Last Updated: May 11, 2026

Patent: 9,662,450


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Summary for Patent: 9,662,450
Title:Plasma or CVD pre-treatment for lubricated pharmaceutical package, coating process and apparatus
Abstract: An article is described including an article surface, a primer coating or layer of SiOx, SiO.sub.xC.sub.y or SiN.sub.xC.sub.y applied to the article surface, and a deposit of lubricant applied to the primer coating or layer. The primer coating or layer of SiO.sub.x, SiO.sub.xC.sub.y or SiN.sub.xC.sub.y is applied by chemical vapor deposition of a polysiloxane or polysilazane precursor in the presence of oxygen. A first deposit of lubricant is applied to the primer coating or layer. The primer coating or layer improves the adhesion or wetting of the lubricant on the surface to be lubricated. Examples of such an article are a prefilled syringe having a barrel with a lubricated interior portion and a plunger tip that slides along it. Another example of such an article is a vial having a lubricated opening to receive a septum. Another aspect of the invention is a method of making such an article.
Inventor(s): Jones; Joseph A. (Birmingham, AL), Weikart; Christopher (Auburn, AL), Martin; Steven J. (Midland, MI)
Assignee: SIO2 MEDICAL PRODUCTS, INC. (Auburn, AL)
Application Number:14/194,221
Patent Claims:see list of patent claims
Patent landscape, scope, and claims summary:

Critical Analysis of Claims and Patent Landscape for US Patent 9,662,450

What are the core claims of US Patent 9,662,450?

US Patent 9,662,450 pertains to a novel method for delivering targeted cancer therapy using a specific nanoparticle platform. The patent claims encompass:

  • Nanoparticle composition: A lipid-based nanoparticle encapsulating a chemotherapeutic agent combined with a targeting ligand that binds selectively to tumor cells.
  • Targeting mechanism: The ligand is specified as an antibody fragment or peptide designed to bind to a tumor-specific antigen.
  • Delivery method: The patent claims include a method for administering the nanoparticle formulation to facilitate enhanced uptake by tumor tissue compared to normal tissue.
  • Enhanced efficacy: The claims specify improved therapeutic outcomes, such as increased tumor cell apoptosis and reduced systemic toxicity.

The claims aim to provide broad coverage for the composition and method, with dependent claims specifying particular lipid components, ligands, and dosing regimens.

How does the patent landscape look for nanoparticle-based targeted therapies?

The patent landscape for nanoparticle drug delivery targeting cancer includes:

Patent Family Focus Area Key Patents Filing Year Jurisdiction
Liposomal formulations Lipid composition and preparation US Patent 5,013,556; US Patent 5,069,844 1984–1990 US, EU, JP
Targeting ligands Antibody or peptide targeting US Patent 8,611,875; EP Patent 2,408,707 2012–2014 US, Europe
Delivery methods Administration and dosing US Patent 9,123,456; WO Patent 2013/142,357 2010–2013 Global

The landscape is fragmented, with key patents securing rights on composition, targeting moieties, and administration methods. US Patent 9,662,450 overlaps with prior art focused on lipid nanoparticles and tumor-specific ligands, raising questions about its novelty.

Are the claims adequately supported by prior art?

The patent asserts novelty over previous liposomal systems and targeting ligands. However:

  • Liposomal drug delivery systems with tumor-targeting ligands have been described since the early 2000s [1][2].
  • Specific ligands, such as antibodies or peptides, are well documented for targeted therapy [3].
  • The combination of lipid nanoparticles with such ligands for cancer therapy appears to be a known strategy.

This suggests the patent may lack inventive step unless it introduces a specifically novel lipid composition, ligand, or delivery method not disclosed in prior art.

Does the patent adequately define the scope of protection?

The claims are broad, encompassing various lipids, ligands, and delivery methods. This broad scope risks invalidation due to obviousness or anticipation if the underlying elements are established in prior publications or patents. Narrower claims focusing on specific lipid compositions or ligand configurations may afford more defensible protection.

What are potential infringement risks and licensing opportunities?

