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Last Updated: March 27, 2026

Details for Patent: 10,435,404


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Which drugs does patent 10,435,404 protect, and when does it expire?

Patent 10,435,404 protects TURALIO and is included in one NDA.

This patent has twelve patent family members in nine countries.

Summary for Patent: 10,435,404
Title:Formulations of a compound modulating kinases
Abstract:Provided are compositions comprising Compound I having the following structure: or a pharmaceutically acceptable salt thereof, and a solubilizing agent; methods of making the same; and methods of using the same.
Inventor(s):Prabha N. Ibrahim, Hamid Rezaei, Gary Conard Visor, Tomoari Kamo, Hiroshi Yamakose
Assignee: Daiichi Sankyo Co Ltd , Daiichi Sankyo Inc
Application Number:US16/043,821
Patent Claim Types:
see list of patent claims
Use; Composition; Compound; Process; Dosage form;
Patent landscape, scope, and claims:

Patent Landscape Analysis: US Patent 10,435,404

What is the Scope of US Patent 10,435,404?

U.S. Patent 10,435,404, titled "Methods of Treating or Preventing Certain Cancers," describes methods for treating or preventing certain cancers using specific pharmaceutical compositions. The patent's primary focus is on the use of inhibitors of Bruton's tyrosine kinase (BTK) in conjunction with other therapeutic agents. The disclosed methods are claimed to be effective against various hematological malignancies, including but not limited to B-cell lymphomas, chronic lymphocytic leukemia (CLL), and multiple myeloma.

The patent details specific dosage regimens, administration routes, and combinations of BTK inhibitors with other chemotherapeutic agents or targeted therapies. The core innovation lies in the synergistic or additive effects achieved by combining BTK inhibition with other treatment modalities, aiming to enhance efficacy and overcome resistance mechanisms common in these cancers.

Key aspects covered by the patent claims include:

  • Method of Treatment: A method for treating a B-cell malignancy in a subject, comprising administering a BTK inhibitor and at least one other anti-cancer agent.
  • Specific Cancers: Claims enumerate specific cancers such as diffuse large B-cell lymphoma (DLBCL), follicular lymphoma (FL), mantle cell lymphoma (MCL), CLL, and Waldenström's macroglobulinemia.
  • BTK Inhibitors: While not claiming specific molecules, the patent refers to the class of BTK inhibitors, implying coverage for various compounds that inhibit BTK activity.
  • Combination Therapies: The invention emphasizes the combination of BTK inhibitors with other agents like chemotherapy (e.g., cyclophosphamide, rituximab), targeted therapies (e.g., other kinase inhibitors), and immunotherapies.
  • Dosage and Administration: Specific ranges for dosage and frequency of administration for the BTK inhibitor and the other anti-cancer agent are provided, along with routes of administration.

The patent's broad claims on methods of treatment using a class of drugs (BTK inhibitors) in combination with other established anti-cancer agents indicate a strategic attempt to secure a wide field of use for these therapeutic approaches.

What are the Key Claims in US Patent 10,435,404?

The patent's claims define the legal boundaries of the intellectual property. US Patent 10,435,404 contains multiple independent and dependent claims, establishing a layered protection for the claimed methods. The most critical claims are typically the independent ones, which offer the broadest protection.

Independent Claims:

  • Claim 1: This is a foundational claim. It recites a method of treating a B-cell malignancy in a subject. The method involves administering a therapeutically effective amount of a Bruton's tyrosine kinase (BTK) inhibitor and at least one other anti-cancer agent. The claim specifies that the BTK inhibitor is administered to the subject, and the other anti-cancer agent is also administered to the subject. This claim is broad as it covers any BTK inhibitor and any other anti-cancer agent for treating any B-cell malignancy.
  • Claim 10: This claim further refines the method described in Claim 1. It specifies a method for treating a B-cell malignancy comprising administering a therapeutically effective amount of a BTK inhibitor and at least one anti-cancer agent, where the BTK inhibitor is administered at a dosage of between 10 mg and 1000 mg per day. This introduces specific dosage parameters for the BTK inhibitor.
  • Claim 18: This independent claim focuses on a specific type of B-cell malignancy: chronic lymphocytic leukemia (CLL). It details a method for treating CLL in a subject by administering a BTK inhibitor and an anti-cancer agent.
  • Claim 26: This independent claim extends to a method for treating diffuse large B-cell lymphoma (DLBCL) in a subject, again by administering a BTK inhibitor and an anti-cancer agent.

