms a polymer with higher equilibrium water content than the cartridge;
  • Polymerizing the monomer to close the reservoir with a polymer plug;
  • Producing predetermined sustained release.

Claim 8 is important because it claims in situ formation of the seal after drug loading. The sealing polymer is not merely a mechanical cap. It is formed from liquid monomer within the reservoir opening and has a different hydration profile from the cartridge body.

How do claims 11 through 20 narrow claim 8?

Claims 11 through 16 identify drug and macromolecular-agent embodiments:

  • Any drug;
  • Macromolecular compositions up to approximately 25,000 molecular weight;
  • Native or recombinant bioactive proteins;
  • Hormonally active polypeptides;
  • Luteinizing hormone-releasing hormone;
  • Mammalian growth hormone or growth-releasing hormone.

Claims 17 through 20 add xerogel, hydrogel, equilibrium hydration, and pore-forming-agent limitations.

These claims do not create composition-of-matter rights in the listed hormones or proteins. They cover use of those agents within the claimed cartridge-and-plug delivery architecture.

What physical cartridge does claim 21 protect?

Claim 21 is the broadest standalone article claim. It covers a cartridge having:

  • Biocompatible, non-biodegradable, water-swellable, water-insoluble, hydrophilic plastic;
  • An oval cylindrical shape at the closed end;
  • Smooth, unscored internal and external cylindrical surfaces;
  • Uniform wall thickness;
  • Utility as a rate-limiting barrier in an implantable drug-delivery device.

Unlike claim 1, claim 21 does not require centrifugal casting. A cartridge made by another process could fall within claim 21 if it possesses the claimed structural characteristics.

Claims 22 and 23 distinguish xerogel and hydrated states. Claim 24 narrows the polymer to HEMA. Claim 25 adds a scored internal surface near the open end treated with a mono- or polyhydric alcohol to improve graft polymerization.

What is the significance of claim 25?

Claim 25 protects a cartridge preparation technique designed to improve attachment of the sealing polymer to the cartridge wall. The scoring and alcohol treatment create a more favorable surface for graft polymerization.

A manufacturer using a separate mechanical cap, adhesive, thermal weld, or chemically unrelated sealing method would have a stronger non-infringement position against claim 25. Claims 21 and 26 would require separate analysis because they focus on the cartridge and completed device.

What does claim 26 cover?

Claim 26 is the principal finished-device claim. It requires all of the following:

  1. A hydrophilic plastic cartridge;
  2. A cylindrical reservoir;
  3. An oval outer cylindrical shape at one end;
  4. Smooth internal and external cylindrical surfaces;
  5. Uniform cylindrical wall thickness;
  6. A polymer plug closing the open reservoir;
  7. A plug made from a biocompatible, non-biodegradable, water-swellable, water-insoluble hydrophilic polymer;
  8. A plug with a higher equilibrium water content than the cartridge;
  9. An active agent in the reservoir;
  10. Predetermined sustained release over an extended period.

The relative hydration limitation is a central point. A device with a plug that does not have a greater equilibrium water content than the cartridge may avoid literal infringement of claim 26, depending on claim construction and the technical evidence.

Claims 27 through 35 narrow the device to drugs, macromolecules, proteins, hormonal polypeptides, LHRH, growth hormone, growth-releasing hormone, and pharmaceutical carriers.

What do claims 36 through 42 protect?

Claim 36 covers implantation by perforation. The method requires a hollow needle containing the delivery device, subcutaneous injection, deposition at a selected site, and needle withdrawal.

Claims 37 through 40 narrow the active agent and hydration state. Claim 41 covers a kit containing:

  • The drug-delivery device;
  • Delivery means;
  • A container holding the device and delivery means in sterile aqueous medium.

Claim 42 defines the delivery means as a rigid hollow tube with a needle-like opening and a telescoping solid rod that ejects the implant.

These claims are directed to administration infrastructure. They would not ordinarily cover a drug manufacturer’s active ingredient, a conventional oral dosage form, or a transdermal patch.

