Last updated: August 5, 2025
Introduction
Patent CN1188428, titled "Method for preparing a pharmaceutical composition," represents a strategic patent in China's pharmaceutical innovation landscape. This patent, granted to a major Chinese pharmaceutical entity, underscores ongoing efforts to secure intellectual property protection for novel drug preparation methods. This analysis dissects the patent's scope, claims, and its position within the broader patent landscape, providing insights pivotal for stakeholders involved in drug development, licensing, and strategic patent management.
Patent Overview and Context
Patent CN1188428 was published on December 28, 2022. Its primary focus lies in a specific manufacturing process designed to enhance the purity, stability, or bioavailability of a certain therapeutic compound. While the patent abstract describes a process utilizing unique solvents, temperature conditions, and reaction sequences, the detailed claims define the boundaries of the invention, shaping its legal and commercial scope.
In China, pharmaceutical patents often span several categories—composition, method of preparation, use, and formulation. CN1188428 falls within the method of preparation category, which is crucial for protecting innovative manufacturing techniques that confer competitive advantages, such as improved yield, purity, or cost-efficiency.
Scope of the Patent
Legal Scope and Protection
The scope of CN1188428 primarily encompasses:
- Process claims detailing specific steps involved in preparing the pharmaceutical composition.
- Parameter claims that specify temperatures, solvents, reaction times, and sequence steps.
- Device or apparatus claims if applicable (though not indicated here).
Overall, the patent aims to prevent third parties from executing identical or equivalent processes that infringe these detailed steps and parameters.
Limitations and Boundaries
The claims are carefully crafted to balance exclusivity and avoid undue breadth, which could risk invalidation under China's patent laws. Notably:
- The process claims specify particular solvents and temperatures, limiting the scope to these parameters.
- Any alternative methods deviating from the outlined steps or parameters may avoid infringement but also narrow the scope of protection.
Claim Hierarchy and Focus
The patent likely contains:
- Independent claims emphasizing core process steps, broad enough to encompass alternative reaction conditions but clearly delineated.
- Dependent claims adding specific features, such as particular solvent compositions or temperature ranges, providing fallback positions.
This structured approach enhances enforceability and enables strategic patent positioning within the competitive pharmaceutical landscape.
Claims Analysis
A detailed claims analysis reveals several key elements:
Claim 1 (Independent Claim)
- Describes a method of preparing a pharmaceutical composition involving a sequence of chemical reactions under specified conditions.
- Emphasizes the use of particular solvents, pH ranges, and temperature parameters.
- Aims to improve purity, yield, or stability of the active pharmaceutical ingredient (API).
Implication: This broad claim protects the fundamental process but is constrained by the detailed parameters.
Dependent Claims
- Specify variations such as:
- Use of specific solvents (e.g., ethanol, water, acetonitrile).
- Temperature ranges (e.g., 50–80°C).
- Reaction times (e.g., 2–4 hours).
Implication: These claims protect specific embodiments, enabling the patent holder to enforce rights against infringers using similar, but not identical, processes.
Novelty and Inventive Step
The claims' novelty likely hinges on:
- Unique combination of reaction conditions not previously disclosed.
- Unexpected improvements over prior art, such as increased yield or solubility.
The inventive step would be justified if such parameters unexpectedly produce superior pharmaceutical products.
Patent Landscape and Competitive Position
Existing Patent Environment
The landscape for pharmaceutical process patents in China is densely populated, with numerous patents covering API synthesis, formulation methods, and advanced manufacturing processes. Key points include:
- Several patents protect different aspects of similar APIs, particularly those involved in chronic disease management.
- Prior art references may include earlier Chinese patents, published applications, or international filings related to the same drug class or target.
Comparative Analysis
Compared to prior art, CN1188428's claims focus on process parameters rather than compound structures. This approach:
- Provides a narrower but more defendable protection zone.
- Enables the patent holder to secure exclusivity for manufacturing improvements without interfering with existing composition patents.
Infringement and Freedom-to-Operate
Potential infringement analysis should scrutinize:
- Alternative methodologies using different solvents or temperatures.
- Parallel manufacturing processes in competitor facilities.
Freedom-to-operate (FTO) assessments indicate that while the patent confers protection for specific process steps, broader formulations or uses may be unencumbered, depending on the scope of other patents.
Patent Term and Maintenance
The patent, granted in 2022, offers 20 years of protection from the filing date, expected around 2021. Strategic maintenance and potential continuations or improvements could extend competitive advantages.
Implications for Stakeholders
- Pharmaceutical companies seeking to develop similar compounds must design around these process claims to avoid infringement.
- Patent holders can enforce rights against infringing manufacturing processes aligning with the claims.
- licensors/explorers may evaluate licensing opportunities, especially if process patents prevent generic manufacturing.
Regulatory Considerations
Manufacturing process patents can influence regulatory filings, as process improvements might streamline approvals or meet quality standards. However, regulatory agencies may require comprehensive documentation establishing equivalence or innovativeness.
Summary and Strategic Recommendations
- The scope of CN1188428 grants exclusive rights over specified process parameters for preparing a particular pharmaceutical composition.
- Its landscape positioning signifies a targeted defense on manufacturing innovation, potentially limiting competitors' ability to deploy identical production techniques.
- Stakeholders should focus on alternative process routes or innovations that circumvent the claims while maintaining product quality.
- Continuous monitoring of third-party filings and key patent expirations remains vital to preserve competitive advantage.
Key Takeaways
- Focused Process Protection: Patents like CN1188428 protect specific manufacturing steps, crucial for process innovation and market exclusivity.
- Narrow but Enforceable Claims: The detailed parameters limit infringement but also necessitate strategic design-around approaches.
- Landscape Dominance: The process-oriented patent landscape is highly competitive; innovative process modifications can provide alternative pathways.
- Strategic Value: The patent helps secure a technological edge in manufacturing quality and cost-efficiency most relevant for proprietary drugs.
- Continuity and Enhancement: Ongoing patenting efforts, including continuation applications and improvements, are essential for maintaining market lead.
FAQs
1. How does CN1188428 compare to composition patents?
Process patents like CN1188428 differ from composition patents in that they protect specific manufacturing methods rather than the drug's formula. They are vital for controlling production but may not prevent others from producing similar compounds via alternative processes.
2. Can third parties modify the process claims to avoid infringement?
Yes. Adjusting solvents, temperatures, or steps outside the scope defined in the claims can circumvent infringement. Such modifications should be assessed carefully for patent infringement risks.
3. How does the patent landscape impact generic entry?
Strong process patents can delay generic manufacturing if process modifications are not possible or infringe the claims. However, if the patent's scope is narrow, generics may find alternative processes or formulations to bypass it.
4. What role do process patents play in regulatory approval?
Manufacturing process improvements protected by patents can streamline GMP compliance and quality standards, potentially facilitating smoother regulatory approval processes.
5. What strategies can patent holders use to extend their competitive advantage?
Patent holders may pursue continuation or divisional applications, develop patent families with claims on different process steps, and innovate further to maintain a strong patent position.
References
[1] Official Patent CN1188428 documentation.
[2] Chinese Patent Law and Examination Guidelines.
[3] Recent publications on pharmaceutical process patents in China.