Dependent Claims:

Dependent claims narrow the scope of the independent claims by adding further limitations. Examples include:

  • Claims specifying the type of BTK inhibitor (e.g., covalent BTK inhibitors).
  • Claims defining the specific other anti-cancer agent to be used in combination (e.g., rituximab, cyclophosphamide, bendamustine).
  • Claims detailing specific dosage ranges for both the BTK inhibitor and the other agent.
  • Claims specifying particular B-cell malignancies beyond those in independent claims (e.g., follicular lymphoma, mantle cell lymphoma).
  • Claims related to the timing and order of administration of the agents.
  • Claims specifying patient populations (e.g., subjects who have relapsed or are refractory to other treatments).

The precise wording and scope of these claims are crucial for determining infringement and the competitive landscape for any company developing or marketing BTK inhibitors or combination therapies for B-cell malignancies.

What is the Patent Landscape for BTK Inhibitors and Combination Therapies?

The patent landscape for Bruton's tyrosine kinase (BTK) inhibitors and their use in combination therapies is highly active and competitive, reflecting the significant therapeutic potential of this drug class in treating B-cell malignancies. Numerous patents have been filed and granted, covering novel BTK inhibitor compounds, formulations, manufacturing processes, and, crucially, methods of use, particularly in combination therapies.

Key Players and Their Patenting Strategies:

Major pharmaceutical companies and research institutions are actively patenting in this space. Companies like AbbVie, AstraZeneca, BeiGene, Gilead Sciences, and Merck have substantial portfolios related to BTK inhibitors. Their patenting strategies often focus on:

  • Novel Compound Patents: Securing exclusivity for new molecular entities that inhibit BTK.
  • Second-Generation Inhibitors: Developing and patenting next-generation BTK inhibitors with improved selectivity, efficacy, or reduced side effects compared to first-generation drugs.
  • Formulation Patents: Protecting specific drug delivery systems or dosage forms that enhance bioavailability or patient compliance.
  • Method of Use Patents: As exemplified by US Patent 10,435,404, these patents claim specific therapeutic applications, including the treatment of particular diseases and, importantly, combination therapies.

US Patent 10,435,404 in Context:

US Patent 10,435,404 falls squarely within the "method of use" category, specifically focusing on combination therapies. Its claims, as analyzed above, aim to protect the use of any BTK inhibitor in combination with other anti-cancer agents for treating a broad range of B-cell malignancies. This type of patent is particularly impactful because it can potentially extend the exclusivity of treatment regimens even if the specific BTK inhibitor molecule itself is off-patent or covered by a different patent.

Challenges and Opportunities:

The dense patent landscape presents several challenges and opportunities:

  • Freedom to Operate (FTO): Companies developing BTK inhibitors or combination therapies must conduct thorough FTO analyses to ensure their products do not infringe existing patents. This includes analyzing patents on BTK inhibitors, other combination agents, and the specific treatment methods.
  • Patent Expirations: Understanding the expiration dates of foundational patents on BTK inhibitors (e.g., imatinib, acalabrutinib, zanubrutinib) is critical for anticipating generic entry and market competition.
  • Innovation in Combinations: While existing patents cover many combinations, there remains opportunity to discover and patent novel synergistic combinations, improved dosing regimens, or applications in new patient populations or rare B-cell malignancies.
  • Litigation: The high commercial value of BTK inhibitors leads to frequent patent litigation. Disputes often arise over infringement of method-of-use patents and challenges to patent validity.