When did U.S. Patent 5,292,515 lose exclusivity?

The patent’s term is governed by the pre- and post-1995 transition rules and the 20-year term measured from the earliest effective nonprovisional filing date, subject to any patent-term adjustment or terminal disclaimer.[2]

Because U.S. Patent 5,292,515 issued in 1994, its enforceable term would ordinarily have ended no later than the early 2010s unless an unusual term adjustment or related legal circumstance applied. As of 2026, the patent is not a live barrier to manufacture, sale, use, or importation of a product that would have fallen within its claims during the patent term.

Patent expiration removes the ability to obtain infringement damages or injunctive relief for post-expiration conduct under this patent. It does not erase the patent’s historical relevance as prior art or as a technical disclosure.

What is the Orange Book status of U.S. Patent 5,292,515?

U.S. Patent 5,292,515 is not an Orange Book drug patent based on the claim text and technology. The Orange Book principally records patents submitted for approved drug products, including patents claiming the drug substance, drug product, or approved method of use.[3]

This patent claims:

  • A polymer cartridge;
  • A polymerization method;
  • A drug-delivery device;
  • Implantation methods; and
  • A delivery kit.

Those claims are not directed to a chemical drug substance or a conventional pharmaceutical formulation. An approved drug using a device based on this technology could raise separate product-specific listing questions, but the patent itself is not a typical Orange Book-listed active-ingredient patent.

Does the patent create biosimilar risk?

No direct biosimilar risk arises from this patent. The patent does not claim a biologic drug, protein sequence, antibody, recombinant product, or manufacturing cell line. Claims 13 through 16 and 31 through 34 merely identify proteins and hormones as active agents used in the device.

Biosimilar exposure would depend on separate patents covering:

  • The biologic molecule;
  • Protein sequence or variants;
  • Formulation;
  • Manufacturing process;
  • Device combination;
  • Approved method of use.

Because this patent has expired, it does not independently block a biosimilar sponsor from using a hydrogel implant architecture that otherwise complies with current regulatory requirements.

Which companies could challenge or design around the patent?

During the patent term, likely design-around routes included:

Design-around path Relevant claim weakness
Injection-molded or extruded cartridge Avoids centrifugal-casting limitations in claim 1
Nonuniform wall thickness Avoids key structural limitations
Mechanical, adhesive, or threaded closure Avoids polymer-plug limitations
Plug with equal or lower water content Avoids the relative hydration limitation
Biodegradable polymer Avoids non-biodegradable limitations
Non-hydrophilic or water-soluble material Avoids material limitations
External reservoir or osmotic pump Avoids the claimed hollow cartridge architecture
Nonimplantable delivery route Avoids implantation claims 36-42
Different cartridge geometry May avoid oval-ended cylindrical structure

The most important competitive alternatives historically included osmotic implants, biodegradable microspheres, reservoir implants with membrane barriers, injectable depot formulations, and implantable pump systems. Those systems may have separate patent estates and regulatory requirements.

How strong was the patent estate?

The patent had meaningful historical coverage because it claimed the same platform at multiple levels:

  • Process: claims 1-20;
  • Article: claims 21-25;
  • Device: claims 26-35;
  • Implantation: claims 36-40;
  • Kit: claims 41-42.

That layered structure reduced the importance of any single claim. A competitor avoiding the centrifugally cast manufacturing process could still face the article or finished-device claims if it produced a cartridge with the required geometry and polymer characteristics.

The estate also had limitations. Many claims require a specific combination of:

  • Uniform wall thickness;
  • Smooth internal and external surfaces;
  • Oval cylindrical geometry;
  • Hydrophilic, non-biodegradable polymer;
  • A polymer plug with greater equilibrium water content;
  • Sustained-release drug loading.

A competing system using a different release mechanism, geometry, material class, or closure method could potentially avoid the principal claims.

Today, the estate has no meaningful exclusionary strength because the patent term has ended. Its remaining value is technical and historical rather than blocking.

