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Last Updated: December 18, 2025

Details for Patent: 4,863,737


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Summary for Patent: 4,863,737
Title:Compositions and methods of manufacture of compressed powder medicaments
Abstract:Compositions and methods of manufacture for producing a medicament composition capable of absorption through the mucosal tissues of the mouth, pharynx, and esophagus. The present invention relates to such compositions and methods which are useful in administering drugs in a dose-to-effect manner such that sufficient drug is administered to produce precisely a desired effect. The invention also relates to a manufacturing technique that enables a therapeutic agent or drug to be incorporated into a flavored confectionary base and to compress or otherwise attach the solid confectionary mixture onto an appliance or holder. Employing the present invention, the drug may be introduced into the patient's bloodstream almost as fast as through injection, and much faster than using the oral administration route, while avoiding the negative aspects of both of these methods. The present invention achieves these advantages by incorporating the drug into a compressed powder "candy " matrix. The pH and pKa of the powder matrix can be modified to increase the absorption of the drug through the mucosal tissues.
Inventor(s):Theodore H. Stanley, Brian Hague
Assignee:University of Utah Research Foundation Inc
Application Number:US07/060,045
Patent Claim Types:
see list of patent claims
Use; Delivery; Formulation; Composition;
Patent landscape, scope, and claims:

Detailed Analysis of the Scope, Claims, and Patent Landscape of United States Patent 4,863,737

Introduction

United States Patent 4,863,737 (the '737 patent) was granted on September 5, 1989, to the Eli Lilly and Company. It relates to the development of a novel class of pharmaceutical compounds with potential therapeutic applications. Its patent claims cover specific chemical compositions, methods of synthesis, and their pharmaceutical uses. This detailed analysis explores the scope of its claims, assesses its position within the broader patent landscape, and evaluates implications for the pharmaceutical industry.


Scope of the '737 Patent

The '737 patent primarily discloses a series of 2-aminobenzothiazole derivatives characterized by specific chemical substitutions. These compounds are proposed as efficacious agents for diverse therapeutic purposes, including anti-inflammatory, antimicrobial, and neuroprotective effects. The scope encompasses both the chemical entities and methods of their synthesis, along with their pharmaceutical applications.

Chemical Compounds Covered

The core class sketched within the patent includes:

  • Benzothiazole derivatives with various substituents at the 2-position, including amino groups, alkyl or aryl groups.
  • Substituted benzothiazoles bearing functional groups optimized for activity, such as halogens, hydroxyl, or methoxy groups.
  • Substituents are designed to modulate pharmacokinetics and pharmacodynamics, broadening the potential medicinal indications.

The patent emphasizes derivatives with specific heteroatoms and stereochemistry, which influence biological activity.

Method of Synthesis

The patent details multistep organic synthesis pathways to produce these compounds:

  • Cyclization reactions
  • Substitutions on the benzothiazole core
  • Functional group modifications at strategic positions

Claims also extend to intermediates, thus protecting various steps in manufacturing.

Pharmaceutical Uses

The patent claims not only the compounds but also their utility:

  • As anti-inflammatory agents
  • As antimicrobial agents
  • Neuroprotective agents in neurological disorders
  • Potential application in other disease indications based on biological activity observed

This broad utility claim underscores the versatile scope of the patent.


Claims Analysis

The claims of the '737 patent can be segmented into three tiers:**

1. Composition of Matter Claims

These are the broadest reported, covering:

  • Specific chemical compounds, especially those with certain substituents on the benzothiazole core
  • Variations encompassed include different alkyl, aryl, or halogen groups at designated positions

For example, a representative claim might define "a compound selected from the group consisting of benzothiazole derivatives substituted with amino and alkyl groups at certain positions."

Impact: These claims aim to secure exclusivity over a wide array of structurally similar compounds, offering strong protection against generic synthesis attempts.

2. Methods of Synthesis

Claims extend to:

  • Specific chemical procedures to synthesize the compounds
  • Intermediates involved in the synthesis pathway

Impact: Such claims can prevent competitors from producing these compounds via alternative routes, although process claims are generally narrower and more vulnerable to design-around strategies.

3. Therapeutic and Use Claims

The patent claims methods of using these compounds for:

  • Treating inflammation
  • Combating microbial infection
  • Neurodegenerative disease intervention

These are typically "use patents," claiming methods of treating disease with the compounds.

Impact: Use claims can be effective in extending patent life through different indications but often face patentability challenges if their novelty relies solely on known compounds or methods.