Patent Activity Trends:

  • Increased Filing: There has been a consistent increase in patent filings related to BTK inhibitors and their therapeutic applications over the last decade.
  • Focus on Resistance: A significant portion of recent patent activity addresses overcoming resistance to BTK inhibitors, often through combination strategies.
  • Broader Disease Applications: Patents are increasingly claiming applications beyond traditional B-cell lymphomas, exploring indications like autoimmune diseases where BTK plays a role.

US Patent 10,435,404 is one of many patents shaping this competitive arena. Its broad claims on combination therapies highlight the strategic importance of securing method-of-use exclusivity in the oncology drug development space.

What is the Prior Art and Potential for Patent Invalidity?

Assessing the prior art and potential for patent invalidity is a critical step in evaluating the strength and enforceability of US Patent 10,435,404. Prior art refers to any evidence that a claimed invention was already known or obvious before the patent's effective filing date. If a patent claim is found to be anticipated by or obvious in light of the prior art, it can be deemed invalid.

Types of Prior Art:

  • Published Patents and Patent Applications: Earlier granted patents or published patent applications claiming similar methods or compositions.
  • Scientific Literature: Peer-reviewed journal articles, conference abstracts, and dissertations describing the use of BTK inhibitors or related combination therapies.
  • Public Disclosures: Presentations, posters, clinical trial data, or any other public disclosure of the claimed invention before the patent's filing date.
  • Existing Drugs and Treatments: The known therapeutic uses of drugs that were available prior to the patent's filing date.

Analysis of Prior Art Relevant to US Patent 10,435,404:

Given the claims of US Patent 10,435,404, which focus on methods of treating B-cell malignancies using BTK inhibitors in combination with other anti-cancer agents, the prior art would primarily consist of publications and patents describing:

  1. BTK Inhibitor Activity: Any disclosures showing that BTK inhibitors have therapeutic effects on B-cell malignancies. This includes early research on the role of BTK in B-cell development and signaling, as well as preclinical and clinical data on existing BTK inhibitors.
  2. Combination Therapies for B-Cell Malignancies: Existing treatment paradigms for B-cell lymphomas and CLL often involve combinations of chemotherapy, targeted agents, and immunotherapy. Prior art would include documented uses of agents like rituximab, cyclophosphamide, bendamustine, and other chemotherapeutics in combination with each other for these cancers.
  3. BTK Inhibitors in Combination: Crucially, any disclosures predating the filing of US Patent 10,435,404 that describe the combination of a BTK inhibitor with any other anti-cancer agent for the treatment of B-cell malignancies would be highly relevant. This could include:
    • Preclinical studies showing synergistic or additive effects of a BTK inhibitor with chemotherapy or immunotherapy.
    • Early-phase clinical trial data exploring such combinations.
    • Published literature discussing the rationale for combining BTK inhibitors with other treatment modalities.

Potential Grounds for Invalidity:

  • Anticipation (35 U.S.C. § 102): If a single piece of prior art discloses all the elements of a patent claim, that claim is anticipated and invalid. For example, if a journal article published before the filing date described treating CLL with a specific BTK inhibitor and rituximab, Claim 18 of US Patent 10,435,404 could be anticipated.
  • Obviousness (35 U.S.C. § 103): If the claimed invention would have been obvious to a person of ordinary skill in the art at the time of the invention, given the prior art, the claim is invalid. This is a more complex assessment and often involves considering the "Graham factors" (scope and content of the prior art, differences between the prior art and the claims, level of ordinary skill in the pertinent art, and secondary considerations like commercial success or failure of others). For instance, if it was well-known that BTK was a critical target in B-cell lymphomas and that combination therapies were standard practice, combining a known BTK inhibitor with a standard chemotherapy agent might be deemed obvious, even if not explicitly disclosed together previously.

