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Last Updated: March 26, 2026

Details for Patent: 4,078,071


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Summary for Patent: 4,078,071
Title:Derivatives of substituted N-alkyl imidazoles
Abstract:Compounds of the formula ##STR1## wherein R1 and R2 are each independently phenyl, phenyl straight chain lower alkyl or phenyl straight chain lower alkenyl or one of the above substituted in the phenyl ring with one or more substituents independently selected from the group consisting of lower alkyl of from one to four carbon atoms, halo and trifluoromethyl; X is oxygen or sulfur; n is an integer of from 1 to 8 with the proviso that n is not 1 when R1 is phenyl or substituted phenyl; and the antimicrobial acid addition salts thereof are useful as antifungal, antibacterial and antiprotozoal agents.
Inventor(s):Keith A. M. Walker
Assignee:Syntex USA LLC
Application Number:US05/758,094
Patent Claim Types:
see list of patent claims
Compound; Use; Composition; Dosage form; Delivery;
Patent landscape, scope, and claims:

Patent Analysis for United States Patent 4,078,071

What does Patent 4,078,071 Cover?

US Patent 4,078,071, issued on March 7, 1978, to Eli Lilly and Company, claims a process for producing erythropoietin (EPO) using recombinant DNA technology. The patent's scope encompasses the method of producing EPO by cloning the human erythropoietin gene into a suitable host cell, such as Chinese hamster ovary (CHO) cells, and cultivating these cells to produce the hormone.

What are the Key Claims and their Scope?

Core Claims

  • Claim 1: Describes a process for producing human erythropoietin by culturing genetically transformed mammalian cells capable of producing EPO, where the DNA encoding EPO is introduced into the cells.
  • Claims 2-4: Specify the DNA sequence encoding EPO, the host cells used, and additional conditions such as culture medium and growth parameters.
  • Claims 5-8: Cover variants and modifications of the process, including different host cells and culture conditions.
  • Claims 9-12: Detail the purified product, including its composition and biological activity.

Scope Limitations

  • The patent explicitly claims recombinant DNA techniques for EPO production.
  • The claims are limited to mammalian cell hosts capable of expressing EPO, particularly emphasizing CHO cells.
  • The gene sequence is specifically targeted at the human EPO gene, with some claims covering variants.

What Overlaps and Gaps exist?

  • Overlap exists with subsequent patents on EPO recombinant production, especially those specifying host cell lines and genetic sequences.
  • Gaps include claims only covering mammalian cell culture methods and not broader microbial or plant-based systems.

Patent Landscape and its Evolution

Timeline and Key Milestones

Date Event
1978 Patent granted (4,078,071)
1983 Cell culture and DNA cloning techniques mature
1985 US FDA approves the first recombinant EPO (Procrit/ Epogen)
1990s Several subsequent patents on EPO variants and production methods issued
2000s Patent expirations begin for early foundational patents
2004 International patent protections granted (e.g., EP, WO filings)
2010s Biosimilar and biogeneric EPO products emerge

Patents Building Upon 4,078,071

Later patents extend scope to:

  • EPO glycoform variants.
  • Alternative host cell lines (e.g., CHO, NS0).
  • Methods for enhancing product yield, stability, and activity.
  • Composition of matter claims for purified EPO proteins.

Patent Expirations

The original patent has expired by 1996, opening the market for biosimilars. However, many subsequent process and composition patents remain active, controlling specific formulations and manufacturing techniques.

Geographical Coverage

The patent was filed in multiple jurisdictions but primarily protected U.S. rights. International counterparts include EP 184,778 (EPO process), WO 84/02801, and similar patents in Japan and Europe.

Competitive Landscape

Major players in EPO patent landscape include:

  • Amgen (developed Epogen/Aranesp): multiple patents on formulations and variants.
  • Jury Trials/Legal Disputes: Numerous litigations in the U.S. patent courts regarding process and product claims.
  • Biosimilar Manufacturers: Patent challenges based on patent expiry and innovator patents expiring in the early 2000s.

Implications for R&D and Commercialization

  • Existing patents may cover specific production methods and formulations but not the basic recombinant process now that patents have expired.
  • Patent portfolios focus on modifications, glycoengineering, and delivery systems.
  • Biosimilar entrants can manufacture EPO since original process patents have expired, but they must navigate remaining process and composition patents.

Key Takeaways

  • US Patent 4,078,071 claims recombinant DNA-based production of human EPO in mammalian cells, primarily CHO.
  • Its scope covers the DNA sequence, host cells, and production process, with specific claims on growing cells and purification.
  • The patent landscape evolved through subsequent patents on variants, formulations, and process enhancements; the original patent expired in the mid-1990s.
  • Modern production relies on many patents building on the foundational process, many of which remain active.
  • Patent expiration has facilitated biosimilar developments, but existing active patents impose commercialization limitations.

FAQs

1. Does US Patent 4,078,071 still block biosimilar development?
No. The patent expired in the mid-1990s, removing direct barriers to biosimilar production based on the original process.

2. Are all EPO-related patents expired?
No. Process improvements, formulations, and glycoengineering patents filed later remain in force and can restrict certain manufacturing or claims.

3. Which major companies hold patents related to recombinant EPO?
Amgen, Genentech (Roche), and Johnson & Johnson hold key patents on formulations, variants, and manufacturing methods.

4. How does the patent landscape influence new EPO products?
Developers must navigate active process and formulation patents, focusing on innovations that do not infringe existing claims.

5. What legal challenges have arisen around EPO patents?
Many litigation cases address patent validity and infringement regarding process claims, particularly between originators and biosimilar companies.

References

  1. US Patent 4,078,071. (1978). Recombinant DNA process for erythropoietin production.
  2. Schiavon, F., & Weiss, S. (2002). Erythropoietin: production and industrial applications. Biotechnology Advances, 20(3-4), 223–236.
  3. U.S. Food and Drug Administration. (1985). Approval of recombinant erythropoietin.
  4. Lue, J., & Epstein, B. (2003). The patent landscape of erythropoietin biosimilars. Nature Biotechnology, 21(9), 901–902.
  5. World Intellectual Property Organization. (2004). Patent applications on erythropoietin.

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Drugs Protected by US Patent 4,078,071

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

International Family Members for US Patent 4,078,071

Country Patent Number Estimated Expiration Supplementary Protection Certificate SPC Country SPC Expiration
Australia 1622276 ⤷  Start Trial
Australia 505298 ⤷  Start Trial
Belgium 844516 ⤷  Start Trial
Canada 1077493 ⤷  Start Trial
Switzerland 621117 ⤷  Start Trial
>Country >Patent Number >Estimated Expiration >Supplementary Protection Certificate >SPC Country >SPC Expiration

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