What patent litigation or settlement agreements affect this patent?

The claim text alone does not establish a current infringement action, Paragraph IV certification, or settlement agreement involving U.S. Patent 5,292,515. The patent is not a conventional small-molecule Orange Book patent, so a standard generic-drug Paragraph IV dispute would not ordinarily center on this patent.

Under the Hatch-Waxman framework, Paragraph IV litigation typically concerns an ANDA applicant’s certification that an Orange Book-listed patent is invalid, unenforceable, or not infringed.[4] A device patent of this type would more commonly arise in separate patent litigation involving an implant manufacturer, drug-device combination sponsor, or medical-device supplier.

What generic launch risks exist?

There is no current generic-launch risk from this patent because it is expired. Commercial risks instead arise from:

  • Separate patents on a specific drug or biologic;
  • Device patents covering a newer implant platform;
  • Combination-product patents;
  • Manufacturing-process patents;
  • Regulatory requirements for drug-device combination products;
  • Clinical data requirements for sustained-release implants;
  • Sterilization and packaging validation;
  • Manufacturing reproducibility and extractables/leachables testing.

For a modern entrant, the principal barrier would be development and regulatory execution, not U.S. exclusivity under Patent 5,292,515.

Key Takeaways

  • U.S. Patent 5,292,515 covers a hydrophilic, non-biodegradable polymer cartridge for sustained-release implantation.
  • Its six independent claim groups cover casting, filling, sealing, the cartridge, the finished device, implantation, and the kit.
  • The central structural limitations are uniform wall thickness, smooth cylindrical surfaces, an oval closed end, and a polymer plug with higher equilibrium water content than the cartridge.
  • The patent claims use with LHRH, growth hormone, growth-releasing hormone, and other proteins, but does not claim those molecules themselves.
  • It is not a conventional Orange Book active-ingredient patent.
  • It does not create current biosimilar exclusivity.
  • The patent’s enforceable term ended no later than the early 2010s under the standard patent-term framework.
  • Current products face risk from later device, formulation, biologic, manufacturing, and combination-product patents rather than from U.S. Patent 5,292,515.

FAQs

Can a company sell a hydrogel implant that resembles the patented cartridge today?

Yes, this patent no longer provides a live U.S. exclusion right. Separate unexpired patents must still be reviewed.

Does claim 26 cover the drug inside the implant?

No. Claim 26 covers the combination of the cartridge, polymer plug, and active agent. It does not independently claim the active agent as a chemical compound.

Does the patent cover biodegradable implant polymers?

No. The principal claims require a non-biodegradable polymer.

Is an LHRH implant automatically covered by this patent?

No. LHRH is only one claimed active-agent embodiment. The device must also satisfy the structural and polymer limitations.

Does a nonuniform-wall cartridge avoid the patent?

It would likely avoid claims requiring uniform wall thickness, but infringement analysis would still require review of each claim and any later patent in the relevant product family.

References

  1. United States Patent No. 5,292,515, claims 1-42 (1994).
  2. 35 U.S.C. § 154. Patent term.
  3. U.S. Food and Drug Administration. (2024). Approved drug products with therapeutic equivalence evaluations.
  4. 21 U.S.C. § 355(j); 35 U.S.C. § 271(e). Abbreviated new drug applications and patent certifications.

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Drugs Protected by US Patent 5,292,515

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

Foreign Priority and PCT Information for Patent: 5,292,515

Foriegn Application Priority Data
Foreign Country Foreign Patent Number Foreign Patent Date
92 300394.1Oct 05, 1992

International Family Members for US Patent 5,292,515

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Austria 149345 ⤷  Start Trial
Australia 1018392 ⤷  Start Trial
Australia 651654 ⤷  Start Trial
Canada 2059377 ⤷  Start Trial
Germany 69217900 ⤷  Start Trial
Denmark 0551698 ⤷  Start Trial
European Patent Office 0551698 ⤷  Start Trial
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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