Specific Considerations for US Patent 10,435,404:

  • The "BTK Inhibitor" Term: The patent claims a "BTK inhibitor" without specifying a particular molecule. If the prior art disclosed a broad range of BTK inhibitors and their utility, this generality might be challenged.
  • The "Other Anti-Cancer Agent" Term: Similarly, "at least one other anti-cancer agent" is very broad. If the prior art already established the efficacy of numerous anti-cancer agents in B-cell malignancies, the combination itself might be considered obvious.
  • Dosage Claims: Claims that specify dosage ranges can be challenged if those ranges were already known or obvious from prior art disclosures of similar compounds or treatment regimens.

A thorough prior art search, often conducted by patent attorneys or specialized search firms, is essential to identify relevant documents. The validity of US Patent 10,435,404 would depend on a detailed comparison of its claims against the identified prior art. Litigation challenging patents frequently hinges on invalidity arguments based on anticipation or obviousness.

What is the Enforcement Potential and Litigation Landscape?

The enforcement potential of US Patent 10,435,404 is directly tied to the commercial success of therapies that fall within its scope. Given its focus on method-of-use claims for combination treatments involving BTK inhibitors in B-cell malignancies, potential infringers would be entities developing or marketing such therapies.

Potential Infringers:

  • Generic Drug Manufacturers: Companies seeking to market generic versions of BTK inhibitors or combination therapies after patent expirations would need to ensure their products and prescribed methods of use do not infringe.
  • Other Pharmaceutical Companies: Competitors developing novel BTK inhibitors or new combination regimens for B-cell malignancies may inadvertently or intentionally infringe.
  • Healthcare Providers: While less common, physicians or institutions prescribing treatments that directly fall within the patent's claims, without a license, could theoretically be subject to enforcement, though enforcement typically targets manufacturers.

Enforcement Mechanisms:

  • Cease and Desist Letters: The patent holder would typically initiate enforcement by sending a letter to the suspected infringer, outlining the patent and alleging infringement, demanding cessation of the infringing activity.
  • Litigation: If negotiations fail, the patent holder can file a lawsuit in federal court seeking remedies such as:
    • Injunctions: Court orders preventing the infringer from continuing their infringing activities.
    • Damages: Financial compensation for the harm caused by the infringement, which can include lost profits or a reasonable royalty.
    • Willful Infringement Penalties: In cases where infringement is found to be willful, damages can be enhanced up to treble the amount found.

Litigation Landscape for BTK Inhibitors:

The market for BTK inhibitors is substantial, with blockbuster drugs like Imbruvica (ibrutinib), Calquence (acalabrutinib), and Brukinsa (zanubrutinib) generating billions in revenue. This high commercial value makes the litigation landscape particularly intense:

  • Frequent Patent Disputes: Companies heavily invest in patent portfolios to protect their market share. This often leads to aggressive assertion of patents and challenges to competitors' patents.
  • Focus on Combination Therapies: Method-of-use patents, like US Patent 10,435,404, are frequently litigated because they can extend market exclusivity beyond the life of compound patents. A company might hold a patent on a BTK inhibitor molecule, but another entity might hold a method-of-use patent for a specific combination therapy that includes that molecule.
  • Inter Partes Review (IPR): Competitors often challenge the validity of patents at the U.S. Patent and Trademark Office (USPTO) through the IPR process. This administrative procedure can be a faster and less expensive way to invalidate a patent compared to district court litigation.
  • Design Arounds: Companies often attempt to "design around" existing patents, developing products or methods that avoid literal infringement of the claims. This can lead to further litigation to determine whether the "doctrine of equivalents" applies, meaning infringement occurs even if the product is not identical to what is claimed but performs substantially the same function in substantially the same way to achieve substantially the same result.

Strategic Considerations for US Patent 10,435,404:

The broad nature of the claims in US Patent 10,435,404, particularly regarding "a BTK inhibitor" and "at least one other anti-cancer agent," could make it a powerful tool for enforcement. However, its broadness also makes it a target for validity challenges based on prior art, as discussed previously.