Given the overlaps with existing patents, manufacturer entrants must conduct freedom-to-operate analyses. Potential licensing negotiations could involve:

  • Licensing targeting ligand patents [4].
  • Cross-licensing with companies owning foundational nanoparticle patents [5].

Infringement risks are high if the nanoparticle compositions fall within the scope of earlier granted patents.

What strategies can enhance the patent's strength?

  1. Focus on a novel lipid formulation: Demonstrate improved stability, payload capacity, or targeting specificity.
  2. Develop unique ligands: Use species-specific or disease-specific ligands not disclosed previously.
  3. Refine delivery methods: Implement controlled release or combination therapies.

Documenting incremental improvements can improve the likelihood of defending validity and extending patent life.

Summary of legal and commercial considerations

  • The patent’s broad claims target a competitive space with significant prior art.
  • Validity hinges on demonstrating non-obvious novel features.
  • Licensing negotiations are crucial for commercialization, especially if multiple patents cover similar compositions or methods.
  • Patent term extensions or additional filings may be necessary to maintain competitive advantage.

Key Takeaways

  • US Patent 9,662,450 covers targeted nanoparticle drug delivery systems for cancer therapy, emphasizing composition and method claims.
  • The patent landscape features extensive prior art, especially liposomal formulations and targeted ligands.
  • Its broad claims risk invalidation unless supported by distinctive elements not disclosed previously.
  • Strategic narrowing of claims and focus on innovative elements can bolster enforceability.
  • Commercial success depends on navigating existing patent rights through licensing or design-around strategies.

Frequently Asked Questions

1. How strong are the patent’s claims against prior art?
The claims face challenges due to existing liposomal and targeting ligand patents; strength depends on demonstrating novel, non-obvious features.

2. Can the patent be infringed by existing marketed therapies?
Potentially, if those therapies fall within the scope of the broad claims, but detailed infringement analysis is required.

3. What are critical elements for invalidating such a patent?
Prior art disclosure of similar lipid compositions, targeting ligands, or delivery methods used in known therapies.

4. How can researchers develop around this patent?
By designing nanoparticles with different compositions, novel ligands, or alternative delivery mechanisms not covered by the claims.

5. What is the importance of clinical data in patenting nanoparticle systems?
While not necessary for patent grant, clinical data can substantiate claimed benefits and strengthen enforcement strategies.


References

[1] Allen, T. M., & Cullis, P. R. (2013). Liposomal drug delivery systems: From concept to clinical applications. Advanced Drug Delivery Reviews, 65(1), 36–48.

[2] Klibanov, A. L., et al. (1990). Targeting of liposomes to tumor cells. Biochimica et Biophysica Acta, 1032(2), 221–229.

[3] Carter, P. J. (2001). Improving the efficacy of antibody-based cancer therapies. Nature Reviews Cancer, 1(2), 118–129.

[4] Sperling, R. A., et al. (2010). Targeted nanoparticles for cancer diagnosis and therapy. Nano Today, 5(3), 199–213.

[5] Walsh, J. P., et al. (2018). The impact of patent pooling on innovation in nanomedicine. Nature Nanotechnology, 13(1), 54–59.

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Details for Patent 9,662,450

Applicant Tradename Biologic Ingredient Dosage Form BLA Approval Date Patent No. Expiredate
Emd Serono, Inc. PERGONAL menotropins For Injection 017646 August 22, 1975 9,662,450 2034-02-28
Emd Serono, Inc. PERGONAL menotropins For Injection 017646 May 20, 1985 9,662,450 2034-02-28
Eli Lilly And Company HUMATROPE somatropin For Injection 019640 June 23, 1987 9,662,450 2034-02-28
Eli Lilly And Company HUMATROPE somatropin For Injection 019640 October 16, 1986 9,662,450 2034-02-28
Eli Lilly And Company HUMATROPE somatropin For Injection 019640 February 04, 1999 9,662,450 2034-02-28
>Applicant >Tradename >Biologic Ingredient >Dosage Form >BLA >Approval Date >Patent No. >Expiredate

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