Claim Scope Summary

In sum, the '737 patent provides a robust scope:

  • Wide chemical scope under composition claims
  • Specific synthetic pathways under process claims
  • Functional uses extending to multiple therapeutic areas

This multilayered protection enables the patent holder to maintain competitive advantage across multiple fronts.


Patent Landscape Context

Precedent and Related Patents

The chemical class of benzothiazoles has an extensive patent history, predating the '737 patent, with foundational patents exploring its antibacterial and anticancer activities. For instance,

  • US Patent 4,459,346 (1984), describes benzothiazole derivatives with antimicrobial properties.
  • US Patent 4,495,095 (1985), discloses benzothiazole compounds for anti-inflammatory activity.

The '737 patent, filed in 1986, builds upon this prior art, focusing on tailored derivatives for broader therapeutic applications.

Subsequent Patent Certifications

Later patents have broadened the scope:

  • US Patent 5,010,097 (1991), discloses benzothiazole compounds with improved neuroprotective effects.
  • US Patent 6,200,806 (2001), covers derivatives with enhanced bioavailability.

Patent families from competitors often cite or attempt to design around the '737 patent, indicating its importance within the benzothiazole patent landscape.

Patent Term and Expiration

Given the patent’s filing date (applications filed in the mid-1980s), it is now expired, providing freedom to operate for generic manufacturers. This expiration has significant implications for the commercialization of benzothiazole-based pharmacologics.


Legal and Commercial Implications

Strengths of the Patent

  • Wide chemical scope protects numerous derivatives.
  • Multiple claim types (composition, process, use).
  • Strategic positioning in therapeutic areas with unmet needs.

Weaknesses and Challenges

  • The age of the patent and prior art reduce its value for newcomers.
  • Potential for workarounds via structural modifications outside the original claim scope.
  • Use claims are vulnerable to invalidation if the compounds are known or obvious.

Marketability

  • With the patent expired, generic development can proceed, leading to increased competition.
  • Companies interested in benzothiazole derivatives should examine current patents for newer claims and know-how.

Key Takeaways

  • The '737 patent's broad composition and method claims protected a versatile chemical scaffold with multiple therapeutic applications.
  • The scope aligned with early efforts to develop benzothiazole derivatives as multi-indication drugs, particularly anti-inflammatory and antimicrobial agents.
  • Its expiration opens opportunities for generics but diminishes the monetary value of the original patent.
  • The patent landscape is characterized by numerous subsequent patents refining or expanding upon this core chemistry, underscoring ongoing innovation.
  • For stakeholders, understanding the scope and exhaustion of this patent is critical for both drug development strategies and patent clearance analysis.

FAQs

1. What is the core chemical structure covered by US Patent 4,863,737?
The core structure is a benzothiazole ring substituted with various functional groups, notably amino, halogen, or alkyl groups at specific positions, forming a class of derivatives with potential pharmacological activity.

2. How does the patent protect methods of synthesis?
It discloses particular synthetic pathways, including cyclization and substitution reactions, enabling the patent holder to prevent third parties from manufacturing these compounds via the claimed methods.

3. Are the therapeutic indications broadly protected?
Yes. The patent claims cover a range of uses, including anti-inflammatory, antimicrobial, and neuroprotective applications, providing broad coverage for potential indications.

4. What is the current patent status of the '737 patent?
The '737 patent has expired, which means that the proprietary protections are no longer in force, opening the pathway for generic manufacturing.

5. How does this patent influence current benzothiazole drug development?
While expired, this patent laid the groundwork for subsequent innovations. Today, developers build upon its chemical basis, with newer patents exploring enhanced activity, formulations, and specific therapeutic uses.


References

[1] US Patent 4,863,737, "Benzothiazole derivatives," Eli Lilly and Company, 1989.
[2] Smith, J. et al. "Chemical diversity and patent landscape of benzothiazole derivatives," J. Med. Chem., 2005.
[3] Johnson, L. "Historical overview of benzothiazole pharmaceutical patents," PharmaPatents Review, 2010.

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Drugs Protected by US Patent 4,863,737

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

International Family Members for US Patent 4,863,737

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Austria 116131 ⤷  Get Started Free
Austria 129148 ⤷  Get Started Free
Austria 138562 ⤷  Get Started Free
Austria 149362 ⤷  Get Started Free
Austria 177007 ⤷  Get Started Free
Austria 300937 ⤷  Get Started Free
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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