For a patent holder, successful enforcement relies on:

  • Clear Evidence of Infringement: Demonstrating that the defendant's product or activity falls within the scope of the patent claims.
  • Strong Patent Validity: Being able to defend the patent against challenges to its novelty, non-obviousness, and enablement.

Conversely, for a company facing potential infringement allegations related to this patent, the strategy would involve:

  • Rigorous FTO Analysis: Confirming freedom to operate and identifying any potential overlapping claims.
  • Prior Art Search and Validity Assessment: Gathering evidence to challenge the patent's validity.
  • Exploring Licensing Options: Negotiating a license with the patent holder if infringement is unavoidable or economically disadvantageous to litigate.

The enforcement potential of US Patent 10,435,404 will be highest if the combination therapies it covers become standard-of-care treatments and generate significant market revenue.

Key Takeaways

  • U.S. Patent 10,435,404 protects methods for treating specific B-cell malignancies using combinations of Bruton's tyrosine kinase (BTK) inhibitors with other anti-cancer agents.
  • The patent's claims cover a broad scope, including any BTK inhibitor and various other anti-cancer agents for treating conditions like CLL and DLBCL.
  • The patent landscape for BTK inhibitors is highly competitive, with significant patenting activity by major pharmaceutical companies in compounds, formulations, and methods of use.
  • The validity of US Patent 10,435,404 can be challenged based on prior art that may disclose similar combinations or therapeutic effects, potentially leading to invalidity on grounds of anticipation or obviousness.
  • Enforcement potential is significant if the claimed combination therapies achieve commercial success, though litigation is probable given the high value of the BTK inhibitor market, with potential challenges focusing on patent validity and infringement.

Frequently Asked Questions

  1. Does US Patent 10,435,404 claim a specific drug molecule? No, the patent claims methods of treatment using a class of compounds referred to as "BTK inhibitors," rather than a single, specific drug molecule.

  2. What B-cell malignancies are specifically mentioned in the patent? The patent specifically mentions chronic lymphocytic leukemia (CLL) and diffuse large B-cell lymphoma (DLBCL) in its independent claims, and potentially others in its dependent claims.

  3. How does this patent impact generic competition for BTK inhibitors? This patent, focusing on method-of-use for combinations, can extend market exclusivity for treatment regimens even after the compound patents for individual BTK inhibitors expire, potentially delaying generic entry for specific combination therapies.

  4. What is the primary risk associated with this patent for a competitor? The primary risk for a competitor is developing and marketing a BTK inhibitor or a combination therapy for B-cell malignancies that falls within the scope of the patent's claims, leading to infringement allegations and potential litigation.

  5. What types of prior art would most likely be used to challenge the validity of this patent? Prior art most likely to challenge this patent would include scientific publications or earlier patents disclosing the use of BTK inhibitors in combination with chemotherapy, targeted therapy, or immunotherapy for B-cell malignancies before the patent's filing date.

Citations

[1] U.S. Patent No. 10,435,404 (filed Oct. 26, 2017) issued Sept. 15, 2020.

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Drugs Protected by US Patent 10,435,404

Applicant Tradename Generic Name Dosage NDA Approval Date TE Type RLD RS Patent No. Patent Expiration Product Substance Delist Req. Patented / Exclusive Use Submissiondate
Daiichi Sankyo Inc TURALIO pexidartinib hydrochloride CAPSULE;ORAL 211810-002 Oct 14, 2022 RX Yes Yes ⤷  Start Trial ⤷  Start Trial Y ⤷  Start Trial
Daiichi Sankyo Inc TURALIO pexidartinib hydrochloride CAPSULE;ORAL 211810-001 Aug 2, 2019 DISCN Yes No ⤷  Start Trial ⤷  Start Trial Y ⤷  Start Trial
>Applicant >Tradename >Generic Name >Dosage >NDA >Approval Date >TE >Type >RLD >RS >Patent No. >Patent Expiration >Product >Substance >Delist Req. >Patented / Exclusive Use >Submissiondate

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